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Filing Detail
Form 485APOS - Post-effective amendment [Rule 485(a)]:
SEC Accession No. 0000898531-14-000096
Filing Date
2014-02-28
Accepted
2014-02-28 13:45:11
Documents
39

Document Format Files

Seq Description Document Type Size
1 HENNESSY FUNDS PROSPECTUS hft_hf-485ap.htm 485APOS 6834646
2 INVESTMENT ADVISORY AGREEMENT hft_hf-ex99d5.htm EX-99.D ADVSR CONTR 48476
3 SUB-ADVISORY AGREEMENT hft_hf-ex99d10.htm EX-99.D ADVSR CONTR 96710
4 THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENT hft_hf-ex99e.htm EX-99.E UNDR CONTR 16980
5 AMENDMENT TO THE CUSTODY AGREEMENT hft_hf-ex99g.htm EX-99.G CUST AGREEMT 16916
6 AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT hft_hf-ex99h1.htm EX-99.H OTH MAT CONT 17441
7 AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT hft_hf-ex99h2.htm EX-99.H OTH MAT CONT 17373
8 AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT hft_hf-ex99h3.htm EX-99.H OTH MAT CONT 17423
9 AMENDED AND RESTATED SERVICING AGREEMENT hft_hf-ex99h4.htm EX-99.H OTH MAT CONT 32435
10 EXPENSE LIMITATION AGREEMENT hft_hf-ex99h7.htm EX-99.H OTH MAT CONT 35682
11 HENNESSY SELECT LARGE VALUE FUND OPERATING EXPENSES LIMITATION AGREEMENT hft_hf-ex99h8.htm EX-99.H OTH MAT CONT 17566
12 HENNESSY CORNERSTONE LARGE GROWTH FUND OPERATING EXPENSES LIMITATION AGREEMENT hft_hf-ex99h9.htm EX-99.H OTH MAT CONT 17538
13 OPINION OF FOLEY & LARDNER hft_hf-ex99i.htm EX-99.I LEGAL OPININ 14293
14 CONSENT OF KPMG LLP hft_hf-ex99ji.htm EX-99.J OTHER OPININ 3008
15 CONSENT OF TAIT, WELLER & BAKER LLP hft_hf-ex99j2.htm EX-99.J OTHER OPININ 4121
16 DISTRIBUTION (RULE 12B-1) PLAN - HENNESSY TOTAL RETURN FUND hft_hf-ex99m2.htm EX-99.M 12B-1 PLAN 21436
17 DISTRIBUTION (RULE 12B-1) PLAN - HENNESSY BALANCED FUND hft_hf-ex99m3.htm EX-99.M 12B-1 PLAN 22152
18 AMENDED AND RESTATED RULE 18F-3 MULTI-CLASS PLAN hft_hf-ex99n.htm EX-99.N 18F-3 PLAN 175361
19 CODE OF ETHICS hft_hf-ex99p4.htm EX-99.P CODE ETH 68936
21 HENNESSY FUNDS PROSPECTUS LOGO hennessyfundsprosp-logo.jpg GRAPHIC 46237
22 HENNESSY FUNDS PROSPECTUS COVER PHOTO hai-coverphoto.jpg GRAPHIC 105660
23 HENNESSY CORNERSTONE GROWTH FUND BAR CHART hcgf-barchart.jpg GRAPHIC 49581
24 HENNESSY FOCUS FUND BAR CHART hff-barchart.jpg GRAPHIC 52841
25 HENNESSY CORNERSTONE MID CAP 30 FUND BAR CHART hcmc30f-barchart.jpg GRAPHIC 52591
26 HENNESSY CORNERSTONE LARGE GROWTH FUND BAR CHART hclgf-barchart.jpg GRAPHIC 42179
27 HENNESSY CORNERSTONE VALUE FUND BAR CHART hcvf-barchart.jpg GRAPHIC 48859
28 HENNESSY LARGE VALUE FUND BAR CHART hlvf-barchart.jpg GRAPHIC 50803
29 HENNESSY TOTAL RETURN FUND BAR CHART htrf-barchart.jpg GRAPHIC 50118
30 HENNESSY EQUITY AND INCOME FUND BAR CHART heaif-barchart.jpg GRAPHIC 50291
31 HENNESSY BALANCED FUND BAR CHART hbf-barchart.jpg GRAPHIC 50304
32 HENNESSY CORE BOND FUND BAR CHART hcbf-barchart.jpg GRAPHIC 45577
33 HENNESSY GAS UTILITY INDEX FUND BAR CHART hguif-barchart.jpg GRAPHIC 52609
34 HENNESSY SMALL CAP FINANCIAL FUND BAR CHART hscff-barchart.jpg GRAPHIC 53226
35 HENNESSY LARGE CAP FINANCIAL FUND BAR CHART hlcff-barchart.jpg GRAPHIC 53054
36 HENNESSY TECHNOLOGY FUND BAR CHART htf-barchart.jpg GRAPHIC 52359
37 HENNESSY JAPAN FUND BAR CHART hjf-barchart.jpg GRAPHIC 50885
38 HENNESSY JAPAN SMALL CAP FUND BAR CHART hjscf-barchart.jpg GRAPHIC 46260
39 HENNESSY FUNDS GRAPHS hf-graphs.jpg GRAPHIC 71335
40 FOLEY & LARDNER LOGO foley1logo.jpg GRAPHIC 12426
  Complete submission text file 0000898531-14-000096.txt   8918194

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0000891944      
Series S000019531   Hennessy Cornerstone Large Growth Fund
Class/Contract C000054248   Hennessy Cornerstone Large Growth Fund - Investor Class HFLGX
Class/Contract C000074662   Hennessy Cornerstone Large Growth Fund - Institutional Class HILGX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000025096   Hennessy Large Value Fund
Class/Contract C000074660   Hennessy Large Value Fund - Investor Class HLVFX
Class/Contract C000074661   Hennessy Large Value Fund - Institutional Class HLVIX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038529   Hennessy Focus Fund
Class/Contract C000118915   Investor Class HFCSX
Class/Contract C000118916   Institutional Class HFCIX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038530   Hennessy Large Cap Financial Fund
Class/Contract C000118917   Investor Class HLFNX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038531   Hennessy Small Cap Financial Fund
Class/Contract C000118918   Investor Class HSFNX
Class/Contract C000118919   Institutional Class HISFX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038532   Hennessy Technology Fund
Class/Contract C000118920   Investor Class HTECX
Class/Contract C000118921   Institutional Class HTCIX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038533   Hennessy Gas Utility Index Fund
Class/Contract C000118922   Investor Class GASFX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038534   Hennessy Equity and Income Fund
Class/Contract C000118923   Institutional Class HEIFX
Class/Contract C000118924   Investor Class HEIIX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000038535   Hennessy Core Bond Fund
Class/Contract C000118925   Investor Class HCBFX
Class/Contract C000118926   Institutional Class HCBIX
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044800   Hennessy Cornerstone Growth Fund
Class/Contract C000139151   Investor Class
Class/Contract C000139152   Institutional Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044801   Hennessy Cornerstone Mid Cap 30 Fund
Class/Contract C000139153   Investor Class
Class/Contract C000139154   Institutional Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044802   Hennessy Cornerstone Value Fund
Class/Contract C000139155   Investor Class
Class/Contract C000139156   Institutional Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044803   Hennessy Total Return Fund
Class/Contract C000139157   Investor Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044804   Hennessy Balanced Fund
Class/Contract C000139158   Investor Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044805   Hennessy Japan Fund
Class/Contract C000139159   Institutional Class
Class/Contract C000139160   Investor Class
  Status Name Ticker Symbol
CIK 0000891944      
Series S000044806   Hennessy Japan Small Cap Fund
Class/Contract C000139161   Investor Class
Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 E MICHIGAN ST MK-WI-LC-2 MILWAUKEE WI 53202
Business Address 7250 REDWOOD BOULEVARD SUITE 200 NOVATO CA 94945 8009664354
HENNESSY FUNDS TRUST (Filer) CIK: 0000891944 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 485APOS | Act: 33 | File No.: 033-52154 | Film No.: 14653553

Mailing Address C/O US BANCORP FUND SERVICES, LLC 615 E MICHIGAN ST MK-WI-LC-2 MILWAUKEE WI 53202
Business Address 7250 REDWOOD BOULEVARD SUITE 200 NOVATO CA 94945 8009664354
HENNESSY FUNDS TRUST (Filer) CIK: 0000891944 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 485APOS | Act: 40 | File No.: 811-07168 | Film No.: 14653554