9999999995-14-000550.txt : 20140303 9999999995-14-000550.hdr.sgml : 20140303 20140303001516 ACCESSION NUMBER: 9999999995-14-000550 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140303 EFFECTIVENESS DATE: 20140228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY FUNDS TRUST CENTRAL INDEX KEY: 0000891944 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 033-52154 FILM NUMBER: 14658057 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BOULEVARD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 8009664354 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN ST MK-WI-LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HENLOPEN FUND DATE OF NAME CHANGE: 19921217 0000891944 S000019531 Hennessy Cornerstone Large Growth Fund C000054248 Hennessy Cornerstone Large Growth Fund - Investor Class HFLGX C000074662 Hennessy Cornerstone Large Growth Fund - Institutional Class HILGX 0000891944 S000025096 Hennessy Large Value Fund C000074660 Hennessy Large Value Fund - Investor Class HLVFX C000074661 Hennessy Large Value Fund - Institutional Class HLVIX 0000891944 S000038529 Hennessy Focus Fund C000118915 Investor Class HFCSX C000118916 Institutional Class HFCIX 0000891944 S000038530 Hennessy Large Cap Financial Fund C000118917 Investor Class HLFNX 0000891944 S000038531 Hennessy Small Cap Financial Fund C000118918 Investor Class HSFNX C000118919 Institutional Class HISFX 0000891944 S000038532 Hennessy Technology Fund C000118920 Investor Class HTECX C000118921 Institutional Class HTCIX 0000891944 S000038533 Hennessy Gas Utility Index Fund C000118922 Investor Class GASFX 0000891944 S000038534 Hennessy Equity and Income Fund C000118923 Institutional Class HEIFX C000118924 Investor Class HEIIX 0000891944 S000038535 Hennessy Core Bond Fund C000118925 Investor Class HCBFX C000118926 Institutional Class HCBIX 0000891944 S000044800 Hennessy Cornerstone Growth Fund C000139151 Investor Class C000139152 Institutional Class 0000891944 S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139153 Investor Class C000139154 Institutional Class 0000891944 S000044802 Hennessy Cornerstone Value Fund C000139155 Investor Class C000139156 Institutional Class 0000891944 S000044803 Hennessy Total Return Fund C000139157 Investor Class 0000891944 S000044804 Hennessy Balanced Fund C000139158 Investor Class 0000891944 S000044805 Hennessy Japan Fund C000139159 Institutional Class C000139160 Investor Class 0000891944 S000044806 Hennessy Japan Small Cap Fund C000139161 Investor Class EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2014-02-28 0000898531-14-000096 485APOS 0000891944 HENNESSY FUNDS TRUST 033-52154 S000019531 Hennessy Cornerstone Large Growth Fund C000054248 Hennessy Cornerstone Large Growth Fund - Investor Class S000019531 Hennessy Cornerstone Large Growth Fund C000074662 Hennessy Cornerstone Large Growth Fund - Institutional Class S000025096 Hennessy Large Value Fund C000074660 Hennessy Large Value Fund - Investor Class S000025096 Hennessy Large Value Fund C000074661 Hennessy Large Value Fund - Institutional Class S000038529 Hennessy Focus Fund C000118915 Investor Class S000038529 Hennessy Focus Fund C000118916 Institutional Class S000038530 Hennessy Large Cap Financial Fund C000118917 Investor Class S000038531 Hennessy Small Cap Financial Fund C000118918 Investor Class S000038531 Hennessy Small Cap Financial Fund C000118919 Institutional Class S000038532 Hennessy Technology Fund C000118920 Investor Class S000038532 Hennessy Technology Fund C000118921 Institutional Class S000038533 Hennessy Gas Utility Index Fund C000118922 Investor Class S000038534 Hennessy Equity and Income Fund C000118923 Institutional Class S000038534 Hennessy Equity and Income Fund C000118924 Investor Class S000038535 Hennessy Core Bond Fund C000118925 Investor Class S000038535 Hennessy Core Bond Fund C000118926 Institutional Class S000044800 Hennessy Cornerstone Growth Fund C000139151 Investor Class S000044800 Hennessy Cornerstone Growth Fund C000139152 Institutional Class S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139153 Investor Class S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139154 Institutional Class S000044802 Hennessy Cornerstone Value Fund C000139155 Investor Class S000044802 Hennessy Cornerstone Value Fund C000139156 Institutional Class S000044803 Hennessy Total Return Fund C000139157 Investor Class S000044804 Hennessy Balanced Fund C000139158 Investor Class S000044805 Hennessy Japan Fund C000139159 Institutional Class S000044805 Hennessy Japan Fund C000139160 Investor Class S000044806 Hennessy Japan Small Cap Fund C000139161 Investor Class