0000894189-21-004995.txt : 20210804 0000894189-21-004995.hdr.sgml : 20210804 20210804154738 ACCESSION NUMBER: 0000894189-21-004995 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 EFFECTIVENESS DATE: 20210804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY FUNDS TRUST CENTRAL INDEX KEY: 0000891944 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07168 FILM NUMBER: 211143827 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BOULEVARD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 8009664354 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN ST MK-WI-LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HENLOPEN FUND DATE OF NAME CHANGE: 19921217 0000891944 S000019531 Hennessy Cornerstone Large Growth Fund C000054248 Investor Class HFLGX C000074662 Institutional Class HILGX 0000891944 S000038529 Hennessy Focus Fund C000118915 Investor Class HFCSX C000118916 Institutional Class HFCIX 0000891944 S000038530 Hennessy Large Cap Financial Fund C000118917 Investor Class HLFNX C000157630 Institutional Class HILFX 0000891944 S000038531 Hennessy Small Cap Financial Fund C000118918 Investor Class HSFNX C000118919 Institutional Class HISFX 0000891944 S000038532 Hennessy Technology Fund C000118920 Investor Class HTECX C000118921 Institutional Class HTCIX 0000891944 S000038533 Hennessy Gas Utility Fund C000118922 Investor Class GASFX C000179119 Institutional Class HGASX 0000891944 S000038534 Hennessy Equity and Income Fund C000118923 Institutional Class HEIFX C000118924 Investor Class HEIIX 0000891944 S000044800 Hennessy Cornerstone Growth Fund C000139151 Investor Class HFCGX C000139152 Institutional Class HICGX 0000891944 S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139153 Investor Class HFMDX C000139154 Institutional Class HIMDX 0000891944 S000044802 Hennessy Cornerstone Value Fund C000139155 Investor Class HFCVX C000139156 Institutional Class HICVX 0000891944 S000044803 Hennessy Total Return Fund C000139157 Investor Class HDOGX 0000891944 S000044804 Hennessy Balanced Fund C000139158 Investor Class HBFBX 0000891944 S000044805 Hennessy Japan Fund C000139159 Institutional Class HJPIX C000139160 Investor Class HJPNX 0000891944 S000044806 Hennessy Japan Small Cap Fund C000139161 Investor Class HJPSX C000157631 Institutional Class HJSIX 0000891944 S000063244 Hennessy BP Energy Transition Fund C000205117 Institutional Class HNRIX C000205118 Investor Class HNRGX 0000891944 S000063245 Hennessy BP Midstream Fund C000205119 Investor Class HMSFX C000205120 Institutional Class HMSIX N-PX 1 hennessy_npx.txt ANNUAL REPORT OF PROXY VOTING ******************************* FORM N-PX REPORT ******************************* ICA File Number: 811-07168 Reporting Period: 07/01/2020 - 06/30/2021 Hennessy Funds Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07168) Hennessy Funds Trust (Exact name of registrant as specified in charter) 7250 Redwood Blvd., Suite 200 Novato, CA 94945 (Address of principal executive offices) (Zip code) Teresa M. Nilsen 7250 Redwood Blvd., Suite 200 Novato, CA 94945 (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-966-4354 Date of fiscal year end: October 31 Date of reporting period: July 1, 2020 to June 30, 2021 Item 1. Proxy Voting Record. ========================== Hennessy Technology Fund =========================== ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Beth E. Mooney For For Management 1e Elect Director Gilles C. Pelisson For For Management 1f Elect Director Paula A. Price For For Management 1g Elect Director Venkata (Murthy) For For Management Renduchintala 1h Elect Director David Rowland For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Julie Sweet For For Management 1k Elect Director Frank K. Tang For For Management 1l Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 6 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Melanie Boulden For For Management 1c Elect Director Frank Calderoni For For Management 1d Elect Director James Daley For For Management 1e Elect Director Laura Desmond For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David Ricks For For Management 1j Elect Director Daniel Rosensweig For For Management 1k Elect Director John Warnock For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Keith B. Alexander For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations 5 Require Independent Board Chair Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder 7 Report on Promotion Data Against Against Shareholder 8 Report on the Impacts of Plastic Against Against Shareholder Packaging 9 Oversee and Report on a Civil Rights, Against Against Shareholder Equity, Diversity and Inclusion Audit 10 Adopt a Policy to Include Hourly Against Against Shareholder Employees as Director Candidates 11 Report on Board Oversight of Risks Against Against Shareholder Related to Anti-Competitive Practices 12 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 13 Report on Lobbying Payments and Policy Against Against Shareholder 14 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: 00215W100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor F1 Approve Business Operations Report and For For Management Financial Statements F2 Approve Plan on Profit Distribution For For Management G1 Approve Amendments to Lending For For Management Procedures and Caps G2 Approve Amendments to Articles of For For Management Association G3 Approve Issuance of Restricted Stocks For For Management H1.1 Elect JASON C.S. CHANG, a For For Management Representative of ASE ENTERPRISES LTD. , with SHAREHOLDER NO.00000001, as Non-independent Director H1.2 Elect RICHARD H.P.CHANG, a For For Management Representative of ASE ENTERPRISES LTD. , with SHAREHOLDER NO.00000001, as Non-independent Director H1.3 Elect CHI-WEN TSAI, a Representative For For Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director H1.4 Elect YEN-CHUN CHANG, a Representative For For Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director H1.5 Elect TIEN WU, a Representative of ASE For For Management ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director H1.6 Elect JOSEPH TUNG, a Representative of For For Management ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director H1.7 Elect RAYMOND LO, a Representative of For For Management ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director H1.8 Elect TS CHEN, a Representative of ASE For For Management ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director H1.9 Elect JEFFERY CHEN, a Representative For For Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director H1.10 Elect RUTHERFORD CHANG, with For For Management SHAREHOLDER NO.00059235 as Non-independent Director H1.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management SHAREHOLDER NO.H101915XXX as Independent Director H1.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management Q200495XXX as Independent Director H1.13 Elect PHILIP WEN-CHYI ONG, with For For Management SHAREHOLDER NO.A120929XXX as Independent Director I.1 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Bradicich For For Management 1.2 Elect Director Adriana Karaboutis For For Management 1.3 Elect Director Georgia Keresty For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Appoint Ernst & Young LLP as Auditors For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Director Shona L. Brown For For Management 6 Elect Director Michael Cannon-Brookes For For Management 7 Elect Director Scott Farquhar For For Management 8 Elect Director Heather Mirjahangir For For Management Fernandez 9 Elect Director Sasan Goodarzi For For Management 10 Elect Director Jay Parikh For For Management 11 Elect Director Enrique Salem For For Management 12 Elect Director Steven Sordello For For Management 13 Elect Director Richard P. Wong For For Management 14 Authorize to Make Off-Market Purchases For For Management of Ordinary Shares 15 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Elizabeth (Betsy) Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 11, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director Linnie M. Haynesworth For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Scott F. Powers For For Management 1i Elect Director William J. Ready For For Management 1j Elect Director Carlos A. Rodriguez For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph W. Shrader For For Management 1b Elect Director Joan Lordi C. Amble For For Management 1c Elect Director Michele A. Flournoy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management -------------------------------------------------------------------------------- CAMBIUM NETWORKS CORPORATION Ticker: CMBM Security ID: G17766109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Amen For For Management 1.2 Elect Director Vikram Verma For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Virginia C. Addicott For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Paul J. Finnegan For For Management 1e Elect Director Anthony R. Foxx For For Management 1f Elect Director Christine A. Leahy For For Management 1g Elect Director Sanjay Mehrotra For For Management 1h Elect Director David W. Nelms For For Management 1i Elect Director Joseph R. Swedish For For Management 1j Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Amend Certificate of Incorporation to For For Management Eliminate Obsolete Competition and Corporate Opportunity Provision 6 Approve Omnibus Stock Plan For For Management 7 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Murray J. Demo For For Management 1d Elect Director Ajei S. Gopal For For Management 1e Elect Director David J. Henshall For For Management 1f Elect Director Thomas E. Hogan For For Management 1g Elect Director Moira A. Kilcoyne For For Management 1h Elect Director Robert E. Knowling, Jr. For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford Skelton For For Management 1.2 Elect Director Hunter Gary For For Management 1.3 Elect Director Kathy Higgins Victor For For Management 1.4 Elect Director Scott Letier For For Management 1.5 Elect Director Jesse A. Lynn For For Management 1.6 Elect Director Steven Miller For For Management 1.7 Elect Director Michael Montelongo For For Management 1.8 Elect Director Margarita For For Management Palau-Hernandez 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIGITAL TURBINE, INC. Ticker: APPS Security ID: 25400W102 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Deutschman For For Management 1.2 Elect Director Roy H. Chestnutt For For Management 1.3 Elect Director Mohan S. Gyani For For Management 1.4 Elect Director Jeffrey Karish For For Management 1.5 Elect Director Christopher Rogers For For Management 1.6 Elect Director Michelle M. Sterling For For Management 1.7 Elect Director William G. Stone, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify SingerLewak LLP as Auditors For For Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David A. Barnes For For Management 1d Elect Director Raul J. Fernandez For For Management 1e Elect Director David L. Herzog For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Ian C. Read For For Management 1h Elect Director Michael J. Salvino For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- EGAIN CORPORATION Ticker: EGAN Security ID: 28225C806 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashutosh Roy For For Management 1.2 Elect Director Gunjan Sinha For For Management 1.3 Elect Director Phiroz P. Darukhanavala For For Management 1.4 Elect Director Brett Shockley For For Management 1.5 Elect Director Christine Russell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Stock Option Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Ratify BPM LLP as Auditors For For Management -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Badrinarayanan For For Management Kothandaraman 1.2 Elect Director Joseph Malchow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary S. Briggs For For Management 1b Elect Director Edith W. Cooper For For Management 1c Elect Director Melissa Reiff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director James D. Kirsner For For Management 1d Elect Director William J. Lansing For For Management 1e Elect Director Eva Manolis For For Management 1f Elect Director Marc F. McMorris For For Management 1g Elect Director Joanna Rees For For Management 1h Elect Director David A. Rey For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ken Xie For For Management 1.2 Elect Director Michael Xie For For Management 1.3 Elect Director Kelly Ducourty For For Management 1.4 Elect Director Kenneth A. Goldman For For Management 1.5 Elect Director Ming Hsieh For For Management 1.6 Elect Director Jean Hu For For Management 1.7 Elect Director William H. Neukom For For Management 1.8 Elect Director Judith Sim For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick P. Gelsinger For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Alyssa Henry For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Risa Lavizzo-Mourey For For Management 1f Elect Director Tsu-Jae King Liu For For Management 1g Elect Director Gregory D. Smith For For Management 1h Elect Director Dion J. Weisler For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 6 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Tekedra Mawakana For For Management 1g Elect Director Suzanne Nora Johnson For For Management 1h Elect Director Dennis D. Powell For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Thomas Szkutak For For Management 1k Elect Director Raul Vazquez For For Management 1l Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Marie Myers For For Management 1.8 Elect Director Kiran Patel For For Management 1.9 Elect Director Victor Peng For For Management 1.10 Elect Director Robert Rango For For Management 1.11 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 03, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Catherine P. Lego For For Management 1.6 Elect Director Bethany J. Mayer For For Management 1.7 Elect Director Abhijit Y. Talwalkar For For Management 1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.9 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: OCT 08, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Ticker: MEI Security ID: 591520200 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter J. Aspatore For For Management 1b Elect Director David P. Blom For For Management 1c Elect Director Therese M. Bobek For For Management 1d Elect Director Brian J. Cadwallader For For Management 1e Elect Director Bruce K. Crowther For For Management 1f Elect Director Darren M. Dawson For For Management 1g Elect Director Donald W. Duda For For Management 1h Elect Director Mary A. Lindsey For For Management 1i Elect Director Angelo V. Pantaleo For For Management 1j Elect Director Mark D. Schwabero For For Management 1k Elect Director Lawrence B. Skatoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory Blank For For Management 1.3 Elect Director Catherine L. Burke For For Management 1.4 Elect Director Deborah A. Farrington For For Management 1.5 Elect Director Michael D. Hayford For For Management 1.6 Elect Director Georgette D. Kiser For For Management 1.7 Elect Director Kirk T. Larsen For For Management 1.8 Elect Director Frank R. Martire For For Management 1.9 Elect Director Martin Mucci For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Deepak Ahuja For For Management 1c Elect Director Gerald Held For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director Deborah L. Kerr For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Scott F. Schenkel For For Management 1h Elect Director George T. Shaheen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For For Management 1.12 Elect Director William G. Parrett For For Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 15, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sylvia Acevedo For For Management 1b Elect Director Mark Fields For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Gregory N. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Jamie S. Miller For For Management 1i Elect Director Steve Mollenkopf For For Management 1j Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1k Elect Director Irene B. Rosenfeld For For Management 1l Elect Director Kornelis "Neil" Smit For For Management 1m Elect Director Jean-Pascal Tricoire For For Management 1n Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike Karanikolas For For Management 1.2 Elect Director Michael Mente For For Management 1.3 Elect Director Melanie Cox For For Management 1.4 Elect Director Hadley Mullin For For Management 1.5 Elect Director Marc Stolzman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eugene A. Delaney For For Management 1b Elect Director John P. Goldsberry For For Management 1c Elect Director Rita S. Lane For For Management 1d Elect Director Joseph G. Licata, Jr. For For Management 1e Elect Director Krish Prabhu For For Management 1f Elect Director Mario M. Rosati For For Management 1g Elect Director Jure Sola For For Management 1h Elect Director Jackie M. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SCIPLAY CORPORATION Ticker: SCPL Security ID: 809087109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry L. Cottle For For Management 1.2 Elect Director Joshua J. Wilson For For Management 1.3 Elect Director Gerald D. Cohen For For Management 1.4 Elect Director Michael Marchetti For For Management 1.5 Elect Director William C. Thompson, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark W. Adams For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Michael R. Cannon For For Management 1d Elect Director William T. Coleman For For Management 1e Elect Director Jay L. Geldmacher For For Management 1f Elect Director Dylan G. Haggart For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director William D. Mosley For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M111 Meeting Date: APR 14, 2021 Meeting Type: Court Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Amend Constitution For For Management 3 Approve Creation of Distributable For For Management Reserves 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For For Management 1b Elect Director Jonathan C. Chadwick For For Management 1c Elect Director Lawrence J. Jackson, Jr. For For Management 1d Elect Director Frederic B. Luddy For For Management 1e Elect Director Jeffrey A. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SHUTTERSTOCK, INC. Ticker: SSTK Security ID: 825690100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Evans For For Management 1.2 Elect Director Paul J. Hennessy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SINA CORP. Ticker: SINA Security ID: G81477104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Authorization of the Board to For For Management Handle Matters Regarding Merger Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For For Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For For Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For For Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For For Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For For Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For For Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For For Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For For Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director Edwin J. Gillis For For Management 1c Elect Director Timothy E. Guertin For For Management 1d Elect Director Peter Herweck For For Management 1e Elect Director Mark E. Jagiela For For Management 1f Elect Director Mercedes Johnson For For Management 1g Elect Director Marilyn Matz For For Management 1h Elect Director Paul J. Tufano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Reduce Supermajority Vote Requirement For For Management to Approve Merger, Share Exchanges and Substantial Sales of Company Asset 4 Provide Right to Act by Written Consent For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Omnibus Stock Plan For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Joyce A. Phillips For For Management 1i Elect Director Jan Siegmund For For Management 1j Elect Director Angela A. Sun For For Management 1k Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- TOWER SEMICONDUCTOR LTD. Ticker: TSEM Security ID: M87915274 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Amir Elstein as Director For For Management 1.2 Elect Russell Ellwanger as Director For For Management 1.3 Elect Kalman Kaufman as Director For For Management 1.4 Elect Alex Kornhauser as Director For For Management 1.5 Elect Dana Gross as Director For For Management 1.6 Elect Ilan Flato as Director For For Management 1.7 Elect Rami Guzman as Director For For Management 1.8 Elect Yoav Chelouche as Director For For Management 1.9 Elect Iris Avner as Director For For Management 1.10 Elect Michal Vakrat Wolkin as Director For For Management 1.11 Elect Avi Hasson as Director For For Management 2 Appoint Amir Elstein as Chairman and For For Management Approve His Terms of Compensation 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Amended Compensation of For For Management Russell Ellwanger, CEO 5 Approve Equity-Based Compensation to For For Management Russell Ellwanger, CEO 6 Approve Amended Compensation of For For Management Certain Directors 7 Approve Equity Grants to Each Director For For Management (Excluding Amir Elstein and Russell Ellwanger) 8 Appoint Brightman Almagor & Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John G. Mayer For For Management 1.2 Elect Director Rex D. Geveden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UBIQUITI INC. Ticker: UI Security ID: 90353W103 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Pera For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- VMWARE, INC. Ticker: VMW Security ID: 928563402 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Joseph J. Echevarria For For Management 1.3 Elect Director Cheryl Gordon Krongard For For Management 1.4 Elect Director Scott Letier For For Management 1.5 Elect Director Nichelle Maynard-Elliott For For Management 1.6 Elect Director Steven D. Miller For For Management 1.7 Elect Director James L. Nelson For For Management 1.8 Elect Director Margarita For For Management Palau-Hernandez 1.9 Elect Director Giovanni 'John' Visentin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Elect Director Aris Kekedjian For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director Jon A. Olson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Elizabeth W. Vanderslice For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ZOOM VIDEO COMMUNICATIONS, INC. Ticker: ZM Security ID: 98980L101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Chadwick For For Management 1.2 Elect Director Kimberly L. Hammonds For For Management 1.3 Elect Director Dan Scheinman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management ============================ Hennessy Balanced Fund ============================ 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director James R. Fitterling For For Management 1f Elect Director Herbert L. Henkel For For Management 1g Elect Director Amy E. Hood For For Management 1h Elect Director Muhtar Kent For For Management 1i Elect Director Dambisa F. Moyo For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Michael F. Roman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Marillyn A. Hewson For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Debra Reed-Klages For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director D. James Umpleby, III For For Management 1l Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Scope 3 Emissions Against Against Shareholder 5 Report on Impacts of Net Zero 2050 Against Against Shareholder Scenario 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Gaurdie Banister, Jr. For For Management 1c Elect Director Wesley G. Bush For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Debra L. Dial For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Jim Fitterling For For Management 1h Elect Director Jacqueline C. Hinman For For Management 1i Elect Director Luis A. Moreno For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Susan K. Avery For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Ursula M. Burns For For Management 1.5 Elect Director Kenneth C. Frazier For For Management 1.6 Elect Director Joseph L. Hooley For For Management 1.7 Elect Director Steven A. Kandarian For For Management 1.8 Elect Director Douglas R. Oberhelman For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 1.11 Elect Director Darren W. Woods For For Management 1.12 Elect Director Wan Zulkiflee For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial Against Against Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of Against Against Shareholder Environmental-Related Expenditures 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder 10 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff For Did Not Vote Shareholder 1.2 Elect Director Kaisa Hietala For Did Not Vote Shareholder 1.3 Elect Director Alexander A. Karsner For Did Not Vote Shareholder 1.4 Elect Director Anders Runevad For Did Not Vote Shareholder 1.5 Management Nominee Michael J. Angelakis For Did Not Vote Shareholder 1.6 Management Nominee Susan K. Avery For Did Not Vote Shareholder 1.7 Management Nominee Angela F. Braly For Did Not Vote Shareholder 1.8 Management Nominee Ursula M. Burns For Did Not Vote Shareholder 1.9 Management Nominee Kenneth C. Frazier For Did Not Vote Shareholder 1.10 Management Nominee Joseph L. Hooley For Did Not Vote Shareholder 1.11 Management Nominee Jeffrey W. Ubben For Did Not Vote Shareholder 1.12 Management Nominee Darren W. Woods For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Require Independent Board Chair None Did Not Vote Shareholder 5 Reduce Ownership Threshold for None Did Not Vote Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial None Did Not Vote Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of None Did Not Vote Shareholder Environmental-Related Expenditures 8 Report on Political Contributions None Did Not Vote Shareholder 9 Report on Lobbying Payments and Policy None Did Not Vote Shareholder 10 Report on Corporate Climate Lobbying None Did Not Vote Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Buberl For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director David N. Farr For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Michelle J. Howard For For Management 1f Elect Director Arvind Krishna For For Management 1g Elect Director Andrew N. Liveris For For Management 1h Elect Director Frederick William For For Management McNabb, III 1i Elect Director Martha E. Pollack For For Management 1j Elect Director Joseph R. Swedish For For Management 1k Elect Director Peter R. Voser For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 6 Publish Annually a Report Assessing For For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures 6 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Thomas B. Leonardi For For Management 1f Elect Director Clarence Otis, Jr. For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 5 Amend Senior Executive Compensation Against Against Shareholder Clawback Policy 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director Valerie B. Jarrett For For Management 1g Elect Director John A. Lederer For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder 6 Report on Health Risks of Continued Against Against Shareholder In-Store Tobacco Sales in the Age of COVID 2021 ====================== Hennessy BP Energy Transition Fund ====================== CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director W. Matt Ralls For For Management 1.8 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Andrea Botta For For Management 1b Elect Director Jack A. Fusco For For Management 1c Elect Director Vicky A. Bailey For For Management 1d Elect Director Nuno Brandolini For For Management 1e Elect Director David B. Kilpatrick For For Management 1f Elect Director Sean T. Klimczak For For Management 1g Elect Director Andrew Langham For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Neal A. Shear For For Management 1j Elect Director Andrew J. Teno For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. Ticker: CRK Security ID: 205768302 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Jay Allison For For Management 1.2 Elect Director Roland O. Burns For For Management 1.3 Elect Director Elizabeth B. Davis For For Management 1.4 Elect Director Morris E. Foster For For Management 1.5 Elect Director Jim L. Turner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against For Shareholder -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Michael J. Angelakis For Did Not Vote Management 1.2 Elect Director Susan K. Avery For Did Not Vote Management 1.3 Elect Director Angela F. Braly For Did Not Vote Management 1.4 Elect Director Ursula M. Burns For Did Not Vote Management 1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management 1.6 Elect Director Joseph L. Hooley For Did Not Vote Management 1.7 Elect Director Steven A. Kandarian For Did Not Vote Management 1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management 1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management 1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management 1.11 Elect Director Darren W. Woods For Did Not Vote Management 1.12 Elect Director Wan Zulkiflee For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Require Independent Board Chair Against Did Not Vote Shareholder 5 Reduce Ownership Threshold for Against Did Not Vote Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial Against Did Not Vote Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of Against Did Not Vote Shareholder Environmental-Related Expenditures 8 Report on Political Contributions Against Did Not Vote Shareholder 9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder 10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder Aligned with Paris Agreement # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff For For Shareholder 1.2 Elect Director Kaisa Hietala For For Shareholder 1.3 Elect Director Alexander A. Karsner For For Shareholder 1.4 Elect Director Anders Runevad For Withhold Shareholder 1.5 Management Nominee Michael J. Angelakis For For Shareholder 1.6 Management Nominee Susan K. Avery For For Shareholder 1.7 Management Nominee Angela F. Braly For For Shareholder 1.8 Management Nominee Ursula M. Burns For For Shareholder 1.9 Management Nominee Kenneth C. Frazier For For Shareholder 1.10 Management Nominee Joseph L. Hooley For For Shareholder 1.11 Management Nominee Jeffrey W. Ubben For For Shareholder 1.12 Management Nominee Darren W. Woods For For Shareholder 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Require Independent Board Chair None Against Shareholder 5 Reduce Ownership Threshold for None For Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial None For Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of None Against Shareholder Environmental-Related Expenditures 8 Report on Political Contributions None For Shareholder 9 Report on Lobbying Payments and Policy None For Shareholder 10 Report on Corporate Climate Lobbying None For Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Abney For For Management 1.2 Elect Director Richard C. Adkerson For For Management 1.3 Elect Director Robert W. Dudley For For Management 1.4 Elect Director Lydia H. Kennard For For Management 1.5 Elect Director Dustan E. McCoy For For Management 1.6 Elect Director John J. Stephens For For Management 1.7 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Patricia Hemingway Hall For For Management 1h Elect Director Robert A. Malone For For Management 1i Elect Director Jeffrey A. Miller For For Management 1j Elect Director Bhavesh V. (Bob) Patel For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Best For For Management 1b Elect Director G. Stephen Finley For For Management 1c Elect Director Paul L. Howes For For Management 1d Elect Director Roderick A. Larson For For Management 1e Elect Director Michael A. Lewis For For Management 1f Elect Director John C. Minge For For Management 1g Elect Director Rose M. Robeson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan 6 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Amy B. Lane For For Management 1g Elect Director David L. Porges For For Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director Lynn M. Utter For For Management 1l Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director Peter D. Clarke For For Management 1c Elect Director Luke R. Corbett For For Management 1d Elect Director David L. Hauser For For Management 1e Elect Director Luther (Luke) C. For For Management Kissam, IV 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For For Management 1.3 Elect Director Paul J. Korus For For Management 1.4 Elect Director David C. Parke For For Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg L. Armstrong For For Management 1.2 Elect Director John T. Raymond For For Management 1.3 Elect Director Bobby S. Shackouls For For Management 1.4 Elect Director Christopher M. Temple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SELECT ENERGY SERVICES, INC. Ticker: WTTR Security ID: 81617J301 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Baldwin For Against Management 1b Elect Director Richard A. Burnett For For Management 1c Elect Director Robert V. Delaney For For Management 1d Elect Director John D. Schmitz For For Management 1e Elect Director Troy W. Thacker For For Management 1f Elect Director David A. Trice For For Management 1g Elect Director Douglas J. Wall For Against Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Burke For Withhold Management 1.2 Elect Director F. Gardner Parker For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director S. P. "Chip" Johnson, IV For For Management 1.3 Elect Director Catherine A. Kehr For For Management 1.4 Elect Director Greg D. Kerley For For Management 1.5 Elect Director Jon A. Marshall For For Management 1.6 Elect Director Patrick M. Prevost For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Denis J. Walsh, III For For Management 1.9 Elect Director William J. Way For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director John D. Gass For For Management 1.3 Elect Director Russell (Russ) K. For For Management Girling 1.4 Elect Director Jean Paul (JP) Gladu For For Management 1.5 Elect Director Dennis M. Houston For For Management 1.6 Elect Director Mark S. Little For For Management 1.7 Elect Director Brian P. MacDonald For For Management 1.8 Elect Director Maureen McCaw For For Management 1.9 Elect Director Lorraine Mitchelmore For For Management 1.10 Elect Director Eira M. Thomas For For Management 1.11 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TECHNIPFMC PLC Ticker: FTI Security ID: G87110105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas J. Pferdehirt For For Management 1b Elect Director Eleazar de Carvalho For For Management Filho 1c Elect Director Claire S. Farley For For Management 1d Elect Director Peter Mellbye For For Management 1e Elect Director John O'Leary For For Management 1f Elect Director Margareth Ovrum For For Management 1g Elect Director Kay G. Priestly For For Management 1h Elect Director John Yearwood For For Management 1i Elect Director Sophie Zurquiyah For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Directors' Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Accept Financial Statements and For For Management Statutory Reports 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Reappoint PricewaterhouseCoopers LLP For For Management as U.K. Statutory Auditor 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- TPI COMPOSITES, INC. Ticker: TPIC Security ID: 87266J104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul G. Giovacchini For Withhold Management 1.2 Elect Director Jayshree S. Desai For Withhold Management 1.3 Elect Director Linda P. Hudson For For Management 1.4 Elect Director Bavan M. Holloway For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Paulett Eberhart For For Management 1b Elect Director Joseph W. Gorder For For Management 1c Elect Director Kimberly S. Greene For For Management 1d Elect Director Deborah P. Majoras For For Management 1e Elect Director Eric D. Mullins For For Management 1f Elect Director Donald L. Nickles For For Management 1g Elect Director Philip J. Pfeiffer For For Management 1h Elect Director Robert A. Profusek For For Management 1i Elect Director Stephen M. Waters For For Management 1j Elect Director Randall J. Weisenburger For For Management 1k Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ========================== Hennessy BP Midstream Fund ========================== ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Kennedy For For Management 1.2 Elect Director Brooks J. Klimley For Withhold Management 1.3 Elect Director John C. Mollenkopf For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Gregory J. Goff For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Stephen S. Poloz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Sarah M. Barpoulis For For Management 1c Elect Director Kenneth M. Burke For For Management 1d Elect Director Patricia K. Collawn For For Management 1e Elect Director Margaret K. Dorman For For Management 1f Elect Director Thomas F. Karam For For Management 1g Elect Director D. Mark Leland For For Management 1h Elect Director Norman J. Szydlowski For For Management 1i Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Croyle For For Management 1.2 Elect Director Stacy P. Methvin For For Management 1.3 Elect Director Barry R. Pearl For For Management 2 Amend Restricted Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Eduardo A. Rodriguez For For Management 1.10 Elect Director Gerald B. Smith For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg L. Armstrong For For Management 1.2 Elect Director John T. Raymond For For Management 1.3 Elect Director Bobby S. Shackouls For For Management 1.4 Elect Director Christopher M. Temple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Bowman For For Management 1.2 Elect Director Lindsey M. Cooksen For For Management 1.3 Elect Director Robert B. Evans For For Management 1.4 Elect Director Joe Bob Perkins For For Management 1.5 Elect Director Ershel C. Redd, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director Susan C. Jones For For Management 1.4 Elect Director Randy Limbacher For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director David MacNaughton For For Management 1.7 Elect Director Francois L. Poirier For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director D. Michael G. Stewart For For Management 1.12 Elect Director Siim A. Vanaselja For For Management 1.13 Elect Director Thierry Vandal For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend By-law Number 1 For For Management -------------------------------------------------------------------------------- TC PIPELINES, LP Ticker: TCP Security ID: 87233Q108 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Stacey H. Dore For For Management 1.8 Elect Director Vicki L. Fuller For For Management 1.9 Elect Director Peter A. Ragauss For For Management 1.10 Elect Director Rose M. Robeson For For Management 1.11 Elect Director Scott D. Sheffield For For Management 1.12 Elect Director Murray D. Smith For For Management 1.13 Elect Director William H. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management ======================= Hennessy Cornerstone Growth Fund ======================= AMERICA'S CAR-MART, INC. Ticker: CRMT Security ID: 03062T105 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann G. Bordelon For For Management 1.2 Elect Director Ray C. Dillon For For Management 1.3 Elect Director Daniel J. Englander For For Management 1.4 Elect Director William H. Henderson For For Management 1.5 Elect Director Joshua G. Welch For For Management 1.6 Elect Director Jeffrey A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston None None Management *Withdrawn Resolution* 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Carol B. Moerdyk For For Management 1.7 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Betty R. Johnson For For Management 1b Elect Director William E. Waltz, Jr. For For Management 1c Elect Director A. Mark Zeffiro For For Management 1d Elect Director Jeri L. Isbell For For Management 1e Elect Director Wilbert W. James, Jr. For For Management 1f Elect Director Michael V. Schrock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTONATION, INC. Ticker: AN Security ID: 05329W102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mike Jackson For For Management 1b Elect Director Rick L. Burdick For For Management 1c Elect Director David B. Edelson For For Management 1d Elect Director Steven L. Gerard For For Management 1e Elect Director Robert R. Grusky For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Lisa Lutoff-Perlo For For Management 1h Elect Director G. Mike Mikan For For Management 1i Elect Director Jacqueline A. Travisano For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Provide Right to Call A Special Meeting Against Against Shareholder -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For For Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For For Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIG 5 SPORTING GOODS CORPORATION Ticker: BGFV Security ID: 08915P101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen B. Brown For For Management 1b Elect Director Stephen E. Carley For For Management 1c Elect Director David R. Jessick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra Campos For For Management 1.2 Elect Director James R. Chambers For For Management 1.3 Elect Director Sebastian J. DiGrande For For Management 1.4 Elect Director Marla C. Gottschalk For For Management 1.5 Elect Director Cynthia T. Jamison For For Management 1.6 Elect Director Thomas A. Kingsbury For For Management 1.7 Elect Director Christopher J. McCormick For For Management 1.8 Elect Director Kimberley A. Newton For For Management 1.9 Elect Director Nancy A. Reardon For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director Bruce K. Thorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For For Management 1.2 Elect Director Ken Parent For For Management 1.3 Elect Director Robert Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUELINX HOLDINGS INC. Ticker: BXC Security ID: 09624H208 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karel K. Czanderna For For Management 1.2 Elect Director Dominic DiNapoli For For Management 1.3 Elect Director Kim S. Fennebresque For For Management 1.4 Elect Director Mitchell B. Lewis For For Management 1.5 Elect Director J. David Smith For For Management 1.6 Elect Director Carol B. Yancey For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CENTRUS ENERGY CORP. Ticker: LEU Security ID: 15643U104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikel H. Williams For For Management 1.2 Elect Director W. Thomas Jagodinski For For Management 1.3 Elect Director Tina W. Jonas For For Management 1.4 Elect Director William J. Madia For For Management 1.5 Elect Director Daniel B. Poneman For For Management 1.6 Elect Director Neil S. Subin For For Management 1.7 Elect Director Kirkland H. Donald For For Management 1.8 Elect Director Bradley J. Sawatzke For For Management 2 Adopt NOL Rights Plan (NOL Pill) For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITI TRENDS, INC. Ticker: CTRN Security ID: 17306X102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Brian P. Carney For For Management 1B Elect Director Jonathan Duskin For For Management 1C Elect Director Laurens M. Goff For For Management 1D Elect Director Margaret L. Jenkins For For Management 1E Elect Director David N. Makuen For For Management 1F Elect Director Peter R. Sachse For For Management 1G Elect Director Kenneth D. Seipel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. Ticker: CYH Security ID: 203668108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Clerico For For Management 1b Elect Director Michael Dinkins For For Management 1c Elect Director James S. Ely, III For For Management 1d Elect Director John A. Fry For For Management 1e Elect Director Tim L. Hingtgen For For Management 1f Elect Director Elizabeth T. Hirsch For For Management 1g Elect Director William Norris Jennings For For Management 1h Elect Director K. Ranga Krishnan For For Management 1i Elect Director Julia B. North For For Management 1j Elect Director Wayne T. Smith For For Management 1k Elect Director H. James Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COSAN LTD. Ticker: CZZ Security ID: G25343107 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb and For For Management Absorption of Cosan Limited (CZZ) by Cosan S.A. (CSAN) -------------------------------------------------------------------------------- COVETRUS, INC. Ticker: CVET Security ID: 22304C100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Manoff For For Management 1.2 Elect Director Edward M. McNamara For For Management 1.3 Elect Director Steven Paladino For For Management 1.4 Elect Director Sandra Peterson For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLUENT, INC. Ticker: FLNT Security ID: 34380C102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ryan Schulke For For Management 1b Elect Director Matthew Conlin For For Management 1c Elect Director Donald Mathis For For Management 1d Elect Director Carla S. Newell For For Management 1e Elect Director Barbara Shattuck Kohn For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GOGO INC. Ticker: GOGO Security ID: 38046C109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michele Coleman Mayes For For Management 1.2 Elect Director Robert H. Mundheim For For Management 1.3 Elect Director Harris N. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Section 382 Rights Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GOPRO, INC. Ticker: GPRO Security ID: 38268T103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Woodman For For Management 1.2 Elect Director Tyrone Ahmad-Taylor For For Management 1.3 Elect Director Kenneth Goldman For For Management 1.4 Elect Director Peter Gotcher For For Management 1.5 Elect Director James Lanzone For For Management 1.6 Elect Director Alexander Lurie For For Management 1.7 Elect Director Susan Lyne For For Management 1.8 Elect Director Frederic Welts For For Management 1.9 Elect Director Lauren Zalaznick For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GREEN BRICK PARTNERS, INC. Ticker: GRBK Security ID: 392709101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth K. Blake For For Management 1.2 Elect Director Harry Brandler For For Management 1.3 Elect Director James R. Brickman For For Management 1.4 Elect Director David Einhorn For For Management 1.5 Elect Director John R. Farris For For Management 1.6 Elect Director Kathleen Olsen For For Management 1.7 Elect Director Richard S. Press For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HIBBETT SPORTS, INC. Ticker: HIBB Security ID: 428567101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance G. Finley For For Management 1.2 Elect Director Dorlisa K. Flur For For Management 1.3 Elect Director Michael E. Longo For For Management 1.4 Elect Director Lorna E. Nagler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INFRASTRUCTURE AND ENERGY ALTERNATIVES, INC. Ticker: IEA Security ID: 45686J104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Garner For For Management 1.2 Elect Director Michael Della Rocca For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anousheh Ansari For For Management 1b Elect Director Martha F. Brooks For For Management 1c Elect Director Christopher S. Holland For For Management 1d Elect Director Timothy L. Main For For Management 1e Elect Director Mark T. Mondello For For Management 1f Elect Director John C. Plant For For Management 1g Elect Director Steven A. Raymund For For Management 1h Elect Director Thomas A. Sansone For For Management 1i Elect Director David M. Stout For For Management 1j Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Yingqiu Liu For For Management 2 Elect Director Wing Keong Siew For For Management 3 Elect Director Haiyun (Charlie) Cao For For Management 4 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur R. Collins For For Management 1.2 Elect Director Dorene C. Dominguez For For Management 1.3 Elect Director Kevin P. Eltife For For Management 1.4 Elect Director Timothy W. Finchem For For Management 1.5 Elect Director Stuart A. Gabriel For For Management 1.6 Elect Director Thomas W. Gilligan For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Robert L. Johnson For For Management 1.9 Elect Director Melissa Lora For For Management 1.10 Elect Director Jeffrey T. Mezger For For Management 1.11 Elect Director James C. "Rad" Weaver For For Management 1.12 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Amended Rights Agreement For For Management -------------------------------------------------------------------------------- KIRKLAND'S, INC. Ticker: KIRK Security ID: 497498105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Collins For For Management 1b Elect Director Ann E. Joyce For For Management 1c Elect Director R. Wilson Orr, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LANDS' END, INC. Ticker: LE Security ID: 51509F105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Galvin For For Management 1.2 Elect Director Jerome Griffith For For Management 1.3 Elect Director Elizabeth Leykum For For Management 1.4 Elect Director Josephine Linden For For Management 1.5 Elect Director John T. McClain For For Management 1.6 Elect Director Maureen Mullen Murphy For For Management 1.7 Elect Director Jignesh Patel For For Management 1.8 Elect Director Jonah Staw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Susan O. Cain For For Management 1c Elect Director Bryan B. DeBoer For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Eliminate Class B Common Stock, Class For For Management A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock -------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. Ticker: LL Security ID: 55003T107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas T. Moore For For Management 1.2 Elect Director Nancy M. Taylor For For Management 1.3 Elect Director Joseph M. Nowicki For For Management 1.4 Elect Director Charles E. Tyson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Ticker: MEI Security ID: 591520200 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter J. Aspatore For For Management 1b Elect Director David P. Blom For For Management 1c Elect Director Therese M. Bobek For For Management 1d Elect Director Brian J. Cadwallader For For Management 1e Elect Director Bruce K. Crowther For For Management 1f Elect Director Darren M. Dawson For For Management 1g Elect Director Donald W. Duda For For Management 1h Elect Director Mary A. Lindsey For For Management 1i Elect Director Angelo V. Pantaleo For For Management 1j Elect Director Mark D. Schwabero For For Management 1k Elect Director Lawrence B. Skatoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Cooperman For For Management 1b Elect Director Stephen H. Lockhart For For Management 1c Elect Director Richard M. Schapiro For For Management 1d Elect Director Ronna E. Romney For For Management 1e Elect Director Dale B. Wolf For For Management 1f Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONEYGRAM INTERNATIONAL, INC. Ticker: MGI Security ID: 60935Y208 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Antonio O. Garza For For Management 1b Elect Director Alka Gupta For For Management 1c Elect Director W. Alexander Holmes For For Management 1d Elect Director Francisco Lorca For For Management 1e Elect Director Michael P. Rafferty For For Management 1f Elect Director Julie E. Silcock For For Management 1g Elect Director W. Bruce Turner For For Management 1h Elect Director Peggy Vaughan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYR GROUP INC. Ticker: MYRG Security ID: 55405W104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C.I. Lucky For For Management 1.2 Elect Director Maurice E. Moore For For Management 1.3 Elect Director Shirin O'Connor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emma S. Battle For For Management 1b Elect Director Daniel W. Campbell For For Management 1c Elect Director Andrew D. Lipman For For Management 1d Elect Director Steven J. Lund For For Management 1e Elect Director Laura Nathanson For For Management 1f Elect Director Ryan S. Napierski For For Management 1g Elect Director Thomas R. Pisano For For Management 1h Elect Director Zheqing (Simon) Shen For For Management 1i Elect Director Edwina D. Woodbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aster Angagaw For For Management 1.2 Elect Director Mark A. Beck For For Management 1.3 Elect Director Gwendolyn M. Bingham For For Management 1.4 Elect Director Robert J. Henkel For For Management 1.5 Elect Director Stephen W. Klemash For For Management 1.6 Elect Director Mark F. McGettrick For For Management 1.7 Elect Director Edward A. Pesicka For For Management 1.8 Elect Director Michael C. Riordan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Spector For For Management 1b Elect Director James K. Hunt For For Management 1c Elect Director Jonathon S. Jacobson For For Management 1d Elect Director Patrick Kinsella For For Management 1e Elect Director Anne D. McCallion For For Management 1f Elect Director Joseph Mazzella For For Management 1g Elect Director Farhad Nanji For For Management 1h Elect Director Jeffrey A. Perlowitz For For Management 1i Elect Director Lisa M. Shalett For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director Vincent D. Foster For For Management 1.4 Elect Director Bernard Fried For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director David M. McClanahan For For Management 1.7 Elect Director Margaret B. Shannon For For Management 1.8 Elect Director Pat Wood, III For For Management 1.9 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Barton For For Management 1.2 Elect Director Michael A. George For For Management 1.3 Elect Director Gregory B. Maffei For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Adair For For Management 1b Elect Director Julie A. Dill For For Management 1c Elect Director James F. Kirsch For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Borel For For Management 1b Elect Director Cynthia J. Warner For For Management 1c Elect Director Walter Berger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Andre V. Branch For For Management 1c Elect Director Virginia C. Drosos For For Management 1d Elect Director R. Mark Graf For For Management 1e Elect Director Zackery A. Hicks For For Management 1f Elect Director Sharon L. McCollam For For Management 1g Elect Director Helen McCluskey For For Management 1h Elect Director Nancy A. Reardon For For Management 1i Elect Director Jonathan Seiffer For For Management 1j Elect Director Brian Tilzer For For Management 1k Elect Director Eugenia Ulasewicz For For Management 1l Elect Director Donta L. Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYLINE CHAMPION CORPORATION Ticker: SKY Security ID: 830830105 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Anderson For For Management 1.2 Elect Director Michael Berman For For Management 1.3 Elect Director Timothy Bernlohr For For Management 1.4 Elect Director Eddie Capel For For Management 1.5 Elect Director John C. Firth For For Management 1.6 Elect Director Michael Kaufman For For Management 1.7 Elect Director Erin Mulligan Nelson For For Management 1.8 Elect Director Gary E. Robinette For For Management 1.9 Elect Director Mark J. Yost For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Ticker: SPWH Security ID: 84920Y106 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. Ticker: SPWH Security ID: 84920Y106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Schneider For For Management 1.2 Elect Director Christopher Eastland For For Management 1.3 Elect Director Philip Williamson For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNOPTA INC. Ticker: SOY Security ID: 8676EP108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Bolles For For Management 1b Elect Director Derek Briffett For For Management 1c Elect Director Joseph Ennen For For Management 1d Elect Director Rebecca Fisher For For Management 1e Elect Director R. Dean Hollis For For Management 1f Elect Director Katrina Houde For For Management 1g Elect Director Leslie Starr Keating For For Management 1h Elect Director Kenneth Kempf For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SURGERY PARTNERS, INC. Ticker: SGRY Security ID: 86881A100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford G. Adlerz For For Management 1.2 Elect Director J. Eric Evans For For Management 1.3 Elect Director Andrew T. Kaplan For For Management 1.4 Elect Director Blair E. Hendrix For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TITAN MACHINERY INC. Ticker: TITN Security ID: 88830R101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan Erickson For For Management 1.2 Elect Director Jody Horner For For Management 1.3 Elect Director Richard Mack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker: TGI Security ID: 896818101 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul Bourgon For For Management 1b Elect Director Daniel J. Crowley For For Management 1c Elect Director Ralph E. Eberhart For For Management 1d Elect Director Daniel P. Garton For For Management 1e Elect Director Richard A. Goglia For For Management 1f Elect Director Barbara W. Humpton For For Management 1g Elect Director William L. Mansfield For For Management 1h Elect Director Colleen C. Repplier For For Management 1i Elect Director Larry O. Spencer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director Mutlaq Al-Morished For For Management 1c Elect Director Vanessa Guthrie For For Management 1d Elect Director Peter B. Johnston For For Management 1e Elect Director Ginger M. Jones For For Management 1f Elect Director Stephen Jones For For Management 1g Elect Director Moazzam Khan For For Management 1h Elect Director Sipho Nkosi For For Management 1i Elect Director John Romano For For Management 1j Elect Director Jean-Francois Turgeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- TURTLE BEACH CORPORATION Ticker: HEAR Security ID: 900450206 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juergen Stark For For Management 1.2 Elect Director William E. Keitel For For Management 1.3 Elect Director L. Gregory Ballard For For Management 1.4 Elect Director Yie-Hsin Hung For For Management 1.5 Elect Director Kelly A. Thompson For For Management 1.6 Elect Director Andrew Wolfe For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence L. Granger For For Management 1b Elect Director James P. Scholhamer For For Management 1c Elect Director David T. ibnAle For For Management 1d Elect Director Emily M. Liggett For For Management 1e Elect Director Thomas T. Edman For For Management 1f Elect Director Barbara V. Scherer For For Management 1g Elect Director Ernest E. Maddock For For Management 1h Elect Director Jacqueline A. Seto For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRNETX HOLDING CORPORATION Ticker: VHC Security ID: 92823T108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. O'Brien For For Management 1.2 Elect Director Robert D. Short, III For For Management 2 Ratify Farber Hass Hurley LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Gambale For For Management 1.2 Elect Director John D. Nixon For For Management 1.3 Elect Director David J. Urban For For Management 1.4 Elect Director Michael T. Viola For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- YELLOW CORPORATION Ticker: YELL Security ID: 985510106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew A. Doheny For For Management 1b Elect Director Darren D. Hawkins For For Management 1c Elect Director James E. Hoffman For For Management 1d Elect Director Shaunna D. Jones For For Management 1e Elect Director Susana Martinez For For Management 1f Elect Director David S. McClimon For For Management 1g Elect Director Patricia M. Nazemetz For For Management 1h Elect Director Chris T. Sultemeier For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan ==================== Hennessy Cornerstone Large Growth Fund ==================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director James R. Fitterling For For Management 1f Elect Director Herbert L. Henkel For For Management 1g Elect Director Amy E. Hood For For Management 1h Elect Director Muhtar Kent For For Management 1i Elect Director Dambisa F. Moyo For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Michael F. Roman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director David W. Kenny For For Management 1e Elect Director Mario J. Marte For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Steven E. Rendle For For Management 1k Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Nancy L. Leaming For For Management 1g Elect Director Jesus B. Mantas For For Management 1h Elect Director Richard C. Mulligan For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For For Management 1l Elect Director Stephen A. Sherwin For For Management 1m Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. Lee, Jr. For For Management 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. Sonsteby For For Management 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Patricia D. Fili-Krushel For For Management 1d Elect Director Timothy I. McGuire For For Management 1e Elect Director William C. Rhodes, III For For Management 1f Elect Director Debra A. Sandler For For Management 1g Elect Director Ralph E. Santana For For Management 1h Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management of the total of 25% of Outstanding Common Stock 6 Provide Right to Call A Special Against Against Shareholder Meeting of the total of 10% of Outstanding Common Stock -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Winnie Y. Park For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Stephanie P. Stahl For For Management 1i Elect Director Carrie A. Wheeler For For Management 1j Elect Director Thomas E. Whiddon For For Management 1k Elect Director Michael A. Witynski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For For Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Blinn For For Management 1.2 Elect Director Arthur F. Golden For For Management 1.3 Elect Director Candace Kendle For For Management 1.4 Elect Director James S. Turley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Elizabeth C. Lempres For For Management 1h Elect Director Diane L. Neal For For Management 1i Elect Director Steve Odland For For Management 1j Elect Director Maria A. Sastre For For Management 1k Elect Director Eric D. Sprunk For For Management 1l Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick P. Gelsinger For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Alyssa Henry For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Risa Lavizzo-Mourey For For Management 1f Elect Director Tsu-Jae King Liu For For Management 1g Elect Director Gregory D. Smith For For Management 1h Elect Director Dion J. Weisler For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 6 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Buberl For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director David N. Farr For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Michelle J. Howard For For Management 1f Elect Director Arvind Krishna For For Management 1g Elect Director Andrew N. Liveris For For Management 1h Elect Director Frederick William For For Management McNabb, III 1i Elect Director Martha E. Pollack For For Management 1j Elect Director Joseph R. Swedish For For Management 1k Elect Director Peter R. Voser For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 6 Publish Annually a Report Assessing For For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Daniel J. Heinrich For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Mary Beth West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Deepak Ahuja For For Management 1c Elect Director Gerald Held For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director Deborah L. Kerr For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Scott F. Schenkel For For Management 1h Elect Director George T. Shaheen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For For Management 1.12 Elect Director William G. Parrett For For Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For For Management 1.3 Elect Director Franklin L. Feder For For Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For For Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Ganesh Ramaswamy For For Management 1.10 Elect Director Mark A. Schulz For For Management 1.11 Elect Director Gregory M. E. Spierkel For For Management 2 Adopt Simple Majority Vote Against Against Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For For Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director J. Phillip Holloman For For Management 1h Elect Director Ryan R. Marshall For For Management 1i Elect Director John R. Peshkin For For Management 1j Elect Director Scott F. Powers For For Management 1k Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Wright L. Lassiter, III For For Management 1.3 Elect Director Timothy L. Main For For Management 1.4 Elect Director Denise M. Morrison For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Helen I. Torley For For Management 1.9 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For For Management 1d Elect Director Marc Tessier-Lavigne For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director John M. Cassaday For For Management 1c Elect Director Joshua D. Frank For For Management 1d Elect Director Larry C. Glasscock For For Management 1e Elect Director Bradley M. Halverson For For Management 1f Elect Director John M. Hinshaw For For Management 1g Elect Director Kevin P. Hourican For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nelson Peltz For For Management 1k Elect Director Edward D. Shirley For For Management 1l Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Robert L. Edwards For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Donald R. Knauss For For Management 1g Elect Director Christine A. Leahy For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Derica W. Rice For For Management 1k Elect Director Kenneth L. Salazar For For Management 1l Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Report on Political Contributions Against Against Shareholder Congruency Analysis 6 Report on Prison Labor in the Supply Against Against Shareholder Chain -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joceyln Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Philippe Krakowsky For For Management 1.5 Elect Director Jonathan F. Miller For For Management 1.6 Elect Director Patrick Q. Moore For For Management 1.7 Elect Director Michael I. Roth For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director David M. Thomas For For Management 1.10 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Kevin M. Brown For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director J. Amanda Sourry Knox For For Management (Amanda Sourry) 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Devin C. Johnson For For Management 1i Elect Director Jeffrey D. Kelly For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Jose H. Villarreal For For Management 1j Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Nonqualified Employee Stock For For Management Purchase Plan 6 Report on EEO Against Against Shareholder 7 Publish Annually a Report Assessing Against Against Shareholder Diversity and Inclusion Efforts 8 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 5 Amend Senior Executive Compensation Against Against Shareholder Clawback Policy 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director Randall L. Stephenson For For Management 1k Elect Director S. Robson Walton For For Management 1l Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Refrigerants Released from Against Against Shareholder Operations 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Alignment of Racial Justice Against Against Shareholder Goals and Starting Wages 7 Approve Creation of a Pandemic Against Against Shareholder Workforce Advisory Council 8 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Esi Eggleston Bracey For For Management 1.3 Elect Director Scott Dahnke For For Management 1.4 Elect Director Anne Mulcahy For For Management 1.5 Elect Director William Ready For For Management 1.6 Elect Director Sabrina Simmons For For Management 1.7 Elect Director Frits van Paasschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors ===================== Hennessy Cornerstone Mid Cap 30 Fund ===================== ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Ticker: MDRX Security ID: 01988P108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth A. Altman For For Management 1b Elect Director Mara G. Aspinall For For Management 1c Elect Director Paul M. Black For For Management 1d Elect Director P. Gregory Garrison For For Management 1e Elect Director Jonathan J. Judge For For Management 1f Elect Director Michael A. Klayko For For Management 1g Elect Director Dave B. Stevens For For Management 1h Elect Director David D. Stevens For For Management 1i Elect Director Carol J. Zierhoffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVIENT CORPORATION Ticker: AVNT Security ID: 05368V106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harriet Edelman For For Management 1b Elect Director Mark J. Tritton For For Management 1c Elect Director John E. Fleming For For Management 1d Elect Director Sue E. Gove For For Management 1e Elect Director Jeffrey A. Kirwan For For Management 1f Elect Director Virginia P. Ruesterholz For For Management 1g Elect Director Joshua E. Schechter For For Management 1h Elect Director Andrea M. Weiss For For Management 1i Elect Director Mary A. Winston For For Management 1j Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERRY GLOBAL GROUP, INC. Ticker: BERY Security ID: 08579W103 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Evan Bayh For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Idalene F. Kesner For For Management 1d Elect Director Jill A. Rahman For For Management 1e Elect Director Carl J. (Rick) For For Management Rickertsen 1f Elect Director Thomas E. Salmon For For Management 1g Elect Director Paula A. Sneed For For Management 1h Elect Director Robert A. Steele For For Management 1i Elect Director Stephen E. Sterrett For For Management 1j Elect Director Scott B. Ullem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandra Campos For For Management 1.2 Elect Director James R. Chambers For For Management 1.3 Elect Director Sebastian J. DiGrande For For Management 1.4 Elect Director Marla C. Gottschalk For For Management 1.5 Elect Director Cynthia T. Jamison For For Management 1.6 Elect Director Thomas A. Kingsbury For For Management 1.7 Elect Director Christopher J. McCormick For For Management 1.8 Elect Director Kimberley A. Newton For For Management 1.9 Elect Director Nancy A. Reardon For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director Bruce K. Thorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Baldwin For For Management 1.2 Elect Director Ken Parent For For Management 1.3 Elect Director Robert Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For For Management 1d Elect Director Thomas S. Gayner For For Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director Liam J. Kelly For For Management 1g Elect Director Philip A. Okala For For Management 1h Elect Director A. Clayton Perfall For For Management 1i Elect Director Didier Teirlinck For For Management 1j Elect Director Rajiv Vinnakota For For Management 1k Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 13, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril-Groves For For Management 1.2 Elect Director Barbara R. Smith For For Management 1.3 Elect Director Joseph C. Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP. Ticker: GO Security ID: 39874R101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Kay Haben For For Management 1.2 Elect Director Gail Moody-Byrd For For Management 1.3 Elect Director S. MacGregor Read, Jr. For For Management 1.4 Elect Director Jeffrey York For For Management 2 Ratify Deloitte and Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Jacob M. Katz For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur R. Collins For For Management 1.2 Elect Director Dorene C. Dominguez For For Management 1.3 Elect Director Kevin P. Eltife For For Management 1.4 Elect Director Timothy W. Finchem For For Management 1.5 Elect Director Stuart A. Gabriel For For Management 1.6 Elect Director Thomas W. Gilligan For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Robert L. Johnson For For Management 1.9 Elect Director Melissa Lora For For Management 1.10 Elect Director Jeffrey T. Mezger For For Management 1.11 Elect Director James C. "Rad" Weaver For For Management 1.12 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Amended Rights Agreement For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Susan O. Cain For For Management 1c Elect Director Bryan B. DeBoer For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Eliminate Class B Common Stock, Class For For Management A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MATTEL, INC. Ticker: MAT Security ID: 577081102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Todd Bradley For For Management 1b Elect Director Adriana Cisneros For For Management 1c Elect Director Michael Dolan For For Management 1d Elect Director Diana Ferguson For For Management 1e Elect Director Ynon Kreiz For For Management 1f Elect Director Soren Laursen For For Management 1g Elect Director Ann Lewnes For For Management 1h Elect Director Roger Lynch For For Management 1i Elect Director Dominic Ng For For Management 1j Elect Director Judy Olian For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MAXAR TECHNOLOGIES INC. Ticker: MAXR Security ID: 57778K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Howell M. Estes, III For For Management 1b Elect Director Nick S. Cyprus For For Management 1c Elect Director Roxanne J. Decyk For For Management 1d Elect Director Joanne O. Isham For For Management 1e Elect Director Daniel L. Jablonsky For For Management 1f Elect Director C. Robert Kehler For For Management 1g Elect Director Gilman Louie For For Management 1h Elect Director L. Roger Mason, Jr. For For Management 1i Elect Director Heather A. Wilson For For Management 1j Elect Director Eric J. Zahler For For Management 1k Elect Director Eddy Zervigon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION Ticker: MTH Security ID: 59001A102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter L. Ax For For Management 1.2 Elect Director Gerald Haddock For For Management 1.3 Elect Director Joseph Keough For For Management 1.4 Elect Director Michael R. Odell For For Management 1.5 Elect Director Phillippe Lord For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS & MINOR, INC. Ticker: OMI Security ID: 690732102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aster Angagaw For For Management 1.2 Elect Director Mark A. Beck For For Management 1.3 Elect Director Gwendolyn M. Bingham For For Management 1.4 Elect Director Robert J. Henkel For For Management 1.5 Elect Director Stephen W. Klemash For For Management 1.6 Elect Director Mark F. McGettrick For For Management 1.7 Elect Director Edward A. Pesicka For For Management 1.8 Elect Director Michael C. Riordan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director Vincent D. Foster For For Management 1.4 Elect Director Bernard Fried For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director David M. McClanahan For For Management 1.7 Elect Director Margaret B. Shannon For For Management 1.8 Elect Director Pat Wood, III For For Management 1.9 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Borel For For Management 1b Elect Director Cynthia J. Warner For For Management 1c Elect Director Walter Berger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RH Ticker: RH Security ID: 74967X103 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilary Krane For For Management 1.2 Elect Director Katie Mitic For For Management 1.3 Elect Director Ali Rowghani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zubaid Ahmad For For Management 1b Elect Director Francoise Colpron For For Management 1c Elect Director Edward L. Doheny, II For For Management 1d Elect Director Michael P. Doss For For Management 1e Elect Director Henry R. Keizer For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SLEEP NUMBER CORPORATION Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel I. Alegre For For Management 1.2 Elect Director Stephen L. Gulis, Jr. For For Management 1.3 Elect Director Brenda J. Lauderback For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNAPTICS INCORPORATED Ticker: SYNA Security ID: 87157D109 Meeting Date: OCT 27, 2020 Meeting Type: Annual Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson C. Chan For For Management 1b Elect Director Susan J. Hardman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For For Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For For Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director Sarah C. Lauber For For Management 1.5 Elect Director John A. Luke, Jr. For For Management 1.6 Elect Director Christopher L. Mapes For For Management 1.7 Elect Director James F. Palmer For For Management 1.8 Elect Director Ajita G. Rajendra For For Management 1.9 Elect Director Frank C. Sullivan For For Management 1.10 Elect Director John M. Timken, Jr. For For Management 1.11 Elect Director Ward J. Timken, Jr. For For Management 1.12 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. Ticker: VMI Security ID: 920253101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Neary For For Management 1.2 Elect Director Theo W. Freye For For Management 1.3 Elect Director Stephen G. Kaniewski For For Management 1.4 Elect Director Joan Robinson-Berry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Esi Eggleston Bracey For For Management 1.3 Elect Director Scott Dahnke For For Management 1.4 Elect Director Anne Mulcahy For For Management 1.5 Elect Director William Ready For For Management 1.6 Elect Director Sabrina Simmons For For Management 1.7 Elect Director Frits van Paasschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors ======================= Hennessy Cornerstone Value Fund ======================= ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director William F. Gifford, Jr. For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Ellen R. Strahlman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Underage Tobacco Prevention Against Against Shareholder Policies and Marketing Practices 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Kennard For For Management 1b Elect Director Samuel A. Di Piazza, Jr. For For Management 1c Elect Director Scott T. Ford For For Management 1d Elect Director Glenn H. Hutchins For For Management 1e Elect Director Debra L. Lee For For Management 1f Elect Director Stephen J. Luczo For For Management 1g Elect Director Michael B. McCallister For For Management 1h Elect Director Beth E. Mooney For For Management 1i Elect Director Matthew K. Rose For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Cynthia B. Taylor For For Management 1l Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mirko Bibic For For Management 1.2 Elect Director David F. Denison For For Management 1.3 Elect Director Robert P. Dexter For For Management 1.4 Elect Director Ian Greenberg For For Management 1.5 Elect Director Katherine Lee For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Sheila A. Murray For For Management 1.8 Elect Director Gordon M. Nixon For For Management 1.9 Elect Director Louis P. Pagnutti For For Management 1.10 Elect Director Calin Rovinescu For For Management 1.11 Elect Director Karen Sheriff For For Management 1.12 Elect Director Robert C. Simmonds For For Management 1.13 Elect Director Jennifer Tory For For Management 1.14 Elect Director Cornell Wright For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.a Elect Murray Auchincloss as Director For For Management 3.b Elect Tushar Morzaria as Director For For Management 3.c Elect Karen Richardson as Director For For Management 3.d Elect Dr Johannes Teyssen as Director For For Management 3.e Re-elect Bernard Looney as Director For For Management 3.f Re-elect Pamela Daley as Director For For Management 3.g Re-elect Helge Lund as Director For For Management 3.h Re-elect Melody Meyer as Director For For Management 3.i Re-elect Paula Reynolds as Director For For Management 3.j Re-elect Sir John Sawers as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Approve Scrip Dividend Programme For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Shareholder Resolution on Against Against Shareholder Climate Change Targets -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Michael W. Bonney For For Management 1C Elect Director Giovanni Caforio For For Management 1D Elect Director Julia A. Haller For For Management 1E Elect Director Paula A. Price For For Management 1F Elect Director Derica W. Rice For For Management 1G Elect Director Theodore R. Samuels For For Management 1H Elect Director Gerald L. Storch For For Management 1I Elect Director Karen H. Vousden For For Management 1J Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Ownership Threshold for Special For For Management Shareholder Meetings to 15% 6 Require Independent Board Chair Against Against Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Reduce Ownership Threshold for Special Against Against Shareholder Shareholder Meetings to 10% -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: 110448107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Luc Jobin as Director For For Management 6 Re-elect Jack Bowles as Director For For Management 7 Re-elect Tadeu Marroco as Director For For Management 8 Re-elect Sue Farr as Director For For Management 9 Re-elect Jeremy Fowden as Director For For Management 10 Re-elect Dr Marion Helmes as Director For For Management 11 Re-elect Holly Keller Koeppel as For For Management Director 12 Re-elect Savio Kwan as Director For For Management 13 Re-elect Dimitri Panayotopoulos as For For Management Director 14 Elect Karen Guerra as Director For For Management 15 Elect Darrell Thomas as Director For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise UK Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Jeffrey J. Gearhart as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 8 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 12 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Approve Directors' Remuneration Report For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Marillyn A. Hewson For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Debra Reed-Klages For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director D. James Umpleby, III For For Management 1l Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Scope 3 Emissions Against Against Shareholder 5 Report on Impacts of Net Zero 2050 Against Against Shareholder Scenario 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director C. Martin Harris For For Management 1e Elect Director Martina Hund-Mejean For For Management 1f Elect Director Kimberly A. Nelson For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against Against Shareholder -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Blinn For For Management 1.2 Elect Director Arthur F. Golden For For Management 1.3 Elect Director Candace Kendle For For Management 1.4 Elect Director James S. Turley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Susan K. Avery For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Ursula M. Burns For For Management 1.5 Elect Director Kenneth C. Frazier For For Management 1.6 Elect Director Joseph L. Hooley For For Management 1.7 Elect Director Steven A. Kandarian For For Management 1.8 Elect Director Douglas R. Oberhelman For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 1.11 Elect Director Darren W. Woods For For Management 1.12 Elect Director Wan Zulkiflee For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial Against Against Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of Against Against Shareholder Environmental-Related Expenditures 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder 10 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff For Did Not Vote Shareholder 1.2 Elect Director Kaisa Hietala For Did Not Vote Shareholder 1.3 Elect Director Alexander A. Karsner For Did Not Vote Shareholder 1.4 Elect Director Anders Runevad For Did Not Vote Shareholder 1.5 Management Nominee Michael J. Angelakis For Did Not Vote Shareholder 1.6 Management Nominee Susan K. Avery For Did Not Vote Shareholder 1.7 Management Nominee Angela F. Braly For Did Not Vote Shareholder 1.8 Management Nominee Ursula M. Burns For Did Not Vote Shareholder 1.9 Management Nominee Kenneth C. Frazier For Did Not Vote Shareholder 1.10 Management Nominee Joseph L. Hooley For Did Not Vote Shareholder 1.11 Management Nominee Jeffrey W. Ubben For Did Not Vote Shareholder 1.12 Management Nominee Darren W. Woods For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Require Independent Board Chair None Did Not Vote Shareholder 5 Reduce Ownership Threshold for None Did Not Vote Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial None Did Not Vote Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of None Did Not Vote Shareholder Environmental-Related Expenditures 8 Report on Political Contributions None Did Not Vote Shareholder 9 Report on Lobbying Payments and Policy None Did Not Vote Shareholder 10 Report on Corporate Climate Lobbying None Did Not Vote Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Elizabeth C. Lempres For For Management 1h Elect Director Diane L. Neal For For Management 1i Elect Director Steve Odland For For Management 1j Elect Director Maria A. Sastre For For Management 1k Elect Director Eric D. Sprunk For For Management 1l Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Jeffrey A. Bluestone For For Management 1c Elect Director Sandra J. Horning For For Management 1d Elect Director Kelly A. Kramer For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Daniel P. O'Day For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director Anthony Welters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Sir Jonathan Symonds as For For Management Director 4 Re-elect Dame Emma Walmsley as Director For For Management 5 Re-elect Charles Bancroft as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Iain Mackay as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick P. Gelsinger For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Alyssa Henry For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Risa Lavizzo-Mourey For For Management 1f Elect Director Tsu-Jae King Liu For For Management 1g Elect Director Gregory D. Smith For For Management 1h Elect Director Dion J. Weisler For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 6 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Buberl For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director David N. Farr For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Michelle J. Howard For For Management 1f Elect Director Arvind Krishna For For Management 1g Elect Director Andrew N. Liveris For For Management 1h Elect Director Frederick William For For Management McNabb, III 1i Elect Director Martha E. Pollack For For Management 1j Elect Director Joseph R. Swedish For For Management 1k Elect Director Peter R. Voser For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 6 Publish Annually a Report Assessing For For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORP. Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicole S. Arnaboldi For For Management 1.2 Elect Director Guy L.T. Bainbridge For For Management 1.3 Elect Director Joseph P. Caron For For Management 1.4 Elect Director John M. Cassaday For For Management 1.5 Elect Director Susan F. Dabarno For For Management 1.6 Elect Director Julie E. Dickson For For Management 1.7 Elect Director Sheila S. Fraser For For Management 1.8 Elect Director Roy Gori For For Management 1.9 Elect Director Tsun-yan Hsieh For For Management 1.10 Elect Director Donald R. Lindsay For For Management 1.11 Elect Director John R.V. Palmer For For Management 1.12 Elect Director C. James Prieur For For Management 1.13 Elect Director Andrea S. Rosen For For Management 1.14 Elect Director Leagh E. Turner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against Against Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Sugar and Public Health Against Against Shareholder 5 Report on Antibiotics and Public Against Against Shareholder Health Costs 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis W.K. Booth For For Management 1b Elect Director Charles E. Bunch For For Management 1c Elect Director Lois D. Juliber For For Management 1d Elect Director Peter W. May For For Management 1e Elect Director Jorge S. Mesquita For For Management 1f Elect Director Jane Hamilton Nielsen For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Christiana S. Shi For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Michael A. Todman For For Management 1k Elect Director Jean-Francois M. L. van For For Management Boxmeer 1l Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Segun Agbaje For For Management 1b Elect Director Shona L. Brown For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director Dave Lewis For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder 6 Report on External Public Health Costs Against Against Shareholder -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Directors For For Management 2.1 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2.2 Elect Directors For For Management 2.3 In Case There is Any Change to the None Abstain Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 2.4.a Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Bacellar Leal Ferreira as Director 2.4.b Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Silva e Luna as Director 2.4.c Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 2.4.d Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Andrade Weber as Independent Director 2.4.e Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Marroquim de Souza as Independent Director 2.4.f Percentage of Votes to Be Assigned - None Abstain Management Elect Sonia Julia Sulzbeck Villalobos as Independent Director 2.4.g Percentage of Votes to Be Assigned - None Abstain Management Elect Cynthia Santana Silveira as Independent Director 2.4.h Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Silvia Corso Matte as Independent Director 2.4.i Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Leonardo Pietro Antonelli as Director Appointed by Minority Shareholder 2.4.j Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder 2.4.k Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Pedro Rodrigues Galvao de Medeiros as Director Appointed by Minority Shareholder 2.5 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 14, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Fiscal Council Members For For Management 3.2 In Case One of the Nominees Leaves the None Abstain Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 3.4 Elect Patricia Valente Stierli as None Abstain Shareholder Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 In the Event of a Second Call, the None Abstain Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 6 Approve Absorption of Companhia de For For Management Desenvolvimento e Modernizacao de Plantas Industriais S.A. (CDMPI) 7 In the Event of a Second Call, the None Abstain Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures 6 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For For Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sylvia Acevedo For For Management 1b Elect Director Mark Fields For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Gregory N. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Jamie S. Miller For For Management 1i Elect Director Steve Mollenkopf For For Management 1j Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1k Elect Director Irene B. Rosenfeld For For Management 1l Elect Director Kornelis "Neil" Smit For For Management 1m Elect Director Jean-Pascal Tricoire For For Management 1n Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Cynthia Devine For For Management 1.6 Elect Director David McKay For For Management 1.7 Elect Director Kathleen Taylor For For Management 1.8 Elect Director Maryann Turcke For For Management 1.9 Elect Director Thierry Vandal For For Management 1.10 Elect Director Bridget A. van Kralingen For For Management 1.11 Elect Director Frank Vettese For For Management 1.12 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt Company-Wide, Against Against Shareholder Quantitative, Time-bound Greenhouse Gas (GHG) Emissions Reduction Targets and Issue an Annual Report Discussing the Plans and Progress of Achieving Such Targerts 5 SP 2: Redefine the Bank's Purpose and Against Against Shareholder Undertakings 6 SP 3: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy 7 SP 4: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259206 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For For Management Strategy 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director John D. Gass For For Management 1.3 Elect Director Russell (Russ) K. For For Management Girling 1.4 Elect Director Jean Paul (JP) Gladu For For Management 1.5 Elect Director Dennis M. Houston For For Management 1.6 Elect Director Mark S. Little For For Management 1.7 Elect Director Brian P. MacDonald For For Management 1.8 Elect Director Maureen McCaw For For Management 1.9 Elect Director Lorraine Mitchelmore For For Management 1.10 Elect Director Eira M. Thomas For For Management 1.11 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director M. Amy Gilliland For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director K. Guru Gowrappan For For Management 1g Elect Director Ralph Izzo For For Management 1h Elect Director Edmund F. "Ted" Kelly For For Management 1i Elect Director Elizabeth E. Robinson For For Management 1j Elect Director Samuel C. Scott, III For For Management 1k Elect Director Frederick O. Terrell For For Management 1l Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Report on Political Contributions Against Against Shareholder Congruency Analysis 6 Report on Prison Labor in the Supply Against Against Shareholder Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Lori Dickerson Fouche For For Management 1f Elect Director Timothy Kenesey For For Management 1g Elect Director Elio Leoni Sceti For For Management 1h Elect Director Susan Mulder For For Management 1i Elect Director Miguel Patricio For For Management 1j Elect Director John C. Pope For For Management 1k Elect Director Alexandre Van Damme For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Kevin M. Brown For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Karen M. Hoguet For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director J. Amanda Sourry Knox For For Management (Amanda Sourry) 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy W. Brinkley For For Management 1.2 Elect Director Brian C. Ferguson For For Management 1.3 Elect Director Colleen A. Goggins For For Management 1.4 Elect Director Jean-Rene Halde For For Management 1.5 Elect Director David E. Kepler For For Management 1.6 Elect Director Brian M. Levitt For For Management 1.7 Elect Director Alan N. MacGibbon For For Management 1.8 Elect Director Karen E. Maidment For For Management 1.9 Elect Director Bharat B. Masrani For For Management 1.10 Elect Director Irene R. Miller For For Management 1.11 Elect Director Nadir H. Mohamed For For Management 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director Joe Natale For For Management 1.14 Elect Director S. Jane Rowe For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Produce a Report on Loans Made Against Against Shareholder by the Bank in Support of the Circular Economy 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- TOTAL SE Ticker: FP Security ID: 89151E109 Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.64 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patrick Pouyanne as Director For For Management 7 Reelect Anne-Marie Idrac as Director For For Management 8 Elect Jacques Aschenbroich as Director For For Management 9 Elect Glenn Hubbard as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve the Company's Sustainable For For Management Development and Energy Transition 15 Change Company Name to TotalEnergies For For Management SE and Amend Article 2 of Bylaws Accordingly 16 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: 904767704 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Cross-Border Merger For For Management between Unilever PLC and Unilever N.V. 1 Approve Matters Relating to the For For Management Unification of the Unilever Group under a Single Parent Company -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: 904767704 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Climate Transition Action Plan For For Management 5 Re-elect Nils Andersen as Director For For Management 6 Re-elect Laura Cha as Director For For Management 7 Re-elect Dr Judith Hartmann as Director For For Management 8 Re-elect Alan Jope as Director For For Management 9 Re-elect Andrea Jung as Director For For Management 10 Re-elect Susan Kilsby as Director For For Management 11 Re-elect Strive Masiyiwa as Director For For Management 12 Re-elect Youngme Moon as Director For For Management 13 Re-elect Graeme Pitkethly as Director For For Management 14 Re-elect John Rishton as Director For For Management 15 Re-elect Feike Sijbesma as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise UK Political Donations and For For Management Expenditure 19 Approve SHARES Plan For For Management 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 25 Adopt New Articles of Association For For Management 26 Approve Reduction of the Share Premium For For Management Account -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol B. Tome For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Eva C. Boratto For For Management 1d Elect Director Michael J. Burns For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Angela Hwang For For Management 1g Elect Director Kate E. Johnson For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Ann M. Livermore For For Management 1j Elect Director Franck J. Moison For For Management 1k Elect Director Christiana Smith Shi For For Management 1l Elect Director Russell Stokes For For Management 1m Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 7 Report on Climate Change Against Against Shareholder 8 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 9 Publish Annually a Report Assessing Against Against Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 5 Amend Senior Executive Compensation Against Against Shareholder Clawback Policy 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director Valerie B. Jarrett For For Management 1g Elect Director John A. Lederer For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder 6 Report on Health Risks of Continued Against Against Shareholder In-Store Tobacco Sales in the Age of COVID 2021 -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder ======================= Hennessy Equity and Income Fund ======================== AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Lisa A. Davis For For Management 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director Seifollah (Seifi) For For Management Ghasemi 1f Elect Director David H. Y. Ho For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director William F. Gifford, Jr. For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Ellen R. Strahlman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Underage Tobacco Prevention Against Against Shareholder Policies and Marketing Practices 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Biderman For For Management 1.2 Elect Director Brenna Haysom For For Management 1.3 Elect Director Robert A. Kasdin For For Management 1.4 Elect Director Katherine G. Newman For For Management 1.5 Elect Director Eric L. Press For For Management 1.6 Elect Director Scott S. Prince For For Management 1.7 Elect Director Stuart A. Rothstein For For Management 1.8 Elect Director Michael E. Salvati For For Management 1.9 Elect Director Carmencita N. M. Whonder For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U502 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanette W. Loeb For For Management 1.2 Elect Director Frank C. Puleo For For Management 1.3 Elect Director Howard T. Widra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael K. Parks For For Management 1b Elect Director Robert L. Rosen For For Management 1c Elect Director Bennett Rosenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BAIN CAPITAL SPECIALTY FINANCE, INC. Ticker: BCSF Security ID: 05684B107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Ewald For For Management 1b Elect Director Jay Margolis For Against Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 01, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For Withhold Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Report on Climate-Related Risks and Against For Shareholder Opportunities 3 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- BLACKROCK TCP CAPITAL CORP. Ticker: TCPC Security ID: 09259E108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Corbet For For Management 1.2 Elect Director Eric J. Draut For For Management 1.3 Elect Director Andrea L. Petro For For Management 1.4 Elect Director M. Freddie Reiss For For Management 1.5 Elect Director Peter E. Schwab For For Management 1.6 Elect Director Karyn L. Williams For For Management 1.7 Elect Director Howard M. Levkowitz For For Management 1.8 Elect Director Rajneesh Vig For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Pamela Daley For For Management 1c Elect Director Jessica P. Einhorn For For Management 1d Elect Director Laurence D. Fink For For Management 1e Elect Director William E. Ford For For Management 1f Elect Director Fabrizio Freda For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Margaret 'Peggy' L. For For Management Johnson 1i Elect Director Robert S. Kapito For For Management 1j Elect Director Cheryl D. Mills For For Management 1k Elect Director Gordon M. Nixon For For Management 1l Elect Director Charles H. Robbins For For Management 1m Elect Director Marco Antonio Slim Domit For For Management 1n Elect Director Hans E. Vestberg For For Management 1o Elect Director Susan L. Wagner For For Management 1p Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4a Provide Right to Call Special Meeting For For Management 4b Eliminate Supermajority Vote For For Management Requirement 4c Amend Charter to Eliminate Provisions For For Management that are No Longer Applicable and Make Other Technical Revisions 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Michael W. Bonney For For Management 1C Elect Director Giovanni Caforio For For Management 1D Elect Director Julia A. Haller For For Management 1E Elect Director Paula A. Price For For Management 1F Elect Director Derica W. Rice For For Management 1G Elect Director Theodore R. Samuels For For Management 1H Elect Director Gerald L. Storch For For Management 1I Elect Director Karen H. Vousden For For Management 1J Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Ownership Threshold for Special For For Management Shareholder Meetings to 15% 6 Require Independent Board Chair Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Reduce Ownership Threshold for Special Against For Shareholder Shareholder Meetings to 10% -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Debra W. Still For For Management 1b Elect Director Mohit Marria For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Murray J. Demo For For Management 1d Elect Director Ajei S. Gopal For For Management 1e Elect Director David J. Henshall For For Management 1f Elect Director Thomas E. Hogan For For Management 1g Elect Director Moira A. Kilcoyne For For Management 1h Elect Director Robert E. Knowling, Jr. For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Gregory J. Goff For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Stephen S. Poloz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Report on Online Child Sexual Against Against Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against Against Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marvin R. Ellison For For Management 1b Elect Director Susan Patricia Griffith For For Management 1c Elect Director John C. (Chris) Inglis For For Management 1d Elect Director Kimberly A. Jabal For For Management 1e Elect Director Shirley Ann Jackson For For Management 1f Elect Director R. Brad Martin For For Management 1g Elect Director Joshua Cooper Ramo For For Management 1h Elect Director Susan C. Schwab For For Management 1i Elect Director Frederick W. Smith For For Management 1j Elect Director David P. Steiner For For Management 1k Elect Director Rajesh Subramaniam For For Management 1l Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst &Young LLP as Auditors For For Management 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Report on Political Contributions Against For Shareholder Disclosure 6 Report on Employee Representation on Against Against Shareholder the Board of Directors 7 Provide Right to Act by Written Consent Against For Shareholder 8 Report on Integrating ESG Metrics Into Against Against Shareholder Executive Compensation Program -------------------------------------------------------------------------------- FS KKR CAPITAL CORP. Ticker: FSK Security ID: 302635107 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth J. Sandler For For Management 1.2 Elect Director Michael J. Hagan For Withhold Management 1.3 Elect Director Jeffrey K. Harrow For Withhold Management 1.4 Elect Director James H. Kropp For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FS KKR CAPITAL CORP. Ticker: FSK Security ID: 302635206 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Amend Investment Advisory Agreement For For Management with FS/KKR Advisor, LLC -------------------------------------------------------------------------------- GOLUB CAPITAL BDC, INC. Ticker: GBDC Security ID: 38173M102 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Baily For For Management 1b Elect Director Kenneth F. Bernstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HERCULES CAPITAL, INC. Ticker: HTGC Security ID: 427096508 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gayle Crowell For For Management 1.2 Elect Director Thomas J. Fallon For For Management 1.3 Elect Director Brad Koenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against Against Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against For Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Daniel J. Heinrich For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Mary Beth West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. Ticker: MLM Security ID: 573284106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Sue W. Cole For For Management 1.3 Elect Director Smith W. Davis For For Management 1.4 Elect Director Anthony R. Foxx For For Management 1.5 Elect Director John J. Koraleski For For Management 1.6 Elect Director C. Howard Nye For For Management 1.7 Elect Director Laree E. Perez For For Management 1.8 Elect Director Thomas H. Pike For For Management 1.9 Elect Director Michael J. Quillen For For Management 1.10 Elect Director Donald W. Slager For For Management 1.11 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONROE CAPITAL CORPORATION Ticker: MRCC Security ID: 610335101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore L. Koenig For Withhold Management 1.2 Elect Director Jeffrey D. Steele For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: 641069406 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.75 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Pablo Isla as Director For For Management 4.1.f Reelect Ann Veneman as Director For For Management 4.1.g Reelect Eva Cheng as Director For For Management 4.1.h Reelect Patrick Aebischer as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Kimberly Ross as Director For For Management 4.1.k Reelect Dick Boer as Director For For Management 4.1.l Reelect Dinesh Paliwal as Director For For Management 4.1.m Reelect Hanne Jimenez de Mora as For For Management Director 4.2 Elect Lindiwe Sibanda as Director For For Management 4.3.1 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.2 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.3 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.3.4 Appoint Kasper Rorsted as Member of For For Management the Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 57.5 Million 6 Approve CHF 6.6 Million Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 7 Approve Climate Action Plan For For Management 8 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NEW MOUNTAIN FINANCE CORPORATION Ticker: NMFC Security ID: 647551100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Kline For For Management 1.2 Elect Director David Ogens For For Management 1.3 Elect Director Adam B. Weinstein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder 5 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Ticker: OCSL Security ID: 67401P108 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Gero For For Management 1.2 Elect Director Craig Jacobson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures 6 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 83012A109 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 83012A109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Higginbotham For For Management 1.2 Elect Director David Stiepleman For For Management 1.3 Elect Director Ronald Tanemura For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred Perpall For For Management 1.6 Elect Director Fred S. Ridley For For Management 1.7 Elect Director Barry S. Sternlicht For For Management 1.8 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary B. Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Bowman For For Management 1.2 Elect Director Lindsey M. Cooksen For For Management 1.3 Elect Director Robert B. Evans For For Management 1.4 Elect Director Joe Bob Perkins For For Management 1.5 Elect Director Ershel C. Redd, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TCG BDC, INC. Ticker: CGBD Security ID: 872280102 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- TCG BDC, INC. Ticker: CGBD Security ID: 872280102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nigel D.T. Andrews For For Management 1b Elect Director Aren C. LeeKong For For Management 1c Elect Director William H. Wright, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For Against Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against For Shareholder Provisions 5 Report on Political Contributions Against For Shareholder Congruency Analysis 6 Report on Prison Labor in the Supply Against Against Shareholder Chain -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Devin C. Johnson For For Management 1i Elect Director Jeffrey D. Kelly For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Stacey H. Dore For For Management 1.8 Elect Director Vicki L. Fuller For For Management 1.9 Elect Director Peter A. Ragauss For For Management 1.10 Elect Director Rose M. Robeson For For Management 1.11 Elect Director Scott D. Sheffield For For Management 1.12 Elect Director Murray D. Smith For For Management 1.13 Elect Director William H. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIPLEPOINT VENTURE GROWTH BDC CORP. Ticker: TPVG Security ID: 89677Y100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sajal K. Srivastava For For Management 1b Elect Director Stephen A. Cassani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against For Shareholder by Written Consent 5 Amend Senior Executive Compensation Against For Shareholder Clawback Policy 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program ============================= Hennessy Focus Fund ============================== ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maurice J. Gallagher, For For Management Jr. 1b Elect Director Montie Brewer For For Management 1c Elect Director Gary Ellmer For For Management 1d Elect Director Ponder Harrison For For Management 1e Elect Director Linda A. Marvin For For Management 1f Elect Director Charles W. Pollard For For Management 1g Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Kenneth R. Frank For For Management 1d Elect Director Robert D. Hormats For For Management 1e Elect Director Gustavo Lara Cantu For For Management 1f Elect Director Grace D. Lieblein For For Management 1g Elect Director Craig Macnab For For Management 1h Elect Director JoAnn A. Reed For For Management 1i Elect Director Pamela D.A. Reeve For For Management 1j Elect Director David E. Sharbutt For For Management 1k Elect Director Bruce L. Tanner For For Management 1l Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Establish a Board Committee on Human Against Against Shareholder Rights -------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston None None Management *Withdrawn Resolution* 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Carol B. Moerdyk For For Management 1.7 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Issuance of the Aggregate For For Management Scheme Consideration 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Byron O. Spruell For For Management 1.12 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Amend Articles of Association Re: For For Management Article 190 7 Authorize the Board of Directors to For For Management Capitalize Certain Non-distributable Reserves 8 Approve Creation of Distributable For For Management Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 -------------------------------------------------------------------------------- ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 08, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Paul Walker as Director For For Management 5 Re-elect Brendan Horgan as Director For For Management 6 Re-elect Michael Pratt as Director For For Management 7 Re-elect Angus Cockburn as Director For For Management 8 Re-elect Lucinda Riches as Director For For Management 9 Re-elect Tanya Fratto as Director For For Management 10 Re-elect Lindsley Ruth as Director For For Management 11 Elect Jill Easterbrook as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Approve Reduction of Capital For For Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Janice Fukakusa For For Management 1.4 Elect Director Maureen Kempston Darkes For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Hutham S. Olayan For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Virginia C. Addicott For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Paul J. Finnegan For For Management 1e Elect Director Anthony R. Foxx For For Management 1f Elect Director Christine A. Leahy For For Management 1g Elect Director Sanjay Mehrotra For For Management 1h Elect Director David W. Nelms For For Management 1i Elect Director Joseph R. Swedish For For Management 1j Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Amend Certificate of Incorporation to For For Management Eliminate Obsolete Competition and Corporate Opportunity Provision 6 Approve Omnibus Stock Plan For For Management 7 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Angela A. Knight For For Management 1.6 Elect Director Laura Newman Olle For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Richard P. Stovsky For For Management 1.9 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 24, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott A. Satterlee For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Stephen L. Eastman For For Management 1d Elect Director Daniel L. Florness For For Management 1e Elect Director Rita J. Heise For For Management 1f Elect Director Hsenghung Sam Hsu For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Jeffrey C. Campbell For For Management 1c Elect Director Cynthia M. Egnotovich For For Management 1d Elect Director Thomas A. Gendron For For Management 1e Elect Director Jeffrey A. Graves For For Management 1f Elect Director Guy C. Hachey For For Management 1g Elect Director Marilyn L. Minus For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark M. Besca For For Management 1b Elect Director K. Bruce Connell For For Management 1c Elect Director Thomas S. Gayner For For Management 1d Elect Director Greta J. Harris For For Management 1e Elect Director Diane Leopold For For Management 1f Elect Director Lemuel E. Lewis For For Management 1g Elect Director Anthony F. Markel For For Management 1h Elect Director Steven A. Markel For For Management 1i Elect Director Harold L. Morrison, Jr. For For Management 1j Elect Director Michael O'Reilly For For Management 1k Elect Director A. Lynne Puckett For For Management 1l Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARLIN BUSINESS SERVICES CORP. Ticker: MRLN Security ID: 571157106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Calamari For For Management 1.2 Elect Director Lawrence J. DeAngelo For For Management 1.3 Elect Director Scott A. Heimes For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Matthew J. Sullivan For For Management 1.6 Elect Director J. Christopher Teets For For Management 1.7 Elect Director James W. Wert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MISTRAS GROUP, INC. Ticker: MG Security ID: 60649T107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Bertolotti For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director James J. Forese For For Management 1.4 Elect Director Richard H. Glanton For For Management 1.5 Elect Director Michelle J. Lohmeier For For Management 1.6 Elect Director Charles P. Pizzi For For Management 1.7 Elect Director Manuel N. Stamatakis For For Management 1.8 Elect Director Sotirios J. Vahaviolos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight C. Schar For For Management 1.2 Elect Director C. E. Andrews For For Management 1.3 Elect Director Sallie B. Bailey For For Management 1.4 Elect Director Thomas D. Eckert For For Management 1.5 Elect Director Alfred E. Festa For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Alexandra A. Jung For For Management 1.8 Elect Director Mel Martinez For For Management 1.9 Elect Director William A. Moran For For Management 1.10 Elect Director David A. Preiser For For Management 1.11 Elect Director W. Grady Rosier For For Management 1.12 Elect Director Susan Williamson Ross For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- RH Ticker: RH Security ID: 74967X103 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilary Krane For For Management 1.2 Elect Director Katie Mitic For For Management 1.3 Elect Director Ali Rowghani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors ========================== Hennessy Gas Utility Fund =========================== ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher Ball For For Management 2.2 Elect Director Arun Banskota For For Management 2.3 Elect Director Melissa Stapleton Barnes For For Management 2.4 Elect Director Christopher Huskilson For For Management 2.5 Elect Director D. Randy Laney For For Management 2.6 Elect Director Carol Leaman For For Management 2.7 Elect Director Kenneth Moore For For Management 2.8 Elect Director Masheed Saidi For For Management 2.9 Elect Director Dilek Samil For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director James J. Hoolihan For For Management 1d Elect Director Heidi E. Jimmerson For For Management 1e Elect Director Madeleine W. Ludlow For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director Douglas C. Neve For For Management 1h Elect Director Barbara A. Nick For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Leo S. Mackay, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Kevin Akers For For Management 1b Elect Director Robert W. Best For For Management 1c Elect Director Kim R. Cocklin For For Management 1d Elect Director Kelly H. Compton For For Management 1e Elect Director Sean Donohue For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 1n Elect Director Frank Yoho For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANGRID, INC. Ticker: AGR Security ID: 05351W103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ignacio S. Galan For For Management 1.2 Elect Director John Baldacci For For Management 1.3 Elect Director Daniel Alcain Lopez For For Management 1.4 Elect Director Dennis V. Arriola For For Management 1.5 Elect Director Pedro Azagra Blazquez For For Management 1.6 Elect Director Robert Duffy For For Management 1.7 Elect Director Teresa Herbert For For Management 1.8 Elect Director Patricia Jacobs For For Management 1.9 Elect Director John Lahey For For Management 1.10 Elect Director Jose Angel Marra For For Management Rodriguez 1.11 Elect Director Santiago Martinez For For Management Garrido 1.12 Elect Director Jose Sainz Armada For For Management 1.13 Elect Director Alan Solomont For For Management 1.14 Elect Director Elizabeth Timm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Sena M. Kwawu For For Management 1e Elect Director Scott H. Maw For For Management 1f Elect Director Scott L. Morris For For Management 1g Elect Director Jeffry L. Philipps For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670108 Meeting Date: MAY 01, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Report on Climate-Related Risks and Against Against Shareholder Opportunities 3 Publish Annually a Report Assessing Against Against Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linden R. Evans For For Management 1.2 Elect Director Barry M. Granger For For Management 1.3 Elect Director Tony A. Jensen For For Management 1.4 Elect Director Steven R. Mills For For Management 1.5 Elect Director Scott M. Prochazka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Wendy Montoya Cloonan For For Management 1d Elect Director Earl M. Cummings For For Management 1e Elect Director David J. Lesar For For Management 1f Elect Director Martin H. Nesbitt For For Management 1g Elect Director Theodore F. Pound For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director Barry T. Smitherman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Andrea Botta For For Management 1b Elect Director Jack A. Fusco For For Management 1c Elect Director Vicky A. Bailey For For Management 1d Elect Director Nuno Brandolini For For Management 1e Elect Director David B. Kilpatrick For For Management 1f Elect Director Sean T. Klimczak For For Management 1g Elect Director Andrew Langham For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Neal A. Shear For For Management 1j Elect Director Andrew J. Teno For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker: CPK Security ID: 165303108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Hill, Jr. For For Management 1b Elect Director Dennis S. Hudson, III For For Management 1c Elect Director Calvert A. Morgan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly US, LLP as Auditors For For Management -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Garrick J. Rochow For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Environmental Related Expenditures -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Cawley For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director Karol V. Mason For For Management 1.5 Elect Director John McAvoy For For Management 1.6 Elect Director Dwight A. McBride For For Management 1.7 Elect Director William J. Mulrow For For Management 1.8 Elect Director Armando J. Olivera For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Linda S. Sanford For For Management 1.11 Elect Director Deirdre Stanley For For Management 1.12 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING NATURAL GAS HOLDING CORPORATION Ticker: CNIG Security ID: 219387107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2.1 Elect Director Henry B. Cook, Jr. For For Management 2.2 Elect Director Michael I. German For For Management 2.3 Elect Director Ted W. Gibson For For Management 2.4 Elect Director Robert B. Johnston For For Management 2.5 Elect Director Joseph P. Mirabito For For Management 2.6 Elect Director William Mirabito For For Management 2.7 Elect Director George J. Welch For For Management 2.8 Elect Director John B. Williamson, III For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James A. Bennett For For Management 1B Elect Director Robert M. Blue For For Management 1C Elect Director Helen E. Dragas For For Management 1D Elect Director James O. Ellis, Jr. For For Management 1E Elect Director D. Maybank Hagood For For Management 1F Elect Director Ronald W. Jibson For For Management 1G Elect Director Mark J. Kington For For Management 1H Elect Director Joseph M. Rigby For For Management 1I Elect Director Pamela J. Royal For For Management 1J Elect Director Robert H. Spilman, Jr. For For Management 1K Elect Director Susan N. Story For For Management 1L Elect Director Michael E. Szymanczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Environmental Related Expenditures -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Caroline Dorsa For For Management 1.6 Elect Director W. Roy Dunbar For For Management 1.7 Elect Director Nicholas C. Fanandakis For For Management 1.8 Elect Director Lynn J. Good For For Management 1.9 Elect Director John T. Herron For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Michael J. Pacilio For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Require Independent Board Chair Against Against Shareholder 6 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Gregory J. Goff For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Stephen S. Poloz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Brian W. Ellis For For Management 1f Elect Director Philip L. Frederickson For For Management 1g Elect Director Alexis M. Herman For For Management 1h Elect Director M. Elise Hyland For For Management 1i Elect Director Stuart L. Levenick For For Management 1j Elect Director Blanche Lambert Lincoln For For Management 1k Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- ESSENTIAL UTILITIES, INC. Ticker: WTRG Security ID: 29670G102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth B. Amato For For Management 1.2 Elect Director Christopher H. Franklin For For Management 1.3 Elect Director Daniel J. Hilferty For For Management 1.4 Elect Director Francis O. Idehen For For Management 1.5 Elect Director Edwina Kelly For For Management 1.6 Elect Director Ellen T. Ruff For For Management 1.7 Elect Director Lee C. Stewart For For Management 1.8 Elect Director Christopher C. Womack For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director Gregory M. Jones For For Management 1.6 Elect Director James J. Judge For For Management 1.7 Elect Director John Y. Kim For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director David H. Long For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Marjorie Rodgers For For Management Cheshire 1e Elect Director Christopher Crane For For Management 1f Elect Director Yves de Balmann For For Management 1g Elect Director Linda Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Child Labor Audit Against Against Shareholder -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Lisa L. Durocher For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director David G. Hutchens For For Management 1.11 Elect Director Gianna M. Manes For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Dennis W. Johnson For For Management 1e Elect Director Patricia L. Moss For For Management 1f Elect Director Dale S. Rosenthal For For Management 1g Elect Director Edward A. Ryan For For Management 1h Elect Director David M. Sparby For For Management 1i Elect Director Chenxi Wang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker: MGEE Security ID: 55277P104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia M. Anderson For For Management 1.2 Elect Director Jeffrey M. Keebler For For Management 1.3 Elect Director Gary J. Wolter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Rebecca Ranich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: 636274409 Meeting Date: JUL 27, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andy Agg as Director For For Management 6 Re-elect Nicola Shaw as Director For For Management 7 Re-elect Mark Williamson as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Elect Liz Hewitt as Director For For Management 12 Re-elect Amanda Mesler as Director For For Management 13 Re-elect Earl Shipp as Director For For Management 14 Re-elect Jonathan Silver as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Approve Remuneration Report For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Reapprove Share Incentive Plan For For Management 21 Reapprove Sharesave Plan For For Management 22 Approve Increase in Borrowing Limit For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: 636274409 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of PPL WPD For For Management Investments Limited 2 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. William Howard, Jr. For For Management 1.2 Elect Director Donald L. Correll For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director M. Susan Hardwick For For Management 1.5 Elect Director George R. Zoffinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Theodore H. Bunting, Jr. For For Management 1c Elect Director Eric L. Butler For For Management 1d Elect Director Aristides S. Candris For For Management 1e Elect Director Wayne S. DeVeydt For For Management 1f Elect Director Joseph Hamrock For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Deborah A. P. Hersman For For Management 1i Elect Director Michael E. Jesanis For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Carolyn Y. Woo For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- NORTHWEST NATURAL HOLDING COMPANY Ticker: NWN Security ID: 66765N105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Monica Enand For For Management 1.3 Elect Director Dave McCurdy For For Management 1.4 Elect Director Malia H. Wasson For For Management 1.5 Elect Director Karen Lee For For Management 1.6 Elect Director Nathan I. Partain For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony T. Clark For For Management 1.2 Elect Director Dana J. Dykhouse For For Management 1.3 Elect Director Jan R. Horsfall For For Management 1.4 Elect Director Britt E. Ide For For Management 1.5 Elect Director Linda G. Sullivan For For Management 1.6 Elect Director Robert C. Rowe For For Management 1.7 Elect Director Mahvash Yazdi For For Management 1.8 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For For Management -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Evans For For Management 1.2 Elect Director John W. Gibson For For Management 1.3 Elect Director Tracy E. Hart For For Management 1.4 Elect Director Michael G. Hutchinson For For Management 1.5 Elect Director Pattye L. Moore For For Management 1.6 Elect Director Pierce H. Norton, II For For Management 1.7 Elect Director Eduardo A. Rodriguez For For Management 1.8 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl F. Campbell For For Management 1b Elect Director Kerry W. Cooper For For Management 1c Elect Director Arno L. Harris For For Management 1d Elect Director Michael R. Niggli For For Management 1e Elect Director Oluwadara (Dara) J. For For Management Treseder 1f Elect Director Benjamin F. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg L. Armstrong For For Management 1.2 Elect Director John T. Raymond For For Management 1.3 Elect Director Bobby S. Shackouls For For Management 1.4 Elect Director Christopher M. Temple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur P. Beattie For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director Natica von Althann For For Management 1g Elect Director Keith H. Williamson For For Management 1h Elect Director Phoebe A. Wood For For Management 1i Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Restricted Stock Plan 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RGC RESOURCES, INC. Ticker: RGCO Security ID: 74955L103 Meeting Date: FEB 01, 2021 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Joe Crawford For For Management 1.2 Elect Director Maryellen F. Goodlatte For For Management 1.3 Elect Director Paul W. Nester For For Management 2 Ratify Brown, Edwards & Company, L.L.P. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Boeckmann For For Management 1b Elect Director Andres Conesa For For Management 1c Elect Director Maria Contreras-Sweet For For Management 1d Elect Director Pablo A. Ferrero For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Jeffrey W. Martin For For Management 1g Elect Director Bethany J. Mayer For For Management 1h Elect Director Michael N. Mears For For Management 1i Elect Director Jack T. Taylor For For Management 1j Elect Director Cynthia L. Walker For For Management 1k Elect Director Cynthia J. Warner For For Management 1l Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder 5 Report on Corporate Climate Lobbying Against Against Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Victor A. Fortkiewicz For For Management 1c Elect Director Sheila Hartnett-Devlin For For Management 1d Elect Director G. Edison Holland, Jr. For For Management 1e Elect Director Sunita Holzer For For Management 1f Elect Director Kevin M. O'Dowd For For Management 1g Elect Director Christopher J. Paladino For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 1.10 Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Borer For For Management 1.2 Elect Director Maria V. Fogarty For For Management 1.3 Elect Director Stephen S. Schwartz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TELLURIAN INC. Ticker: TELL Security ID: 87968A104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin J. Houston For For Management 1b Elect Director Jonathan S. Gross For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Henry A. Clark, III For For Management 1d Elect Director Anthony F. Earley, Jr. For For Management 1e Elect Director Thomas A. Fanning For For Management 1f Elect Director David J. Grain For For Management 1g Elect Director Colette D. Honorable For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank S. Hermance For For Management 1b Elect Director M. Shawn Bort For For Management 1c Elect Director Theodore A. Dosch For For Management 1d Elect Director Alan N. Harris For For Management 1e Elect Director Mario Longhi For For Management 1f Elect Director William J. Marrazzo For For Management 1g Elect Director Cindy J. Miller For For Management 1h Elect Director Kelly A. Romano For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITIL CORPORATION Ticker: UTL Security ID: 913259107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzanne Foster For For Management 1.2 Elect Director Thomas P. Meissner, Jr. For For Management 1.3 Elect Director Justine Vogel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curt S. Culver For For Management 1.2 Elect Director Danny L. Cunningham For For Management 1.3 Elect Director William M. Farrow, III For For Management 1.4 Elect Director J. Kevin Fletcher For For Management 1.5 Elect Director Cristina A. For For Management Garcia-Thomas 1.6 Elect Director Maria C. Green For For Management 1.7 Elect Director Gale E. Klappa For For Management 1.8 Elect Director Thomas K. Lane For For Management 1.9 Elect Director Ulice Payne, Jr. For For Management 1.10 Elect Director Mary Ellen Stanek For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Robert Frenzel For For Management 1d Elect Director Netha Johnson For For Management 1e Elect Director Patricia Kampling For For Management 1f Elect Director George Kehl For For Management 1g Elect Director Richard O'Brien For For Management 1h Elect Director Charles Pardee For For Management 1i Elect Director Christopher Policinski For For Management 1j Elect Director James Prokopanko For For Management 1k Elect Director David Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities ============================= Hennessy Japan Fund ============================== ANICOM HOLDINGS, INC. Ticker: 8715 Security ID: J0166U103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1.25 2.1 Elect Director Komori, Nobuaki For For Management 2.2 Elect Director Momose, Yumiko For For Management 2.3 Elect Director Kamei, Tatsuhiko For For Management 2.4 Elect Director Fukuyama, Toshihiko For For Management 2.5 Elect Director Inoue, Yukihiko For For Management 2.6 Elect Director Shibusawa, Ken For For Management 2.7 Elect Director Tanaka, Eiichi For For Management 3.1 Appoint Statutory Auditor Iwamoto, For For Management Koichiro 3.2 Appoint Statutory Auditor Takemi, For For Management Hiromitsu -------------------------------------------------------------------------------- ARIAKE JAPAN CO., LTD. Ticker: 2815 Security ID: J01964105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Elect Director Shirakawa, Naoki For Against Management 2.2 Elect Director Iwaki, Katsutoshi For Against Management 2.3 Elect Director Matsumoto, Koichi For Against Management 2.4 Elect Director Iwaki, Koji For Against Management 3.1 Elect Director and Audit Committee For For Management Member Ono, Takeyoshi 3.2 Elect Director and Audit Committee For For Management Member Nishiki, Toru 3.3 Elect Director and Audit Committee For For Management Member Kimura, Morihiro 4 Approve Annual Bonus For For Management 5 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Oyama, Motoi For Against Management 2.2 Elect Director Hirota, Yasuhito For Against Management 2.3 Elect Director Kashiwaki, Hitoshi For Against Management 2.4 Elect Director Sumi, Kazuo For Against Management 2.5 Elect Director Yamamoto, Makiko For Against Management -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Inoue, Noriyuki For For Management 2.2 Elect Director Togawa, Masanori For For Management 2.3 Elect Director Kawada, Tatsuo For For Management 2.4 Elect Director Makino, Akiji For For Management 2.5 Elect Director Torii, Shingo For For Management 2.6 Elect Director Arai, Yuko For For Management 2.7 Elect Director Tayano, Ken For For Management 2.8 Elect Director Minaka, Masatsugu For For Management 2.9 Elect Director Matsuzaki, Takashi For For Management 2.10 Elect Director Kanwal Jeet Jawa For For Management 2.11 Elect Director Mineno, Yoshihiro For For Management 3 Appoint Statutory Auditor Yano, Ryu For For Management 4 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Yanai, Tadashi For For Management 2.2 Elect Director Hambayashi, Toru For For Management 2.3 Elect Director Hattori, Nobumichi For For Management 2.4 Elect Director Shintaku, Masaaki For For Management 2.5 Elect Director Nawa, Takashi For For Management 2.6 Elect Director Ono, Naotake For For Management 2.7 Elect Director Okazaki, Takeshi For For Management 2.8 Elect Director Yanai, Kazumi For For Management 2.9 Elect Director Yanai, Koji For For Management 3.1 Appoint Statutory Auditor Shinjo, For For Management Masaaki 3.2 Appoint Statutory Auditor Kaneko, Keiko For For Management 3.3 Appoint Statutory Auditor Mori, For For Management Masakatsu -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Sawada, Michitaka For For Management 2.2 Elect Director Hasebe, Yoshihiro For For Management 2.3 Elect Director Takeuchi, Toshiaki For For Management 2.4 Elect Director Matsuda, Tomoharu For For Management 2.5 Elect Director Kadonaga, Sonosuke For For Management 2.6 Elect Director Shinobe, Osamu For For Management 2.7 Elect Director Mukai, Chiaki For For Management 2.8 Elect Director Hayashi, Nobuhide For For Management 3.1 Appoint Statutory Auditor Kawashima, For For Management Sadanao 3.2 Appoint Statutory Auditor Amano, Hideki For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: MAR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For For Management 2.2 Elect Director Nakata, Yu For For Management 2.3 Elect Director Yamaguchi, Akiji For For Management 2.4 Elect Director Miki, Masayuki For For Management 2.5 Elect Director Yamamoto, Hiroaki For For Management 2.6 Elect Director Yamamoto, Akinori For For Management 2.7 Elect Director Taniguchi, Seiichi For For Management 2.8 Elect Director Suenaga, Kumiko For For Management 3 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Kurosawa, Toshihiko For For Management 1.5 Elect Director Watanabe, Dai For For Management 1.6 Elect Director Matsuda, Yuzuru For For Management 1.7 Elect Director Ina, Koichi For For Management 1.8 Elect Director Shintaku, Yutaro For For Management 1.9 Elect Director Arakane, Kumi For For Management 2 Appoint Statutory Auditor Furusawa, For For Management Yuri 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9.18 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Otokozawa, Ichiro For For Management 2.4 Elect Director Sato, Toshinari For For Management 2.5 Elect Director Kanatani, Tomoki For For Management 2.6 Elect Director Shimizu, Shigetaka For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management 2.9 Elect Director Suseki, Tomoharu For For Management 3.1 Appoint Statutory Auditor Nozue, Juichi For For Management 3.2 Appoint Statutory Auditor Aono, Nanako For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 67 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Murakoshi, Akira For For Management 2.5 Elect Director Hirai, Yasuteru For For Management 2.6 Elect Director Kashiwagi, Yutaka For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Murata, Tsuneo For For Management 2.2 Elect Director Nakajima, Norio For For Management 2.3 Elect Director Iwatsubo, Hiroshi For For Management 2.4 Elect Director Ishitani, Masahiro For For Management 2.5 Elect Director Miyamoto, Ryuji For For Management 2.6 Elect Director Minamide, Masanori For For Management 2.7 Elect Director Shigematsu, Takashi For For Management 2.8 Elect Director Yasuda, Yuko For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagamori, Shigenobu For For Management 1.2 Elect Director Seki, Jun For For Management 1.3 Elect Director Sato, Teiichi For For Management 1.4 Elect Director Shimizu, Osamu For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: FEB 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Abiko, Hiromi For For Management 1.7 Elect Director Okano, Takaaki For Against Management 1.8 Elect Director Sakakibara, Sadayuki For For Management 1.9 Elect Director Miyauchi, Yoshihiko For For Management 1.10 Elect Director Yoshizawa, Naoko For For Management -------------------------------------------------------------------------------- OLYMPUS CORP. Ticker: 7733 Security ID: J61240107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takeuchi, Yasuo For For Management 1.2 Elect Director Fujita, Sumitaka For For Management 1.3 Elect Director Kaminaga, Susumu For For Management 1.4 Elect Director Iwamura, Tetsuo For For Management 1.5 Elect Director Masuda, Yasumasa For For Management 1.6 Elect Director Iwasaki, Atsushi For For Management 1.7 Elect Director David Robert Hale For For Management 1.8 Elect Director Jimmy C. Beasley For For Management 1.9 Elect Director Ichikawa, Sachiko For For Management 1.10 Elect Director Stefan Kaufmann For For Management 1.11 Elect Director Koga, Nobuyuki For For Management -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick C. Reid For For Management 1.2 Elect Director Masuya, Keiichi For For Management 1.3 Elect Director Kaneshiro, Kiyofumi For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaoka, Michio 2.2 Elect Director and Audit Committee For For Management Member Nagae, Toshio 2.3 Elect Director and Audit Committee For For Management Member Hanafusa, Yukinori 2.4 Elect Director and Audit Committee For For Management Member Utsunomiya, Junko 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho 3 Approve Trust-Type Equity Compensation For For Management Plan 4 Approve Stock Option Plan For For Management 5 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings -------------------------------------------------------------------------------- RELO GROUP, INC. Ticker: 8876 Security ID: J6436W118 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasada, Masanori For Against Management 1.2 Elect Director Nakamura, Kenichi For Against Management 1.3 Elect Director Kadota, Yasushi For Against Management 1.4 Elect Director Koshinaga, Kenji For Against Management 1.5 Elect Director Kawano, Takeshi For Against Management 1.6 Elect Director Koyama, Katsuhiko For Against Management 1.7 Elect Director Onogi, Takashi For Against Management 1.8 Elect Director Udagawa, Kazuya For Against Management 2 Appoint Statutory Auditor Iwai, For For Management Masayuki 3 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- ROHTO PHARMACEUTICAL CO., LTD. Ticker: 4527 Security ID: J65371106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Kunio For For Management 1.2 Elect Director Sugimoto, Masashi For For Management 1.3 Elect Director Saito, Masaya For For Management 1.4 Elect Director Kunisaki, Shinichi For For Management 1.5 Elect Director Takakura, Chiharu For For Management 1.6 Elect Director Hiyama, Atsushi For For Management 1.7 Elect Director Torii, Shingo For For Management 1.8 Elect Director Iriyama, Akie For For Management 1.9 Elect Director Mera, Haruka For For Management -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 277.5 2.1 Elect Director Chia Chin Seng For For Management 2.2 Elect Director Otsu, Tomohiro For For Management 2.3 Elect Director Yoshida, Tamotsu For For Management 2.4 Elect Director Ichijo, Kazuo For For Management 2.5 Elect Director Katsumaru, Mitsuhiro For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J7596P109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions 3.1 Elect Director Son, Masayoshi For For Management 3.2 Elect Director Goto, Yoshimitsu For For Management 3.3 Elect Director Miyauchi, Ken For For Management 3.4 Elect Director Kawabe, Kentaro For For Management 3.5 Elect Director Iijima, Masami For For Management 3.6 Elect Director Matsuo, Yutaka For For Management 3.7 Elect Director Lip-Bu Tan For For Management 3.8 Elect Director Erikawa, Keiko For For Management 3.9 Elect Director Kenneth A. Siegel For For Management 4.1 Appoint Statutory Auditor Nakata, Yuji For For Management 4.2 Appoint Statutory Auditor Uno, Soichiro For For Management 4.3 Appoint Statutory Auditor Otsuka, For For Management Keiichi 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SONY GROUP CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Oka, Toshiko For For Management 1.6 Elect Director Akiyama, Sakie For For Management 1.7 Elect Director Wendy Becker For For Management 1.8 Elect Director Hatanaka, Yoshihiko For For Management 1.9 Elect Director Adam Crozier For For Management 1.10 Elect Director Kishigami, Keiko For For Management 1.11 Elect Director Joseph A. Kraft Jr For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO., LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings 3.1 Elect Director Christophe Weber For Against Management 3.2 Elect Director Iwasaki, Masato For Against Management 3.3 Elect Director Andrew Plump For Against Management 3.4 Elect Director Constantine Saroukos For Against Management 3.5 Elect Director Sakane, Masahiro For Against Management 3.6 Elect Director Olivier Bohuon For Against Management 3.7 Elect Director Jean-Luc Butel For Against Management 3.8 Elect Director Ian Clark For Against Management 3.9 Elect Director Fujimori, Yoshiaki For Against Management 3.10 Elect Director Steven Gillis For Against Management 3.11 Elect Director Kuniya, Shiro For Against Management 3.12 Elect Director Shiga, Toshiyuki For Against Management 4 Elect Director and Audit Committee For For Management Member Iijima, Masami 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director Nishikawa, Kyo For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Nishi, Hidenori For For Management 2.8 Elect Director Ozawa, Keiya For For Management 3.1 Elect Director and Audit Committee For For Management Member Shibazaki, Takanori 3.2 Elect Director and Audit Committee For For Management Member Nakamura, Masaichi 3.3 Elect Director and Audit Committee For For Management Member Uno, Soichiro 4 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2.1 Elect Director and Audit Committee For For Management Member Wada, Hiroko 2.2 Elect Director and Audit Committee For For Management Member Sugita, Hiroaki 2.3 Elect Director and Audit Committee For For Management Member Asada, Shigeru -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J9894K105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings 2.1 Elect Director Kawabe, Kentaro For For Management 2.2 Elect Director Idezawa, Takeshi For For Management 2.3 Elect Director Jungho Shin For For Management 2.4 Elect Director Ozawa, Takao For For Management 2.5 Elect Director Masuda, Jun For For Management 2.6 Elect Director Oketani, Taku For For Management 3 Elect Director and Audit Committee For For Management Member Usumi, Yoshio ======================== Hennessy Japan Small Cap Fund ========================= AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Mangetsu, Masaaki For For Management 1.4 Elect Director Tamai, Mitsugu For For Management 1.5 Elect Director Kisaka, Yuro For For Management 1.6 Elect Director Mitsufuji, Tomoyuki For For Management 1.7 Elect Director Wako, Shinya For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Suzuki, For For Management Junichi 2.2 Appoint Statutory Auditor Yogo, Yuko For For Management -------------------------------------------------------------------------------- ASIA PILE HOLDINGS CORP. Ticker: 5288 Security ID: J28007102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurose, Akira For For Management 1.2 Elect Director Kurose, Shusuke For For Management 1.3 Elect Director Kotera, Koji For For Management 1.4 Elect Director Baba, Osami For For Management 1.5 Elect Director Okoshi, Masahiko For For Management 1.6 Elect Director Shigematsu, Toru For For Management 1.7 Elect Director Okuyama, Kazunori For For Management 1.8 Elect Director Phan Khac Long For For Management 1.9 Elect Director Watanabe, Akira For For Management 1.10 Elect Director Shiraga, Yohei For For Management 1.11 Elect Director Kamimae, Osamu For For Management -------------------------------------------------------------------------------- BELLSYSTEM24 HOLDINGS, INC. Ticker: 6183 Security ID: J0428R104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2 Approve Accounting Transfers For For Management 3 Amend Articles to Change Location of For For Management Head Office 4.1 Elect Director Noda, Shunsuke For For Management 4.2 Elect Director Hayata, Noriyuki For For Management 4.3 Elect Director Kanazawa, Akihiko For For Management 4.4 Elect Director Tsuji, Toyohisa For For Management 4.5 Elect Director Horiuchi, Masato For For Management 4.6 Elect Director Yamaguchi, Takuya For For Management 4.7 Elect Director Ishizaka, Nobuya For For Management 4.8 Elect Director Tsurumaki, Aki For For Management 4.9 Elect Director Takahashi, Makiko For For Management 5 Appoint Alternate Statutory Auditor For For Management Matsuda, Michiharu -------------------------------------------------------------------------------- BENEFIT ONE INC. Ticker: 2412 Security ID: J0447X108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Fukasawa, Junko For For Management 2.2 Elect Director Shiraishi, Norio For For Management 2.3 Elect Director Tanaka, Hideyo For For Management 2.4 Elect Director Ozaki, Kenji For For Management 3.1 Elect Director and Audit Committee For For Management Member Umekita, Takuo 3.2 Elect Director and Audit Committee For For Management Member Kubo, Nobuyasu 3.3 Elect Director and Audit Committee For For Management Member Hamada, Toshiaki 3.4 Elect Director and Audit Committee For For Management Member Fujiike, Tomonori 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- BENESSE HOLDINGS, INC. Ticker: 9783 Security ID: J0429N102 Meeting Date: JUN 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Adachi, Tamotsu For For Management 2.2 Elect Director Kobayashi, Hitoshi For For Management 2.3 Elect Director Takiyama, Shinya For For Management 2.4 Elect Director Fukutake, Hideaki For For Management 2.5 Elect Director Ihara, Katsumi For For Management 2.6 Elect Director Iwai, Mutsuo For For Management 2.7 Elect Director Noda, Yumiko For For Management 2.8 Elect Director Takashima, Kohei For For Management -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management -------------------------------------------------------------------------------- CREEK & RIVER CO., LTD. Ticker: 4763 Security ID: J7008B102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Ikawa, Yukihiro For For Management 2.2 Elect Director Kurosaki, Jun For For Management 2.3 Elect Director Aoki, Katsuhito For For Management -------------------------------------------------------------------------------- CYBERDYNE, INC. Ticker: 7779 Security ID: J1096P107 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction and For For Management Accounting Transfers -------------------------------------------------------------------------------- CYBERDYNE, INC. Ticker: 7779 Security ID: J1096P107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sankai, Yoshiyuki For For Management 1.2 Elect Director Uga, Shinji For For Management 1.3 Elect Director Yasunaga, Yoshihiro For For Management 1.4 Elect Director Kawamoto, Hiroaki For For Management 1.5 Elect Director Imai, Hikari For For Management 1.6 Elect Director Toda, Yuzo For For Management 1.7 Elect Director Matsumura, Akira For For Management 1.8 Elect Director Suzuki, Kenji For For Management 2.1 Appoint Statutory Auditor Tanaka, For For Management Kazuaki 2.2 Appoint Statutory Auditor Fujitani, For For Management Yutaka 2.3 Appoint Statutory Auditor Cees For For Management Vellekoop 2.4 Appoint Statutory Auditor Okamura, For For Management Kenichiro -------------------------------------------------------------------------------- DAIHEN CORP. Ticker: 6622 Security ID: J09114109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Tajiri, Tetsuya For For Management 2.2 Elect Director Minomo, Shoichiro For For Management 2.3 Elect Director Kamo, Kazuo For For Management 2.4 Elect Director Morimoto, Keiki For For Management 2.5 Elect Director Kimura, Haruhisa For For Management 2.6 Elect Director Wada, Shingo For For Management 2.7 Elect Director Ando, Keiichi For For Management 2.8 Elect Director Magoshi, Emiko For For Management 2.9 Elect Director Fujiwara, Yasufumi For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Keitaro -------------------------------------------------------------------------------- DIGITAL GARAGE, INC. Ticker: 4819 Security ID: J1229F109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Soda, Makoto For For Management 2.3 Elect Director Odori, Keizo For For Management 2.4 Elect Director Tanaka, Masashi For For Management 2.5 Elect Director Okuma, Masahito For For Management 2.6 Elect Director Shino, Hiroshi For For Management 2.7 Elect Director Ito, Joichi For For Management 2.8 Elect Director Omura, Emi For For Management -------------------------------------------------------------------------------- EF-ON, INC. Ticker: 9514 Security ID: J14407100 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shimazaki, Tomotada For For Management 1.2 Elect Director Koike, Hisahito For For Management 1.3 Elect Director Fujii, Kotaro For For Management 1.4 Elect Director Kaneda, Hideki For For Management 1.5 Elect Director Nagasawa, Makoto For For Management 1.6 Elect Director Suzuki, Shinichi For For Management 1.7 Elect Director Minagawa, Norio For For Management 1.8 Elect Director Sako, Maiko For For Management 2 Appoint Alternate Statutory Auditor For For Management Izu, Takayoshi -------------------------------------------------------------------------------- ELECOM CO., LTD. Ticker: 6750 Security ID: J12884102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term - Amend Provisions on Director Titles 3.1 Elect Director Hada, Junji For For Management 3.2 Elect Director Shibata, Yukio For For Management 3.3 Elect Director Kajiura, Koji For For Management 3.4 Elect Director Nagashiro, Teruhiko For For Management 3.5 Elect Director Tanaka, Masaki For For Management 3.6 Elect Director Yoshida, Michiyuki For For Management 3.7 Elect Director Machi, Kazuhiro For For Management 3.8 Elect Director Katsukawa, Kohei For For Management 3.9 Elect Director Ikeda, Hiroshi For For Management 3.10 Elect Director Nishizawa, Yutaka For For Management 3.11 Elect Director Ikeda, Hiroyuki For For Management 3.12 Elect Director Watanabe, Miki For For Management 4.1 Appoint Statutory Auditor Horie, For For Management Koichiro 4.2 Appoint Statutory Auditor Tabata, Akira For For Management 4.3 Appoint Statutory Auditor Oka, Shogo For For Management 4.4 Appoint Alternate Statutory Auditor For For Management Miyamoto, Toshiyuki -------------------------------------------------------------------------------- FUJI CORP. (MACHINERY) Ticker: 6134 Security ID: J1R541101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Soga, Nobuyuki For For Management 2.2 Elect Director Suhara, Shinsuke For For Management 2.3 Elect Director Ezaki, Hajime For For Management 2.4 Elect Director Sugiura, Masaaki For For Management 2.5 Elect Director Kano, Junichi For For Management 2.6 Elect Director Kawai, Nobuko For For Management 2.7 Elect Director Tamada, Hideaki For For Management 2.8 Elect Director Mizuno, Shoji For For Management 3 Appoint Statutory Auditor Matsuda, For For Management Shigeki 4 Appoint Alternate Statutory Auditor For For Management Abe, Masaaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HANWA CO., LTD. Ticker: 8078 Security ID: J18774166 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Furukawa, Hironari For For Management 2.2 Elect Director Kato, Yasumichi For For Management 2.3 Elect Director Nagashima, Hidemi For For Management 2.4 Elect Director Nakagawa, Yoichi For For Management 2.5 Elect Director Kurata, Yasuharu For For Management 2.6 Elect Director Hatanaka, Yasushi For For Management 2.7 Elect Director Sasayama, Yoichi For For Management 2.8 Elect Director Hori, Ryuji For For Management 2.9 Elect Director Tejima, Tatsuya For For Management 2.10 Elect Director Nakai, Kamezo For For Management 2.11 Elect Director Sasaki, Junko For For Management 2.12 Elect Director Kuchiishi, Takatoshi For For Management 2.13 Elect Director Matsubara, Keiji For For Management 3 Appoint Statutory Auditor Kawanishi, For For Management Hideo -------------------------------------------------------------------------------- HITO-COMMUNICATIONS HOLDINGS, INC. Ticker: 4433 Security ID: J22316103 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10.25 2.1 Elect Director Yasui, Toyomi For For Management 2.2 Elect Director Fukuhara, Naomichi For For Management 2.3 Elect Director Tamura, Jun For For Management 2.4 Elect Director Koga, Tetsuo For For Management 2.5 Elect Director Mori, Tadatsugu For For Management 3 Appoint Statutory Auditor Nakano, For For Management Masayuki -------------------------------------------------------------------------------- IWATANI CORP. Ticker: 8088 Security ID: J2R14R101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Elect Director Sato, Hiroshi For For Management 3 Appoint Statutory Auditor Yokoi, For For Management Yasushi -------------------------------------------------------------------------------- JUKI CORP. Ticker: 6440 Security ID: J87086112 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kiyohara, Akira For For Management 2.2 Elect Director Uchinashi, Shinsuke For For Management 2.3 Elect Director Nagashima, Hirokazu For For Management 2.4 Elect Director Nagasaki, Kazumi For For Management 2.5 Elect Director Hori, Yutaka For For Management 3 Appoint Statutory Auditor Suzuki, For For Management Masahiko 4.1 Appoint Alternate Statutory Auditor For For Management Nakamura, Hiroshi 4.2 Appoint Alternate Statutory Auditor For For Management Nihei, Hiroko -------------------------------------------------------------------------------- KAKAKU.COM, INC. Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Murakami, Atsuhiro For For Management 2.4 Elect Director Yuki, Shingo For For Management 2.5 Elect Director Miyazaki, Kanako For For Management 2.6 Elect Director Kato, Tomoharu For For Management 2.7 Elect Director Miyajima, Kazuyoshi For For Management 2.8 Elect Director Kinoshita, Masayuki For For Management 2.9 Elect Director Tada, Kazukuni For For Management 3 Appoint Statutory Auditor Nemoto, Yuko For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KANTO DENKA KOGYO CO., LTD. Ticker: 4047 Security ID: J30427108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Takeover Defense Plan (Poison For Against Management Pill) 2.1 Elect Director Hasegawa, Junichi For For Management 2.2 Elect Director Ishii, Fuyuhiko For For Management 2.3 Elect Director Yamaguchi, Yasunari For For Management 2.4 Elect Director Niimi, Kazuki For For Management 2.5 Elect Director Abe, Yuki For For Management 2.6 Elect Director Uramoto, Kunihiko For For Management 2.7 Elect Director Matsui, Hideki For For Management 2.8 Elect Director Sugiyama, Masaharu For For Management 2.9 Elect Director Habuka, Hitoshi For For Management 3.1 Appoint Statutory Auditor Yajima, For For Management Takeaki 3.2 Appoint Statutory Auditor Hayashi, For For Management Masatomo 4 Amend Articles to Prohibit Tobacco Against For Shareholder Smoking during Work Hours and Setting and Maintenance of Smoking Area in the Company's Site -------------------------------------------------------------------------------- KAWADA TECHNOLOGIES, INC. Ticker: 3443 Security ID: J31837107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Kawada, Tadahiro For For Management 2.2 Elect Director Watanabe, Satoru For For Management 2.3 Elect Director Kawada, Takuya For For Management 2.4 Elect Director Miyata, Kensaku For For Management 2.5 Elect Director Yamakawa, Takahisa For For Management 2.6 Elect Director Takakuwa, Koichi For For Management -------------------------------------------------------------------------------- KITO CORP. Ticker: 6409 Security ID: J33996117 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kito, Yoshio For For Management 2.2 Elect Director Edward W. Hunter For For Management 2.3 Elect Director Yuzurihara, Tsuneo For For Management 2.4 Elect Director Osozawa, Shigeki For For Management 2.5 Elect Director Nakamura, Katsumi For For Management 2.6 Elect Director Hirai, Takashi For For Management 2.7 Elect Director Osawa, Koji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kamachi, Masahide -------------------------------------------------------------------------------- KOBE BUSSAN CO., LTD. Ticker: 3038 Security ID: J3478K102 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: OCT 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 30 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Numata, Hirokazu For For Management 3.2 Elect Director Asami, Kazuo For For Management 3.3 Elect Director Nishida, Satoshi For For Management 3.4 Elect Director Kobayashi, Takumi For For Management 4 Approve Transfer of Capital Surplus to For For Management Capital 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- LIFENET INSURANCE CO. Ticker: 7157 Security ID: J38957106 Meeting Date: JUN 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Mori, Ryosuke For For Management 2.2 Elect Director Koba, Yasuhiro For For Management 2.3 Elect Director Kondo, Ryosuke For For Management 2.4 Elect Director Yokozawa, Jumpei For For Management 2.5 Elect Director Mizukoshi, Yutaka For For Management 2.6 Elect Director Saito, Takeshi For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamasaki, Takahiro 3.2 Elect Director and Audit Committee For For Management Member Hayashi, Keiko 3.3 Elect Director and Audit Committee For For Management Member Yamashita, Tomoyuki 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MACNICA FUJI ELECTRONICS HOLDINGS, INC Ticker: 3132 Security ID: J3923S106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Nakashima, Kiyoshi For For Management 3.2 Elect Director Hara, Kazumasa For For Management 3.3 Elect Director Miyoshi, Akinobu For For Management 3.4 Elect Director Arai, Fumihiko For For Management 3.5 Elect Director Sano, Shigeyuki For For Management 3.6 Elect Director Sato, Takemasa For For Management 3.7 Elect Director Seu, David Daekyung For For Management 3.8 Elect Director Nishizawa, Eiichi For For Management 3.9 Elect Director Terada, Toyokazu For For Management 3.10 Elect Director Kinoshita, Hitoshi For For Management 3.11 Elect Director Sugaya, Tsunesaburo For For Management 3.12 Elect Director Noda, Makiko For For Management -------------------------------------------------------------------------------- MATSUOKA CORP. Ticker: 3611 Security ID: J40993107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Matsuoka, Noriyuki For For Management 3.2 Elect Director Yamaguchi, Tetsuji For For Management 3.3 Elect Director Sato, Hitoshi For For Management 3.4 Elect Director Kaneko, Hiroyuki For For Management 3.5 Elect Director Eshima, Takashi For For Management 3.6 Elect Director Nakagawa, Yasuaki For For Management 4.1 Appoint Statutory Auditor Kuriyama, For For Management Fumihiro 4.2 Appoint Statutory Auditor Go, Hidenori For For Management 4.3 Appoint Statutory Auditor Oka, Koichiro For For Management 4.4 Appoint Statutory Auditor Matsumoto, For For Management Hisayuki -------------------------------------------------------------------------------- METAWATER CO., LTD. Ticker: 9551 Security ID: J4231P107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakamura, Yasushi For For Management 1.2 Elect Director Kato, Akira For For Management 1.3 Elect Director Okuda, Noboru For For Management 1.4 Elect Director Yamaguchi, Kenji For For Management 1.5 Elect Director Aizawa, Kaoru For For Management 1.6 Elect Director Kosao, Fumiko For For Management 1.7 Elect Director Tanai, Tsuneo For For Management 2 Appoint Statutory Auditor Fukui, Taku For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MIMAKI ENGINEERING CO., LTD. Ticker: 6638 Security ID: J4318H101 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeda, Kazuaki For For Management 1.2 Elect Director Takeuchi, Kazuyuki For For Management 1.3 Elect Director Miyake, Hiroshi For For Management 1.4 Elect Director Haba, Yasuhiro For For Management 1.5 Elect Director Shimizu, Koji For For Management 1.6 Elect Director Makino, Nariaki For For Management 1.7 Elect Director Kodaira, Takeshi For For Management 1.8 Elect Director Minomo, Seiko For For Management 1.9 Elect Director Yamada, Ichiro For For Management -------------------------------------------------------------------------------- MIMAKI ENGINEERING CO., LTD. Ticker: 6638 Security ID: J4318H101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeda, Kazuaki For For Management 1.2 Elect Director Takeuchi, Kazuyuki For For Management 1.3 Elect Director Miyake, Hiroshi For For Management 1.4 Elect Director Haba, Yasuhiro For For Management 1.5 Elect Director Shimizu, Koji For For Management 1.6 Elect Director Makino, Nariaki For For Management 1.7 Elect Director Kodaira, Takeshi For For Management 1.8 Elect Director Numata, Shunsuke For For Management 2.1 Elect Director and Audit Committee For For Management Member Zenno, Yo 2.2 Elect Director and Audit Committee For For Management Member Tanaka, Noriyuki 2.3 Elect Director and Audit Committee For For Management Member Tanaka, Makoto 2.4 Elect Director and Audit Committee For For Management Member Arai, Hisamitsu 2.5 Elect Director and Audit Committee For For Management Member Minomo, Seiko -------------------------------------------------------------------------------- MIRAIT HOLDINGS CORP. Ticker: 1417 Security ID: J4307G106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Kawaratani, Shinichi For For Management -------------------------------------------------------------------------------- MITSUBISHI LOGISNEXT CO., LTD. Ticker: 7105 Security ID: J56558109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Kubo, Takashi For Against Management 2.2 Elect Director Fujita, Shinji For Against Management 2.3 Elect Director Suematsu, Masayuki For Against Management 2.4 Elect Director Okochi, Ken For For Management 2.5 Elect Director Ando, Osamu For For Management 2.6 Elect Director Kobayashi, Kyoko For For Management 2.7 Elect Director Mikogami, Takashi For For Management 2.8 Elect Director Watanabe, Hirokazu For For Management -------------------------------------------------------------------------------- MORITA HOLDINGS CORP. Ticker: 6455 Security ID: J46604104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakajima, Masahiro For For Management 1.2 Elect Director Ogata, Kazumi For For Management 1.3 Elect Director Morimoto, Kunio For For Management 1.4 Elect Director Kanaoka, Shinichi For For Management 1.5 Elect Director Isoda, Mitsuo For For Management 1.6 Elect Director Kawanishi, Takao For For Management 1.7 Elect Director Hojo, Masaki For For Management 2 Appoint Statutory Auditor Asada, Eiji For For Management -------------------------------------------------------------------------------- MUSASHI SEIMITSU INDUSTRY CO., LTD. Ticker: 7220 Security ID: J46948105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Otsuka, Hiroshi For For Management 3.2 Elect Director Miyata, Takayuki For For Management 3.3 Elect Director Tracey Sivill For For Management 3.4 Elect Director Kamino, Goro For For Management 3.5 Elect Director Hari N. Nair For For Management 3.6 Elect Director Tomimatsu, Keisuke For For Management 3.7 Elect Director Munakata, Yoshie For For Management 4.1 Elect Director and Audit Committee For For Management Member Miyasawa, Michi 4.2 Elect Director and Audit Committee For For Management Member Yamamoto, Makiko -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For For Management 1.2 Elect Director Kawai, Takeshi For For Management 1.3 Elect Director Matsui, Toru For For Management 1.4 Elect Director Kato, Mikihiko For For Management 1.5 Elect Director Kojima, Takio For For Management 1.6 Elect Director Isobe, Kenji For For Management 1.7 Elect Director Maeda, Hiroyuki For For Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For For Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2.1 Appoint Statutory Auditor Nagatomi, For For Management Fumiko 2.2 Appoint Statutory Auditor Takakura, For For Management Chiharu 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NICHIHA CORP. Ticker: 7943 Security ID: J53892105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45.5 2.1 Elect Director Yamanaka, Tatsuo For For Management 2.2 Elect Director Yoshioka, Narumitsu For For Management 2.3 Elect Director Kojima, Kazuyuki For For Management 2.4 Elect Director Tonoi, Kazushi For For Management 2.5 Elect Director Kawamura, Yoshinori For For Management 2.6 Elect Director Kawashima, Hisayuki For For Management 2.7 Elect Director Yagi, Kiyofumi For For Management 2.8 Elect Director Tajiri, Naoki For For Management 2.9 Elect Director Nishi, Hiroaki For For Management 3 Appoint Statutory Auditor Iwamoto, For For Management Yoshiko -------------------------------------------------------------------------------- NIHON FLUSH CO., LTD. Ticker: 7820 Security ID: J50518109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahashi, Eiji For For Management 1.2 Elect Director Nishihara, Yoshihiko For For Management 1.3 Elect Director Yan, Sombyo For For Management 1.4 Elect Director Shono, Jun For For Management 1.5 Elect Director Okada, Katsuhiko For For Management 1.6 Elect Director Iida, Kazunori For For Management -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Hiraoka, Akiyoshi For For Management 3.2 Elect Director Saito, Noboru For For Management 3.3 Elect Director Katsuya, Koji For For Management 3.4 Elect Director Nagai, Kazuo For For Management 3.5 Elect Director Kanazawa, Takahito For For Management 3.6 Elect Director Kawada, Go For For Management 3.7 Elect Director Sonoda, Ayako For For Management 3.8 Elect Director Sato, Chie For For Management 3.9 Elect Director Nalin Advani For For Management 4.1 Appoint Statutory Auditor Oishi, Masaya For For Management 4.2 Appoint Statutory Auditor Kojo, Harumi For For Management 4.3 Appoint Statutory Auditor Mizuguchi, For For Management Keiko 5 Approve Performance-Based Cash For For Management Compensation Ceiling for Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NIPPN CORP. Ticker: 2001 Security ID: J5179A101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Sawada, Hiroshi For For Management 2.2 Elect Director Maezuru, Toshiya For For Management 2.3 Elect Director Horiuchi, Toshifumi For For Management 2.4 Elect Director Ouchi, Atsuo For For Management 2.5 Elect Director Kogiso, Yuzuru For For Management 2.6 Elect Director Aonuma, Takaaki For For Management 2.7 Elect Director Kimura, Akiko For For Management 2.8 Elect Director Kagawa, Keizo For For Management 2.9 Elect Director Tanaka, Yasunori For For Management 2.10 Elect Director Kumakura, Yoshio For For Management 2.11 Elect Director Kawamata, Naotaka For For Management 3 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NIPPON KOEI CO., LTD. Ticker: 1954 Security ID: J34770107 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takano, Noboru For Against Management 1.2 Elect Director Mizukoshi, Akira For Against Management 1.3 Elect Director Arimoto, Ryuichi For For Management 1.4 Elect Director Akiyoshi, Hiroyuki For For Management 1.5 Elect Director Tsuyusaki, Takayasu For For Management 1.6 Elect Director Kanai, Haruhiko For For Management 1.7 Elect Director Shinya, Hiroaki For For Management 1.8 Elect Director Hirusaki, Yasushi For For Management 1.9 Elect Director Ichikawa, Hiizu For For Management 1.10 Elect Director Kusaka, Kazumasa For For Management 1.11 Elect Director Ishida, Yoko For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamagishi, Kazuhiko 3 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NISHIMOTO CO., LTD. /CHUO-KU/ Ticker: 9260 Security ID: J5675A100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susaki, Yoshiro For For Management 1.2 Elect Director Tsujikawa, Hiroshi For For Management 1.3 Elect Director Sasa, Yuji For For Management 1.4 Elect Director Celso Guiotoko For For Management 2 Approve Bonus Related to Retirement For Against Management Bonus System Abolition 3 Approve Compensation Ceilings for For For Management Directors Who Are Not Audit Committee Members and Directors Who Are Audit Committee Members 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NOJIMA CORP. Ticker: 7419 Security ID: J58977109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nojima, Hiroshi For For Management 1.2 Elect Director Nojima, Ryoji For For Management 1.3 Elect Director Fukuda, Koichiro For For Management 1.4 Elect Director Nukumori, Hajime For For Management 1.5 Elect Director Kunii, Hirofumi For For Management 1.6 Elect Director Tanaka, Yoshiyuki For For Management 1.7 Elect Director Shinohara, Jiro For For Management 1.8 Elect Director Hoshina, Mitsuo For For Management 1.9 Elect Director Koriya, Daisuke For For Management 1.10 Elect Director Hiramoto, Kazuo For For Management 1.11 Elect Director Takami, Kazunori For For Management 1.12 Elect Director Yamada, Ryuji For For Management 1.13 Elect Director Horiuchi, Fumiko For For Management 1.14 Elect Director Ikeda, Masanori For For Management 1.15 Elect Director Ozawa, Hiroko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- OKAMURA CORP. Ticker: 7994 Security ID: J60514114 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nakamura, Masayuki For For Management 2.2 Elect Director Kikuchi, Shigeji For For Management 2.3 Elect Director Yamaki, Kenichi For For Management 2.4 Elect Director Kono, Naoki For For Management 2.5 Elect Director Inoue, Ken For For Management 2.6 Elect Director Fukuda, Sakae For For Management 2.7 Elect Director Tsukamoto, Kotaro For For Management 2.8 Elect Director Asano, Hiromi For For Management 2.9 Elect Director Ito, Hiroyoshi For For Management 2.10 Elect Director Kano, Mari For For Management 2.11 Elect Director Kamijo, Tsutomu For For Management 3 Appoint Statutory Auditor Nagai, For For Management Noriyuki 4 Appoint Alternate Statutory Auditor For For Management Uchida, Harumichi -------------------------------------------------------------------------------- PACIFIC INDUSTRIAL CO., LTD. Ticker: 7250 Security ID: J63438105 Meeting Date: JUN 19, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ogawa, Shinya For For Management 1.2 Elect Director Ogawa, Tetsushi For For Management 1.3 Elect Director Kayukawa, Hisashi For For Management 1.4 Elect Director Noda, Terumi For For Management 1.5 Elect Director Motojima, Osamu For For Management 1.6 Elect Director Katagiri, Taeko For For Management 2 Appoint Statutory Auditor Kakishita, For For Management Kazuya 3 Appoint Alternate Statutory Auditor For For Management Kinjo, Toshio -------------------------------------------------------------------------------- POLETOWIN PITCREW HOLDINGS, INC. Ticker: 3657 Security ID: J6388Q101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: JAN 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Tachibana, Tamiyoshi For For Management 2.2 Elect Director Tachibana, Teppei For For Management 2.3 Elect Director Tsuda, Tetsuji For For Management 2.4 Elect Director Yamauchi, Joji For For Management 2.5 Elect Director Matsumoto, Kozo For For Management 2.6 Elect Director Motoshige, Mitsutaka For For Management 2.7 Elect Director Deborah Kirkham For For Management -------------------------------------------------------------------------------- RENGO CO., LTD. Ticker: 3941 Security ID: J64382104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsubo, Kiyoshi For For Management 1.2 Elect Director Kawamoto, Yosuke For For Management 1.3 Elect Director Maeda, Moriaki For For Management 1.4 Elect Director Baba, Yasuhiro For For Management 1.5 Elect Director Ishida, Shigechika For For Management 1.6 Elect Director Hasegawa, Ichiro For For Management 1.7 Elect Director Sato, Yoshio For For Management 1.8 Elect Director Oku, Masayuki For For Management 1.9 Elect Director Sakai, Shinya For For Management 1.10 Elect Director Tamaoka, Kaoru For For Management 2 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- RORZE CORP. Ticker: 6323 Security ID: J65487100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Fujishiro, Yoshiyuki For For Management 2.2 Elect Director Nakamura, Hideharu For For Management 2.3 Elect Director Hayasaki, Katsushi For For Management 2.4 Elect Director Iwase, Yoshihiro For For Management 2.5 Elect Director Sakiya, Fumio For For Management 2.6 Elect Director Fujii, Shuitsu For For Management 2.7 Elect Director Hamori, Hiroshi For For Management 3.1 Appoint Statutory Auditor Shimode, For For Management Kazumasu 3.2 Appoint Statutory Auditor Kurisu, For For Management Hiroki 3.3 Appoint Statutory Auditor Kaneura, For For Management Tosuke -------------------------------------------------------------------------------- SAIZERIYA CO., LTD. Ticker: 7581 Security ID: J6640M104 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Shogaki, Yasuhiko For For Management 2.2 Elect Director Horino, Issei For For Management 2.3 Elect Director Nagaoka, Noboru For For Management 2.4 Elect Director Shimazaki, Koji For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakajima, Yasuo 3.2 Elect Director and Audit Committee For For Management Member Watanabe, Susumu 3.3 Elect Director and Audit Committee For For Management Member Matsuda, Michiharu -------------------------------------------------------------------------------- SANYO CHEMICAL INDUSTRIES, LTD. Ticker: 4471 Security ID: J68682103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Ando, Takao For For Management 2.2 Elect Director Higuchi, Akinori For For Management 2.3 Elect Director Maeda, Kohei For For Management 2.4 Elect Director Narutaki, Hideya For For Management 2.5 Elect Director Shimominami, Hiroyuki For For Management 2.6 Elect Director Yamamoto, Masaya For For Management 2.7 Elect Director Shirai, Aya For For Management 2.8 Elect Director Obata, Hideaki For For Management 2.9 Elect Director Sano, Yumi For For Management 3.1 Appoint Statutory Auditor Kurome, For For Management Hirokazu 3.2 Appoint Statutory Auditor Nakano, For For Management Yusuke -------------------------------------------------------------------------------- SATO HOLDINGS CORP. Ticker: 6287 Security ID: J69682102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Kotaki, Ryutaro For For Management 2.2 Elect Director Abe, Yoichi For For Management 2.3 Elect Director Konuma, Hiroyuki For For Management 2.4 Elect Director Narumi, Tatsuo For For Management 2.5 Elect Director Tanaka, Yuko For For Management 2.6 Elect Director Ito, Ryoji For For Management 2.7 Elect Director Yamada, Hideo For For Management 2.8 Elect Director Fujishige, Sadayoshi For For Management 2.9 Elect Director Nonogaki, Yoshiko For For Management 3 Appoint Statutory Auditor Kubo, Naoki For For Management 4 Appoint Alternate Statutory Auditor For For Management Shikou Yun 5 Approve Trust-Type Equity Compensation For For Management Plan 6 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- SBS HOLDINGS, INC. Ticker: 2384 Security ID: J6985F102 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Kamata, Masahiko For For Management 2.2 Elect Director Iriyama, Kenichi For For Management 2.3 Elect Director Taiji, Masato For For Management 2.4 Elect Director Tanaka, Yasuhito For For Management 2.5 Elect Director Wakamatsu, Katsuhisa For For Management 2.6 Elect Director Kato, Hajime For For Management 2.7 Elect Director Sato, Hiroaki For Against Management 2.8 Elect Director Iwasaki, Jiro For For Management 2.9 Elect Director Sekimoto, Tetsuya For For Management 2.10 Elect Director Hoshi, Shuichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamashita, Yasuhiro 3.2 Elect Director and Audit Committee For For Management Member Matsumoto, Masato 3.3 Elect Director and Audit Committee For For Management Member Tsuji, Sachie 4 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Tomoyuki 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- SEIREN CO., LTD. Ticker: 3569 Security ID: J70402102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kawada, Tatsuo For For Management 2.2 Elect Director Tsubota, Koji For For Management 2.3 Elect Director U, Ki For For Management 2.4 Elect Director Oenoki, Toshiyuki For For Management 2.5 Elect Director Yamada, Hideyuki For For Management 2.6 Elect Director Kawada, Koji For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Hotta, Kensuke For For Management 2.9 Elect Director Sasae, Kenichiro For For Management 2.10 Elect Director Tomoda, Akemi For For Management 2.11 Elect Director Ueyama, Koichi For For Management 2.12 Elect Director Katsuki, Tomofumi For For Management 2.13 Elect Director Takezawa, Yasunori For For Management 3 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- SENKO GROUP HOLDINGS CO., LTD. Ticker: 9069 Security ID: J71004139 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Fukuda, Yasuhisa For For Management 2.2 Elect Director Sasaki, Noburo For For Management 2.3 Elect Director Shiraki, Kenichi For For Management 2.4 Elect Director Yamanaka, Kazuhiro For For Management 2.5 Elect Director Yoneji, Hiroshi For For Management 2.6 Elect Director Taniguchi, Akira For For Management 2.7 Elect Director Takanashi, Toshio For For Management 2.8 Elect Director Ameno, Hiroko For For Management 2.9 Elect Director Sugiura, Yasuyuki For For Management 2.10 Elect Director Araki, Yoko For For Management 2.11 Elect Director Okuno, Fumiko For For Management 3.1 Appoint Statutory Auditor Washida, For For Management Masami 3.2 Appoint Statutory Auditor Uenaka, For For Management Masanobu 3.3 Appoint Statutory Auditor Okano, For For Management Yoshiro -------------------------------------------------------------------------------- SEPTENI HOLDINGS CO., LTD. Ticker: 4293 Security ID: J7113C102 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Koki For For Management 1.2 Elect Director Ueno, Isamu For For Management 1.3 Elect Director Matsuda, Tadahiro For For Management 1.4 Elect Director Okajima, Etsuko For For Management 1.5 Elect Director Asakura, Yusuke For For Management 1.6 Elect Director Ishikawa, Yoshiki For For Management 1.7 Elect Director Iriyama, Akie For For Management 1.8 Elect Director Takaoka, Mio For For Management 2 Appoint Statutory Auditor Mori, For For Management Tadahiro -------------------------------------------------------------------------------- SHIP HEALTHCARE HOLDINGS, INC. Ticker: 3360 Security ID: J7T445100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Amend Business Lines For For Management 3 Amend Articles to Amend Provisions on For For Management Director Titles 4.1 Elect Director Furukawa, Kunihisa For For Management 4.2 Elect Director Konishi, Kenzo For For Management 4.3 Elect Director Ogawa, Hirotaka For For Management 4.4 Elect Director Ohashi, Futoshi For For Management 4.5 Elect Director Okimoto, Koichi For For Management 4.6 Elect Director Kobayashi, Hiroyuki For For Management 4.7 Elect Director Yokoyama, Hiroshi For For Management 4.8 Elect Director Shimada, Shoji For For Management 4.9 Elect Director Umino, Atsushi For For Management 4.10 Elect Director Sano, Seiichiro For For Management 4.11 Elect Director Imabeppu, Toshio For For Management 4.12 Elect Director Ito, Fumiyo For For Management 4.13 Elect Director Nishio, Shinya For For Management 5.1 Appoint Statutory Auditor Toda, For For Management Narushige 5.2 Appoint Statutory Auditor Nakao, For For Management Hidemitsu 5.3 Appoint Statutory Auditor Oyama, For For Management Hiroyasu 5.4 Appoint Statutory Auditor Sano, For For Management Nobuyuki 6 Approve Compensation Ceiling for For For Management Directors 7 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- SIIX CORP. Ticker: 7613 Security ID: J75511105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Murai, Shiro For For Management 2.2 Elect Director Yanase, Koji For For Management 2.3 Elect Director Ono, Seiji For For Management 2.4 Elect Director Maruyama, Toru For For Management 2.5 Elect Director Fujita, Tatsuo For For Management 2.6 Elect Director Takatani, Shinsuke For For Management 2.7 Elect Director Omori, Susumu For For Management 2.8 Elect Director Yoshizawa, Nao For For Management 3 Appoint Statutory Auditor Nitta, Yasuo For For Management 4 Appoint Alternate Statutory Auditor For For Management Kawai, Takanori -------------------------------------------------------------------------------- STAR MICA HOLDINGS CO., LTD. Ticker: 2975 Security ID: J7663A100 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mizunaga, Masashi For For Management 2.1 Elect Director and Audit Committee For For Management Member Odaki, Kazuhiko 2.2 Elect Director and Audit Committee For For Management Member Yano, Yasushi 2.3 Elect Director and Audit Committee For For Management Member Wada, Tetsuo 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- STARZEN CO., LTD. Ticker: 8043 Security ID: J7670K109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 130 2 Amend Articles to Amend Provisions on For For Management Director Titles - Authorize Board to Determine Income Allocation 3.1 Elect Director Yokota, Kazuhiko For For Management 3.2 Elect Director Nakatsuhama, Tsuyoshi For For Management 3.3 Elect Director Nagano, Akira For For Management 3.4 Elect Director Irie, Yasuaki For For Management 3.5 Elect Director Uzurahashi, Masao For For Management 3.6 Elect Director Hasebe, Motoyasu For For Management 3.7 Elect Director Takahashi, Masamichi For For Management 3.8 Elect Director Takahama, Ryoichi For For Management 3.9 Elect Director Sadanobu, Ryuso For For Management 3.10 Elect Director Wakamatsu, Takeo For For Management 3.11 Elect Director Ohara, Wataru For For Management 3.12 Elect Director Yoshisato, Kaku For For Management 3.13 Elect Director Nakamura, Hideo For For Management 3.14 Elect Director Matsuishi, Masanori For For Management 3.15 Elect Director Sekigawa, Takashi For For Management -------------------------------------------------------------------------------- TAKEEI CORP. Ticker: 2151 Security ID: J81304107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement with For For Management Rever Holdings Corp 2 Approve Allocation of Income, With a For For Management Final Dividend of JPY 15 3.1 Elect Director Mitsumoto, Mamoru For For Management 3.2 Elect Director Abe, Mitsuo For For Management 3.3 Elect Director Koike, Yoji For For Management 3.4 Elect Director Yoshitomi, Hideo For For Management 3.5 Elect Director Kasuya, Takeshi For For Management 3.6 Elect Director Uekawa, Takeshi For For Management 3.7 Elect Director Yokoi, Naoto For For Management 3.8 Elect Director Umeda, Akihiko For For Management 4 Appoint Statutory Auditor Kanai, Akira For For Management 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- THE MUSASHINO BANK, LTD. Ticker: 8336 Security ID: J46883104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Kato, Kikuo For For Management 2.2 Elect Director Nagahori, Kazumasa For For Management 2.3 Elect Director Shirai, Toshiyuki For For Management 2.4 Elect Director Kurosawa, Susumu For For Management 2.5 Elect Director Otomo, Ken For For Management 2.6 Elect Director Mitsuoka, Ryuichi For For Management 2.7 Elect Director Sanada, Yukimitsu For For Management 2.8 Elect Director Kobayashi, Ayako For For Management -------------------------------------------------------------------------------- THE NIPPON SIGNAL CO., LTD. Ticker: 6741 Security ID: J55827117 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Furuhata, Yohei For For Management 1.2 Elect Director Tsukamoto, Hidehiko For For Management 1.3 Elect Director Fujiwara, Takeshi For For Management 1.4 Elect Director Oshima, Hideo For For Management 1.5 Elect Director Kubo, Masahiro For For Management 1.6 Elect Director Sakai, Masayoshi For For Management 1.7 Elect Director Matsumoto, Yasuko For For Management 1.8 Elect Director Inoue, Yuriko For For Management 1.9 Elect Director Murata, Yoshiyuki For For Management 2 Appoint Statutory Auditor Tokubuchi, For For Management Yoshitaka 3 Appoint Grant Thornton Taiyo LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- TOCALO CO., LTD. Ticker: 3433 Security ID: J84227123 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Mifune, Noriyuki For For Management 2.2 Elect Director Hisano, Hiroshi For For Management 2.3 Elect Director Kuroki, Nobuyuki For For Management 2.4 Elect Director Goto, Hiroshi For For Management 2.5 Elect Director Kamakura, Toshimitsu For For Management 2.6 Elect Director Takihara, Keiko For For Management 2.7 Elect Director Sato, Yoko For For Management 2.8 Elect Director Tomita, Kazuyuki For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOKYO OHKA KOGYO CO., LTD. Ticker: 4186 Security ID: J87430104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 94 2.1 Elect Director Taneichi, Noriaki For For Management 2.2 Elect Director Sato, Harutoshi For For Management 2.3 Elect Director Shibamura, Yoichi For For Management 2.4 Elect Director Mizuki, Kunio For For Management 2.5 Elect Director Murakami, Yuichi For For Management 2.6 Elect Director Kurimoto, Hiroshi For For Management 2.7 Elect Director Sekiguchi, Noriko For For Management 2.8 Elect Director Ichiyanagi, Kazuo For For Management 2.9 Elect Director Narumi, Yusuke For For Management 3.1 Appoint Statutory Auditor Uehara, For For Management Tadaharu 3.2 Appoint Statutory Auditor Umezaki, For For Management Teruki -------------------------------------------------------------------------------- TOSEI CORP. Ticker: 8923 Security ID: J8963D109 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Appoint Statutory Auditor Kuroda, For For Management Toshinori 2.2 Appoint Statutory Auditor Nagano, For For Management Tatsuki 2.3 Appoint Statutory Auditor Doi, Osamu For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- TOWA CORP. Ticker: 6315 Security ID: J9042T107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Hirokazu For For Management 1.2 Elect Director Uragami, Hiroshi For For Management 1.3 Elect Director Ishida, Koichi For For Management 1.4 Elect Director Shibahara, Nobutaka For For Management -------------------------------------------------------------------------------- TRANSCOSMOS, INC. Ticker: 9715 Security ID: J9297T109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 93 2 Approve Takeover Defense Plan (Poison For Against Management Pill) 3.1 Elect Director Okuda, Koki For For Management 3.2 Elect Director Funatsu, Koji For For Management 3.3 Elect Director Okuda, Masataka For For Management 3.4 Elect Director Iwami, Koichi For For Management 3.5 Elect Director Muta, Masaaki For For Management 3.6 Elect Director Kamiya, Takeshi For For Management 3.7 Elect Director Kono, Masatoshi For For Management 3.8 Elect Director Matsubara, Kenshi For For Management 3.9 Elect Director Kaizuka, Hiroshi For For Management 3.10 Elect Director Shiraishi, Kiyoshi For For Management 3.11 Elect Director Hatoyama, Rehito For For Management 3.12 Elect Director Shimada, Toru For For Management 3.13 Elect Director Tamatsuka, Genichi For For Management 3.14 Elect Director Suzuki, Noriyoshi For For Management -------------------------------------------------------------------------------- YOSHIMURA FOOD HOLDINGS KK Ticker: 2884 Security ID: J97977102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshimura, Motohisa For For Management 1.2 Elect Director Kitabori, Takao For For Management 1.3 Elect Director Ando, Shun For For Management 1.4 Elect Director Takada, Motoyuki For For Management 1.5 Elect Director Otake, Hiroyuki For For Management ====================== Hennessy Large Cap Financial Fund ======================= APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Francois Locoh-Donou For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Eileen Serra For For Management 1i Elect Director Mayo A. Shattuck, III For For Management 1j Elect Director Bradford H. Warner For For Management 1k Elect Director Catherine G. West For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FOLEY TRASIMENE ACQUISITION CORP. II Ticker: BFT Security ID: 344328109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Amend Charter For For Management 3 Amend Bylaws For For Management 4 Approve Omnibus Stock Plan For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For For Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jorge A. Bermudez For For Management 1b Elect Director Therese Esperdy For For Management 1c Elect Director Robert Fauber For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Lloyd W. Howell, Jr. For For Management 1g Elect Director Raymond W. McDaniel, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve 2020 Decarbonization Plan For For Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Hironori Kamezawa For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Stephen J. Luczo For For Management 1j Elect Director Jami Miscik For For Management 1k Elect Director Dennis M. Nally For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry A. Fernandez For For Management 1b Elect Director Robert G. Ashe For For Management 1c Elect Director Wayne Edmunds For For Management 1d Elect Director Catherine R. Kinney For For Management 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Sandy C. Rattray For For Management 1g Elect Director Linda H. Riefler For For Management 1h Elect Director Marcus L. Smith For For Management 1i Elect Director Paula Volent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- SELECTQUOTE, INC. Ticker: SLQT Security ID: 816307300 Meeting Date: OCT 27, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy "Tim" Danker For For Management 1.2 Elect Director Kavita Patel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn A. Byrne For For Management 1.2 Elect Director Maggie Timoney For For Management 1.3 Elect Director George Tsunis For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management 5 Increase Authorized Common Stock For For Management 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP. V Ticker: IPOE Security ID: G8252P105 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Change State of Incorporation to State For For Management of Delaware 3 Approve Change in Authorized Capital For For Management Stock 4 Approve Issuance of Preferred Stock For For Management 5 Amend Certificate of Incorporation For For Management 6 Elect Anthony Noto, Clay Wilkes, Tom For For Management Hutton, Steven Freiberg, Ahmed Al-Hammadi, Michael Bingle, Michel Combes, Richard Costolo, Clara Liang, Carlos Medeiros, Harvey Schwartz and Magdalena Yesil as Directors 7 Approve Issuance of Shares for a For For Management Private Placement 8 Approve Omnibus Stock Plan For For Management 9 Authorize Share Repurchase Program For For Management 10 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For For Management 1.2 Elect Director Mary Meeker For For Management 1.3 Elect Director Lawrence Summers For For Management 1.4 Elect Director Darren Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For For Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Declassify the Board of Directors Against Against Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on the Impacts of Using Against Against Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- TRADEWEB MARKETS INC. Ticker: TW Security ID: 892672106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paula Madoff For For Management 1.2 Elect Director Thomas Pluta For For Management 1.3 Elect Director Brian West For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder ====================== Hennessy Small Cap Financial Fund ======================= ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Karin J. Kimbrough For For Management 1.5 Elect Director Rajesh Natarajan For For Management 1.6 Elect Director Timothy J. Theriault For For Management 1.7 Elect Director Laurie A. Tucker For For Management 1.8 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Philip B. Flynn For For Management 1.3 Elect Director R. Jay Gerken For For Management 1.4 Elect Director Judith P. Greffin For For Management 1.5 Elect Director Michael J. Haddad For For Management 1.6 Elect Director Robert A. Jeffe For For Management 1.7 Elect Director Eileen A. Kamerick For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Cory L. Nettles For For Management 1.10 Elect Director Karen T. van Lith For For Management 1.11 Elect Director John (Jay) B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Ticker: BHLB Security ID: 084680107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baye Adofo-Wilson For For Management 1.2 Elect Director Deborah P. Bailey For For Management 1.3 Elect Director Rheo A. Brouillard For For Management 1.4 Elect Director David M. Brunelle For For Management 1.5 Elect Director Robert M. Curley For For Management 1.6 Elect Director John B. Davies For For Management 1.7 Elect Director J. Williar Dunlaevy For For Management 1.8 Elect Director William H. Hughes, III For For Management 1.9 Elect Director Sylvia Maxfield For For Management 1.10 Elect Director Nitin J. Mhatre For For Management 1.11 Elect Director Laurie Norton Moffatt For For Management 1.12 Elect Director Jonathan I. Shulman For For Management 1.13 Elect Director Michael A. Zaitzeff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. Ticker: BRKL Security ID: 11373M107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Doyle, Jr. For For Management 1b Elect Director Thomas J. Hollister For For Management 1c Elect Director Charles H. Peck For For Management 1d Elect Director Paul A. Perrault For For Management 1e Elect Director Joseph J. Slotnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Murphy, Jr. For For Management 1.2 Elect Director Precious W. Owodunni For For Management 1.3 Elect Director Marc J. Shapiro For For Management 1.4 Elect Director J. Thomas Wiley, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Stephen T. Boswell For For Management 1.4 Elect Director Katherin Nukk-Freeman For For Management 1.5 Elect Director Frank Huttle, III For For Management 1.6 Elect Director Michael Kempner For For Management 1.7 Elect Director Nicholas Minoia For For Management 1.8 Elect Director Joseph Parisi, Jr. For For Management 1.9 Elect Director Daniel Rifkin For For Management 1.10 Elect Director William A. Thompson For For Management 1.11 Elect Director Mark Sokolich For For Management 1.12 Elect Director Anson M. Moise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Patricia M. Eaves For For Management 1f Elect Director Daniel E. Frye For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Felix M. Villamil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara A. Boigegrain For For Management 1b Elect Director Thomas L. Brown For For Management 1c Elect Director Phupinder S. Gill For For Management 1d Elect Director Kathryn J. Hayley For For Management 1e Elect Director Peter J. Henseler For For Management 1f Elect Director Frank B. Modruson For For Management 1g Elect Director Ellen A. Rudnick For For Management 1h Elect Director Mark G. Sander For For Management 1i Elect Director Michael L. Scudder For For Management 1j Elect Director Michael J. Small For For Management 1k Elect Director Stephen C. Van Arsdell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Hairston For For Management 1.2 Elect Director James H. Horne For For Management 1.3 Elect Director Suzette K. Kent For For Management 1.4 Elect Director Jerry L. Levens For For Management 1.5 Elect Director Christine L. Pickering For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HARBORONE BANCORP, INC. Ticker: HONE Security ID: 41165Y100 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph F. Casey For For Management 1b Elect Director David P. Frenette For For Management 1c Elect Director Barry R. Koretz For For Management 1d Elect Director Michael J. Sullivan For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HARBORONE BANCORP, INC. Ticker: HONE Security ID: 41165Y100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gordon Jezard For For Management 1b Elect Director Wallace H. Peckham, III For For Management 1c Elect Director William A. Payne For For Management 1d Elect Director Mandy L. Berman For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Desmond For For Management 1.2 Elect Director Robert A. Lane For For Management 1.3 Elect Director Scott L. Moser For For Management 1.4 Elect Director Kara Gaughen Smith For For Management 1.5 Elect Director Jacqueline M. Youngworth For For Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOMETRUST BANCSHARES, INC. Ticker: HTBI Security ID: 437872104 Meeting Date: NOV 16, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. James, Jr. For For Management 1.2 Elect Director Craig C. Koontz For For Management 1.3 Elect Director F. K. McFarland, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna L. Abelli For For Management 1.2 Elect Director Kevin J. Jones For For Management 1.3 Elect Director Mary L. Lentz For For Management 1.4 Elect Director John J. Morrissey For For Management 1.5 Elect Director Frederick Taw For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Cummings For For Management 1.2 Elect Director John E. Harmon, Sr. For For Management 1.3 Elect Director Michele N. Siekerka For For Management 1.4 Elect Director Paul N. Stathoulopoulos For For Management 1.5 Elect Director Kim Wales For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore J. Aanensen For For Management 1.2 Elect Director Joseph P. Mazza For For Management 1.3 Elect Director Christopher Petermann For For Management 1.4 Elect Director Charles J. Pivirotto For For Management 1.5 Elect Director John F. Regan For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAKELAND BANCORP, INC. Ticker: LBAI Security ID: 511637100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Bohuny For For Management 1.2 Elect Director Mary Ann Deacon For For Management 1.3 Elect Director Brian Flynn For For Management 1.4 Elect Director Brian A. Gragnolati For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BANCORP, INC. Ticker: EBSB Security ID: 58958U103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marilyn A. Censullo For For Management 1.2 Elect Director Russell L. Chin For For Management 1.3 Elect Director Richard J. Gavegnano For For Management 1.4 Elect Director Gregory F. Natalucci For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas R. Cangemi For For Management 1b Elect Director Hanif "Wally" Dahya For For Management 1c Elect Director James J. O'Donovan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ayad A. Fargo For For Management 1b Elect Director Steven R. Gardner For For Management 1c Elect Director Joseph L. Garrett For For Management 1d Elect Director Jeffrey C. Jones For For Management 1e Elect Director M. Christian Mitchell For For Management 1f Elect Director Barbara S. Polsky For For Management 1g Elect Director Zareh H. Sarrafian For For Management 1h Elect Director Jaynie Miller Studenmund For For Management 1i Elect Director Cora M. Tellez For For Management 1j Elect Director Richard C. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanya M. Acker For For Management 1b Elect Director Paul R. Burke For For Management 1c Elect Director Craig A. Carlson For For Management 1d Elect Director John M. Eggemeyer, III For For Management 1e Elect Director C. William Hosler For For Management 1f Elect Director Susan E. Lester For For Management 1g Elect Director Roger H. Molvar For For Management 1h Elect Director Daniel B. Platt For For Management 1i Elect Director Robert A. Stine For For Management 1j Elect Director Paul W. Taylor For For Management 1k Elect Director Matthew P. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Ticker: SHBI Security ID: 825107105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bates For For Management 1b Elect Director Lloyd L. Beatty, Jr. For For Management 1c Elect Director James A. Judge For For Management 1d Elect Director R. Michael Clemmer, Jr. For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director William E. Whiston For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tim E. Bentsen For For Management 1b Elect Director Kevin S. Blair For For Management 1c Elect Director F. Dixon Brooke, Jr. For For Management 1d Elect Director Stephen T. Butler For For Management 1e Elect Director Elizabeth W. Camp For For Management 1f Elect Director Pedro P. Cherry For For Management 1g Elect Director Diana M. Murphy For For Management 1h Elect Director Harris Pastides For For Management 1i Elect Director Joseph J. Prochaska, Jr. For For Management 1j Elect Director John L. Stallworth For For Management 1k Elect Director Kessel D. Stelling For For Management 1l Elect Director Barry L. Storey For For Management 1m Elect Director Teresa White For For Management 2 Approve Nonqualified Employee Stock For For Management Purchase Plan 3 Approve Nonqualified Director Stock For For Management Purchase Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. Ticker: TCBI Security ID: 88224Q107 Meeting Date: OCT 20, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry L. Helm For For Management 1.2 Elect Director James H. Browning For For Management 1.3 Elect Director Jonathan E. Baliff For For Management 1.4 Elect Director David S. Huntley For For Management 1.5 Elect Director Charles S. Hyle For For Management 1.6 Elect Director Elysia Holt Ragusa For For Management 1.7 Elect Director Steven P. Rosenberg For For Management 1.8 Elect Director Robert W. Stallings For For Management 1.9 Elect Director Dale W. Tremblay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Increase Ownership Threshold for None None Management Shareholders to Call Special Meeting *Withdrawn Resolution* -------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. Ticker: TCBI Security ID: 88224Q107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob C. Holmes For For Management 1.2 Elect Director Larry L. Helm For For Management 1.3 Elect Director James H. Browning For For Management 1.4 Elect Director Jonathan E. Baliff For For Management 1.5 Elect Director David S. Huntley For For Management 1.6 Elect Director Charles S. Hyle For For Management 1.7 Elect Director Elysia Holt Ragusa For For Management 1.8 Elect Director Steven P. Rosenberg For For Management 1.9 Elect Director Robert W. Stallings For For Management 1.10 Elect Director Dale W. Tremblay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Suzet M. McKinney For For Management 1.9 Elect Director Gary D. "Joe" Sweeney For For Management 1.10 Elect Director Karin Gustafson Teglia For For Management 1.11 Elect Director Alex E. Washington, III For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anat Bird For For Management 1.2 Elect Director Jennifer W. Davis For For Management 1.3 Elect Director Michael J. Donahue For For Management 1.4 Elect Director Nancy J. Foster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management ========================== Hennessy Total Return Fund ========================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director James R. Fitterling For For Management 1f Elect Director Herbert L. Henkel For For Management 1g Elect Director Amy E. Hood For For Management 1h Elect Director Muhtar Kent For For Management 1i Elect Director Dambisa F. Moyo For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Michael F. Roman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Marillyn A. Hewson For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Debra Reed-Klages For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director D. James Umpleby, III For For Management 1l Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Scope 3 Emissions Against Against Shareholder 5 Report on Impacts of Net Zero 2050 Against Against Shareholder Scenario 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Require Independent Board Chair Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Gaurdie Banister, Jr. For For Management 1c Elect Director Wesley G. Bush For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Debra L. Dial For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Jim Fitterling For For Management 1h Elect Director Jacqueline C. Hinman For For Management 1i Elect Director Luis A. Moreno For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Buberl For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director David N. Farr For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Michelle J. Howard For For Management 1f Elect Director Arvind Krishna For For Management 1g Elect Director Andrew N. Liveris For For Management 1h Elect Director Frederick William For For Management McNabb, III 1i Elect Director Martha E. Pollack For For Management 1j Elect Director Joseph R. Swedish For For Management 1k Elect Director Peter R. Voser For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 6 Publish Annually a Report Assessing For For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Thomas B. Leonardi For For Management 1f Elect Director Clarence Otis, Jr. For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Roxanne S. Austin For For Management 1c Elect Director Mark T. Bertolini For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Daniel H. Schulman For For Management 1g Elect Director Rodney E. Slater For For Management 1h Elect Director Hans E. Vestberg For For Management 1i Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Lower Ownership Threshold for Action Against Against Shareholder by Written Consent 5 Amend Senior Executive Compensation Against Against Shareholder Clawback Policy 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director Valerie B. Jarrett For For Management 1g Elect Director John A. Lederer For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against Against Shareholder 6 Report on Health Risks of Continued Against Against Shareholder In-Store Tobacco Sales in the Age of COVID 2021 ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Hennessy Funds Trust By (Signature and Title)* /s/ Neil J. Hennessy Neil J. Hennessy Principal Executive Officer Date 7/28/2021