Hennessy Stance ESG ETF
|
||||||||||||
Schedule of Investments
|
||||||||||||
January 31, 2024 (Unaudited)
|
||||||||||||
COMMON STOCKS — 96.32%
|
Number of
Shares
|
Value
|
% of Net
Assets
|
|||||||||
Communication Services — 8.86%
|
||||||||||||
Alphabet, Inc., Class A(a)
|
15,523
|
$
|
2,174,772
|
3.42
|
%
|
|||||||
AT&T, Inc.
|
124,812
|
2,207,925
|
3.47
|
%
|
||||||||
Netflix, Inc.(a)
|
2,227
|
1,256,273
|
1.97
|
%
|
||||||||
5,638,970
|
8.86
|
%
|
||||||||||
Consumer Discretionary — 7.20%
|
||||||||||||
Hilton Worldwide Holdings, Inc.
|
11,946
|
2,281,208
|
3.59
|
%
|
||||||||
Lowe's Companies, Inc.
|
760
|
161,758
|
0.25
|
%
|
||||||||
NIKE, Inc., Class B
|
21,040
|
2,136,192
|
3.36
|
%
|
||||||||
4,579,158
|
7.20
|
%
|
||||||||||
Consumer Staples — 5.48%
|
||||||||||||
Archer-Daniels-Midland Co.
|
23,320
|
1,296,126
|
2.04
|
%
|
||||||||
McCormick & Co., Inc.
|
32,101
|
2,188,004
|
3.44
|
%
|
||||||||
3,484,130
|
5.48
|
%
|
||||||||||
Financials — 21.18%
|
||||||||||||
Aflac, Inc.
|
25,760
|
2,172,598
|
3.41
|
%
|
||||||||
Aon PLC, Class A
|
7,536
|
2,248,968
|
3.53
|
%
|
||||||||
Brown & Brown, Inc.
|
31,454
|
2,439,571
|
3.84
|
%
|
||||||||
Marsh & McLennan Companies, Inc.
|
10,092
|
1,956,233
|
3.07
|
%
|
||||||||
Mastercard, Inc., Class A
|
5,247
|
2,357,110
|
3.70
|
%
|
||||||||
Visa, Inc., Class A
|
8,464
|
2,312,873
|
3.63
|
%
|
||||||||
13,487,353
|
21.18
|
%
|
||||||||||
Health Care — 14.75%
|
||||||||||||
Agilent Technologies, Inc.
|
994
|
129,319
|
0.20
|
%
|
||||||||
Centene Corp.(a)
|
28,000
|
2,108,680
|
3.31
|
%
|
||||||||
Danaher Corp.
|
2,066
|
495,654
|
0.78
|
%
|
||||||||
Elevance Health, Inc.
|
4,563
|
2,251,567
|
3.54
|
%
|
||||||||
Regeneron Pharmaceuticals, Inc.(a)
|
2,404
|
2,266,444
|
3.56
|
%
|
||||||||
The Cigna Group
|
7,094
|
2,134,939
|
3.36
|
%
|
||||||||
9,386,603
|
14.75
|
%
|
||||||||||
Industrials — 17.45%
|
||||||||||||
CSX Corp.
|
27,758
|
990,961
|
1.56
|
%
|
||||||||
General Electric Co.
|
17,629
|
2,334,432
|
3.67
|
%
|
||||||||
Otis Worldwide Corp.
|
9,166
|
810,641
|
1.27
|
%
|
||||||||
Snap-on, Inc.
|
7,674
|
2,224,923
|
3.50
|
%
|
||||||||
TransDigm Group, Inc.
|
2,234
|
2,441,047
|
3.84
|
%
|
||||||||
WW Grainger, Inc.
|
2,567
|
2,299,108
|
3.61
|
%
|
||||||||
11,101,112
|
17.45
|
%
|
||||||||||
Information Technology — 20.24%
|
||||||||||||
Amphenol Corp., Class A
|
14,757
|
1,491,933
|
2.34
|
%
|
||||||||
Apple, Inc.
|
12,054
|
2,222,757
|
3.50
|
%
|
||||||||
Broadcom, Inc.
|
2,104
|
2,482,720
|
3.90
|
%
|
||||||||
Cognizant Technology Solutions Corp., Class A
|
26,572
|
2,049,233
|
3.22
|
%
|
||||||||
HP, Inc.
|
72,931
|
2,093,849
|
3.29
|
%
|
||||||||
Microsoft Corp.
|
5,974
|
2,375,142
|
3.74
|
%
|
||||||||
Texas Instruments, Inc.
|
1,013
|
162,202
|
0.25
|
%
|
||||||||
12,877,836
|
20.24
|
%
|
||||||||||
Materials — 1.16%
|
||||||||||||
Avery Dennison Corp.
|
3,686
|
735,173
|
1.16
|
%
|
||||||||
Total Common Stocks
|
||||||||||||
(Cost $58,317,661)
|
61,290,335
|
96.32
|
%
|
|||||||||
REITS — 3.27%
|
||||||||||||
Real Estate — 3.27%
|
||||||||||||
Public Storage
|
7,348
|
2,080,880
|
3.27
|
%
|
||||||||
Total REITS
|
||||||||||||
(Cost $2,222,952)
|
2,080,880
|
3.27
|
%
|
|||||||||
SHORT-TERM INVESTMENTS — 0.40%
|
||||||||||||
Money Market Funds — 0.40%
|
||||||||||||
First American Government Obligations Fund - Class X, 5.250%(b)
|
254,873
|
254,873
|
0.40
|
%
|
||||||||
Total Short-Term Investments
|
||||||||||||
(Cost $254,873)
|
254,873
|
0.40
|
%
|
|||||||||
Total Investments
|
||||||||||||
(Cost $60,795,486) — 99.99%
|
63,626,088
|
99.99
|
%
|
|||||||||
Other Assets in Excess of Liabilities - 0.01%
|
3,217
|
0.01
|
%
|
|||||||||
TOTAL NET ASSETS — 100.00%
|
$ | 63,629,305 |
100.00 |
% |
Percentages are stated as a percent of net assets.
|
|
|
PLC
|
—
|
Public Limited Company
|
|
REIT
|
—
|
Real Estate Investment Trust
|
|
(a)
|
Non-income producing security.
|
||
(b)
|
The rate listed is the fund’s seven-day yield as of January 31, 2024.
|
||
Note: For presentation purposes, the Fund has grouped some of the industry categories. For purposes of categorizing securities for compliance with Section 8(b)(1) of
the Investment Company Act of 1940, as amended, the Fund uses more specific industry classifications.
|
|||
The Global Industry Classification Standard (GICS®) was developed by and is the exclusive property and a service mark of MSCI, Inc. and Standard & Poor's
Financial Services LLC. It has been licensed for use by the Hennessy Funds.
|
Common Stocks
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Communication Services
|
$
|
5,638,970
|
$
|
—
|
$
|
—
|
$
|
5,638,970
|
||||||||
Consumer Discretionary
|
4,579,158
|
—
|
—
|
4,579,158
|
||||||||||||
Consumer Staples
|
3,484,130
|
—
|
—
|
3,484,130
|
||||||||||||
Financials
|
13,487,353
|
—
|
—
|
13,487,353
|
||||||||||||
Health Care
|
9,386,603
|
—
|
—
|
9,386,603
|
||||||||||||
Industrials
|
11,101,112
|
—
|
—
|
11,101,112
|
||||||||||||
Information Technology
|
12,877,836
|
—
|
—
|
12,877,836
|
||||||||||||
Materials
|
735,173
|
—
|
—
|
735,173
|
||||||||||||
Total Common Stocks
|
$
|
61,290,335
|
$
|
—
|
$
|
—
|
$
|
61,290,335
|
||||||||
REITS
|
||||||||||||||||
Real Estate
|
$
|
2,080,880
|
$
|
—
|
$
|
—
|
$
|
2,080,880
|
||||||||
Total REITS
|
$
|
2,080,880
|
$
|
—
|
$
|
—
|
$
|
2,080,880
|
||||||||
Short-Term Investments
|
||||||||||||||||
Money Market Funds
|
$
|
254,873
|
$
|
—
|
$
|
—
|
$
|
254,873
|
||||||||
Total Short-Term Investments
|
$
|
254,873
|
$
|
—
|
$
|
—
|
$
|
254,873
|
||||||||
Total Investments
|
$
|
63,626,088
|
$
|
—
|
$
|
—
|
$
|
63,626,088
|