-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KlRvxU55UULXlzfSRj+0U6tXiKl6pA5cbv4GRXPxogATunIexSGRrSs8lWde+nI9 GAwARMvoVUPoPBr3v3/Ilw== 0000894189-07-002164.txt : 20070731 0000894189-07-002164.hdr.sgml : 20070731 20070731161022 ACCESSION NUMBER: 0000894189-07-002164 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070731 DATE AS OF CHANGE: 20070731 EFFECTIVENESS DATE: 20070731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY FUNDS TRUST CENTRAL INDEX KEY: 0000891944 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07168 FILM NUMBER: 071012866 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BOULEVARD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 8009664354 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN ST MK-WI-LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HENLOPEN FUND DATE OF NAME CHANGE: 19921217 0000891944 S000000837 HENNESSY CORNERSTONE GROWTH FUND, SERIES II C000002452 HENNESSY CORNERSTONE GROWTH FUND, SERIES II N-PX 1 hft_2007npx.htm ANNUAL REPORT OF PROXY VOTING hft_2007npx.htm




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number (811-07168)

HENNESSY FUNDS TRUST
(Exact name of registrant as specified in charter)


7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Address of principal executive offices) (Zip code)

NEIL J. HENNESSY
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Name and address of agent for service)


Registrant's telephone number, including area code:  1-800-966-4354


Date of fiscal year end:  October 31


Date of reporting period:    June 30, 2007


Item 1. Proxy Voting Record.
 


Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Trammell Crow Co.
8/3/2006
 
89288R106
TCC
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Rat provisions of Sect 4A of the
Issuer
   
       
L/T incentive plan
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Spartan Stores
 
8/16/2006
 
846822104
SPTN
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
Issuer
   
       
2. Rat of Deloitte & Touche Ind auditors
   
       
2007
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Riviera Holdings
 
8/8/2006
 
769627100
RIV
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Approve agreement and plan of
issuer
   
       
merger.
     
       
2. Approve the adjournment of annual
   
       
meeting
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Stolt Offshore
 
8/1/2006
 
861567105
SOSA
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Apprvl annual mting date
issuer
   
       
2. Apprvl so consolidate fincl statmnt
   
       
3. Apprvl unconsolidate bal sheet
   
       
and statmnt of p/l
     
       
4. Apprvl consolidated statement of ops.
   
       
5. Dischge of BOD and statutory auditors
   
       
6. Apprvl authorization of share repur.
   
       
7. Election of statutory auditors and
   
       
ind. Auditors
     
       
8. Apprvl of the changes to the articles
   
       
of incorporation.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Amerco
 
8/25/2006
 
23586100
UHAL
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
World Air Holdings
8/16/2006
 
98142V104
WLDA
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Riviera Holdings
 
8/8/2006
 
769627100
RIV
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Approve plan of merger
issuer
   
       
2. Approve adjournment of annual mtg.
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Transmontaigne Inc.
8/31/2006
 
893934109
TMG
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Approve plan of merger
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
National Beverage
 
9/29/2006
 
635017106
FIZ
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Matrix Service Co.
10/23/2006
 
576853105
     
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat appt. of Deloitte as ind reg a/c '07
   
       
3. Approve increase of common stk
   
       
4. Approve restatemnt of stock option pl.
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Archer-Daniels
 
11/2/2006
 
39483102
ADM
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Adopt stkhldrs prop #1
     
       
3. Adopt stkhldrs prop #2
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Crosstex Energy
 
10/26/2006
 
22756Y104
XTXI
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Prop to amend restated cert. Of inc.
issuer
   
       
2. Prop to approve l/t incentive plan
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Celadon Group
 
11/3/2006
 
150838100
CLDN
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. The proxies are authorized to vote
   
       
upon each toher matter that may properly
   
       
come before the meeting or any adjournments thereof
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Mentor Graphics
 
11/29/2006
 
587200106
MENT
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Prop TO AMEND THE CO. 1982
issuer
   
       
stock option plan.
     
               
               
 
Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Wimm Bill Dann Foods
12/5/2006
 
97263M109
WBD
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Announc Dividends payment 2006
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
AEP Industries
 
4/10/2007
 
1031103
AEPI
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat KPMG 2007
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Marathon Oil
 
4/25/2007
 
565849106
MRO
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat Pricewaterhousecoopers
     
       
3. Apprvl of 2007 inc. comp plan
   
       
4. Amend restated cert. Of inc.
     
       
5. Amend restate cert of inc to increase
   
       
the number of authorized shares of stock
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Arkansas Best Corp
4/24/2007
 
40790107
ABFS
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer/shareholder
 
       
2. Rat Ernst & Young
     
       
3. Stholder prop re declassificaton of
   
       
board of directors
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
SAIA, Inc.
 
4/24/2007
 
40790107
ABFS
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat. Appt Kpmg
     
       
3. Approve amendment to omnibus incentive
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Arch Chemicals
 
4/26/2007
 
03937R102
ARJ
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat appt KPMG
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Ampco-Pittsburgh Corp
4/25/2007
 
32037103
AP
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
               
               
               
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
AMN Healthcare Services
4/18/2007
 
1744101
AHS
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Approvl amendments to the companys
   
       
equity plan.
     
       
3. Rat. KPMG
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Frontier Oil Corp
 
4/24/2007
 
35914P105
FTO
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Rat appt. Deloitte & Touche
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Natco Group
 
5/10/2007
 
63227W203
NTG
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat KPMG
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Alon USA Energy
 
5/8/2007
 
20520102
ALJ
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat appt KPMG
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Ryder System Inc.
5/4/2007
 
783549108
R
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat Pricewaterhousecoopers
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Cenveo Inc.
 
5/3/2007
 
15670S105
CVO
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat Deloitte & Touche 2007
     
       
3. Apprvl 2007 Long term equity inc. plan
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Lincoln Electric Hlg.
4/27/2007
 
533900106
LECO
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Apprvl 2007 mgmnt incentive comp
   
       
plan.
     
       
3. Rat ind. Auditors.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Standard Parking
 
4/25/2007
 
853790103
STAN
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Appoint Ernst & Young 2007
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Crosstex Energy
 
5/9/2007
 
22765Y104
XTXI
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Cray Inc.
 
5/16/2007
 
225223304
CRAY
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Harleysville Group
 
4/25/2007
 
412824104
HGIC
   
               
Vote: Not voted
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
       
1. Directors
issuer
   
       
2. Apprvl of equity incentive plan
   
       
3. Apprvl Directors' equity comp.
   
       
4. Rat KPMG 2007
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
FMC Technologies
5/4/2007
 
30249U101
FTI
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
AnnTaylor Stores
5/17/2007
5/4/2007
 
36115103
ANN
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Approve perf comp. Plan
     
       
3. Rat Deloitte & Touche for 2007
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Belden CDT Inc.
 
5/24/2007
 
77454106
BDC
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Apprv perf. Goals for perf. Based awards.
   
       
3. Appve perf. Goals for awards made under
   
       
the companys annual cash incentive plan.
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Qwest Communi.
 
5/23/2007
 
749121109
Q
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer/shareholder
 
       
2. Rat. KPmg 2007
     
       
3. Apprvl amended Equity incentive plan
   
       
4. Stkhldr Prop:
     
       
re75% future equity comp to senior exe.
   
       
be performance based.
     
       
re Board establish policy for skhldrs meet to vote
 
       
on an advisory rsolution proposed by
   
       
management to rat. Certain comp.
   
       
re re that stkhldr see approval of certain benefits for sr
       
executives under non qualified
     
       
pension plan
     
       
re Board establish a policy of separating
   
       
the roles of Chairman and CEO
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Clean Harbors Inc.
5/18/2007
 
184496107
CLHB
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Approve chges in stock incentive plan
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Old Dominion Freight
5/21/2007
 
679580100
ODFL
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
EMC Insurance Grp
5/24/2007
 
268664109
EMCI
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. 2007 stock incentive plan
     
       
3. Rat Ernst & Young
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Meadowbrook Insurance
5/9/2007
 
58319P108
MIG
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat. Ind. Reg pub. a/c firm
     
       
3. Amend article of inc. increase
   
       
common stock shares.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
AMR Corporation
 
5/16/2007
 
1765106
AMR
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer/shareholder
 
       
2. Rat Ernst & Young
     
       
3. Stkhldr prop:
     
       
re cumulative voting for the election
   
       
of directors
     
       
re to special shareholder meetings
   
       
re to performance based stock options
   
       
re to advisory resolution to rat executive
   
       
comp.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Gentek Inc.
 
5/17/2007
 
37245X203
GETI
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Amend and restate incentive plan.
   
       
3. Rat Deloitte & Touche
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Safety Insurance
 
5/18/2007
 
78648T100
SAFT
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat Pricewaterhousecoopers
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Holly Corporation
 
5/24/2007
 
435758305
HOC
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Apprvl of amendment to the corporations
   
       
restated certificate of inc. to increase
   
       
shares of common stock.
     
       
3. Apprvl of perf. Standards and eligibiltiy
   
       
provisionng of corp l/t incentive comp.
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Continental Airlines
6/12/2007
 
210795308
CAL
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer/shareholders
 
       
2. Rat of appt. of ind auditors
     
       
3. Stkhldr prop:
     
       
re to political activities
     
       
re to perf based equity comp for
   
       
senior officers
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
DSW Inc.
 
5/30/2007
 
233334L102
DSW
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Interstate Hotels & Res
5/31/2007
 
46088S106
IHR
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Approve 2007 Award plan
issuer
   
       
2. Rat appt. KPMG
     
       
3a. Election as director of the company
   
       
to serve one year term
     
       
4a. Election as a director of the company
   
       
to serve two year term.
     
       
5a. Re-elections as director of the company
   
       
to serve a three year term.
     
       
5b. Re-election as director of the company
   
       
to serve three year term.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
P.A. M. Transporation
5/24/2007
 
693149106
PTSI
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
World Fuel Services
5/31/2007
 
981475106
INT
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat Pricewaterhousecoopers
     
       
3. Shlder prop:
     
       
re establishing a policy re discrimination
   
       
based upon sexual orientation and
   
       
gender identity.
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Universal Truckload
6/15/2007
 
91388P105
UACL
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat KPMG
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
The Gymboree Corp
6/12/2007
 
403777105
GYMB
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Appt Deloitte & Touche
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Dillards Incl.
 
6/12/2007
 
403777105
GYMB
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
The AES Corporation
6/25/2007
 
00130H105
AES
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2.  Rat of appt. ind. Auditors
     
               
               

Name of Fund:
 
Hennessy Cornerstone Growth II
     
Period:
 
7/1/06 to 6/30/07
       
               
Company Name
 
Meeting Date
Cusip
Ticker
   
Casual Male Retail
7/31/2007
 
148711104
CMRG
   
               
Vote:
 
MRV: n/a
 
Proposal:
Proposed by Issuer or shareholder:
Director's recommendations
 
1. Directors
issuer
   
       
2. Rat appt. of Ernst & Young
     
               
               
 
 

 


SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)  Hennessy Funds Trust                                                            


By (Signature and Title)* /s/Neil J. Hennessy                                            
Neil J. Hennessy
President and Principal Executive Officer


Date  7/26/07                                                                                                     
 
 
 
 
 
 

 

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