Hennessy Small Cap Financial Fund
|
||||||||||||
Schedule of Investments
|
||||||||||||
January 31, 2024 (Unaudited)
|
||||||||||||
COMMON STOCKS — 98.52%
|
Number of Shares
|
Value
|
% of Net Assets
|
|||||||||
Financials — 98.52%
|
||||||||||||
Associated Banc-Corp.
|
155,000
|
$
|
3,256,550
|
4.40
|
%
|
|||||||
Banc of California, Inc.
|
265,000
|
3,651,700
|
4.93
|
%
|
||||||||
BankUnited, Inc.
|
115,000
|
3,249,900
|
4.39
|
%
|
||||||||
Banner Corp.
|
42,000
|
1,956,360
|
2.64
|
%
|
||||||||
Brookline Bancorp, Inc.
|
270,000
|
2,921,400
|
3.94
|
%
|
||||||||
Cambridge Bancorp
|
26,000
|
1,783,340
|
2.41
|
%
|
||||||||
Columbia Banking System, Inc.
|
65,000
|
1,310,400
|
1.77
|
%
|
||||||||
ConnectOne Bancorp, Inc.
|
145,000
|
3,311,800
|
4.47
|
%
|
||||||||
Dime Community Bancshares, Inc.
|
107,000
|
2,440,670
|
3.30
|
%
|
||||||||
Eastern Bankshares, Inc.
|
173,000
|
2,415,080
|
3.26
|
%
|
||||||||
First BanCorp.
|
92,000
|
1,534,560
|
2.07
|
%
|
||||||||
Flushing Financial Corp.
|
220,000
|
3,526,600
|
4.76
|
%
|
||||||||
Hancock Whitney Corp.
|
53,000
|
2,390,830
|
3.23
|
%
|
||||||||
Hingham Institution for Savings
|
15,500
|
2,865,330
|
3.87
|
%
|
||||||||
HomeStreet, Inc.
|
225,000
|
3,096,000
|
4.18
|
%
|
||||||||
HomeTrust Bancshares, Inc.
|
70,000
|
1,900,500
|
2.57
|
%
|
||||||||
Independent Bank Corp.
|
29,000
|
1,626,610
|
2.20
|
%
|
||||||||
Lakeland Bancorp, Inc.
|
195,000
|
2,591,550
|
3.50
|
%
|
||||||||
Midland States Bancorp, Inc.
|
110,000
|
2,888,600
|
3.90
|
%
|
||||||||
NB Bancorp, Inc.(a)
|
105,000
|
1,468,950
|
1.98
|
%
|
||||||||
Northeast Community Bancorp, Inc.
|
82,000
|
1,412,860
|
1.91
|
%
|
||||||||
OceanFirst Financial Corp.
|
200,000
|
3,446,000
|
4.65
|
%
|
||||||||
Old National Bancorp
|
120,000
|
1,976,400
|
2.67
|
%
|
||||||||
Orange County Bancorp, Inc.
|
11,000
|
533,940
|
0.72
|
%
|
||||||||
Pacific Premier Bancorp, Inc.
|
128,000
|
3,247,360
|
4.38
|
%
|
||||||||
Southern California Bancorp(a)
|
5,000
|
82,250
|
0.11
|
%
|
||||||||
Texas Capital Bancshares, Inc.(a)
|
35,000
|
2,135,000
|
2.88
|
%
|
||||||||
Valley National Bancorp
|
135,000
|
1,298,700
|
1.75
|
%
|
||||||||
WaFd, Inc.
|
95,000
|
2,758,800
|
3.72
|
%
|
||||||||
Western New England Bancorp, Inc.
|
385,000
|
3,276,350
|
4.42
|
%
|
||||||||
Wintrust Financial Corp.
|
27,000
|
2,618,460
|
3.54
|
%
|
||||||||
72,972,850
|
98.52
|
%
|
||||||||||
Total Common Stocks
|
||||||||||||
(Cost $60,022,294)
|
72,972,850
|
98.52
|
%
|
|||||||||
SHORT-TERM INVESTMENTS — 1.69%
|
||||||||||||
Money Market Funds — 1.69%
|
||||||||||||
First American Government Obligations Fund - Class X, 5.250%(b)
|
1,256,557
|
1,256,557
|
1.69
|
%
|
||||||||
Total Short-Term Investments
|
||||||||||||
(Cost $1,256,557)
|
1,256,557
|
1.69
|
%
|
|||||||||
Total Investments
|
||||||||||||
(Cost $61,278,851) — 100.21%
|
74,229,407
|
100.21
|
%
|
|||||||||
Liabilities in Excess of Other Assets - (0.21)%
|
(158,167
|
)
|
(0.21
|
)%
|
||||||||
TOTAL NET ASSETS — 100.00%
|
$
|
74,071,240
|
100.00
|
%
|
Percentages are stated as a percent of net assets.
|
|
|
|
(a)
|
Non-income producing security.
|
|
(b)
|
The rate listed is the fund’s seven-day yield as of January 31, 2024.
|
Note: For presentation purposes, the Fund has grouped some of the industry categories. For purposes of categorizing securities for compliance with Section 8(b)(1) of the Investment Company Act of 1940, as amended, the Fund uses more
specific industry classifications.
|
The Global Industry Classification Standard (GICS®) was developed by and is the exclusive property and a service mark of MSCI, Inc. and Standard & Poor's
Financial Services LLC. It has been licensed for use by the Hennessy Funds.
|
Common Stocks
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Financials
|
$
|
72,972,850
|
$
|
—
|
$
|
—
|
$
|
72,972,850
|
||||||||
Total Common Stocks
|
$
|
72,972,850
|
$
|
—
|
$
|
—
|
$
|
72,972,850
|
||||||||
Short-Term Investments
|
||||||||||||||||
Money Market Funds
|
$
|
1,256,557
|
$
|
—
|
$
|
—
|
$
|
1,256,557
|
||||||||
Total Short-Term Investments
|
$
|
1,256,557
|
$
|
—
|
$
|
—
|
$
|
1,256,557
|
||||||||
Total Investments
|
$
|
74,229,407
|
$
|
—
|
$
|
—
|
$
|
74,229,407
|