0001144204-16-086121.txt : 20160304
0001144204-16-086121.hdr.sgml : 20160304
20160304162102
ACCESSION NUMBER: 0001144204-16-086121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160302
FILED AS OF DATE: 20160304
DATE AS OF CHANGE: 20160304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DERMA SCIENCES, INC.
CENTRAL INDEX KEY: 0000892160
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 232328753
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095144744
MAIL ADDRESS:
STREET 1: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: DERMA SCIENCES INC
DATE OF NAME CHANGE: 19940513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YETTER JOHN E
CENTRAL INDEX KEY: 0001240335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13070
FILM NUMBER: 161485500
MAIL ADDRESS:
STREET 1: DERMA SCIENCES INC
STREET 2: 214 CARNEGIE CENTER, SUITE 300
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
v433416_4.xml
FORM 4
X0306
4
2016-03-02
0
0000892160
DERMA SCIENCES, INC.
DSCI
0001240335
YETTER JOHN E
DERMA SCIENCES INC
214 CARNEGIE CENTER, SUITE 300
PRINCETON
NJ
08540
0
1
0
0
EVP, Finance & CFO
Common Stock
2016-03-02
4
A
0
3200
0
A
59137
D
Common Stock
2016-03-02
4
F
0
1118
3.30
D
58019
D
Stock Option (right to buy)
8.83
2016-03-02
4
A
0
10800
0
A
2016-03-02
2025-02-12
Common Stock
10800
10800
D
Stock Option (right to buy)
3.30
2016-03-02
4
A
0
12000
0
A
2016-03-02
2026-03-02
Common Stock
12000
12000
D
The shares of common stock reported herein represent restricted stock units issued under the issuer's equity incentive plan in consideration of the reporting person's services to the issuer granted on February 12, 2015, subject to the issuer's satisfaction of certain performance criteria for the fiscal year ending December 31, 2015, and further subject to continued employment through the vesting date. Certain of the performance criteria for 2015 were met, resulting in the vesting of 3,200 restricted stock units.
Shares withheld in connection with the vesting of 3,200 restricted stock units, previously granted pursuant to the issuer's equity incentive plan, at a closing price of $3.30, as reported herein.
The options reported herein were issued under the issuer's equity incentive plan in consideration of the reporting person's services to the issuer granted on February 12, 2015, subject to the issuer's satisfaction of certain performance criteria for the fiscal year ending December 31, 2015, and further subject to continued employment through the vesting date. Certain of the performance criteria for 2015 were met, resulting in the vesting of 10,800 options.
The options, granted pursuant to the issuer's equity incentive plan, vested as to 25% on the grant date and will vest as to an additional 25% on March 2 of 2017, 2018 and 2019.
/s/ John E. Yetter
2016-03-04