DEPUTY CCO

0000891943-19-000006.txt : 20191112 0000891943-19-000006.hdr.sgml : 20191112 20191108193722 ACCESSION NUMBER: 0000891943-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 191205382 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000891943 XXXXXXXX 09-30-2019 09-30-2019 CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N KEVIN LEE DEPUTY CCO 714-456-1790 KEVIN LEE ANAHEIM CA 11-08-2019 0 448 638799 false INFORMATION TABLE 2 2019_Q2_CENTAURUS_13F.xml ADVANCED MICRO DEVICES INC COM 007903107 1404 48418 SH SOLE 0 0 48418 ALARM COM HLDGS INC COM 011642105 10928 234314 SH SOLE 0 0 234314 ALASKA AIR GROUP INC COM 011659109 879 13536 SH SOLE 0 0 13536 AMAZON COM INC COM 023135106 4104 2364 SH SOLE 0 0 2364 AMERICAN ELEC PWR CO INC COM 025537101 232 2480 SH SOLE 0 0 2480 AMGEN INC COM 031162100 297 1535 SH SOLE 0 0 1535 ANNALY CAP MGMT INC COM 035710409 161 18270 SH SOLE 0 0 18270 APPLE INC COM 037833100 8448 37717 SH SOLE 0 0 37717 ARBOR RLTY TR INC COM 038923108 964 73538 SH SOLE 0 0 73538 AUTOMATIC DATA PROCESSING IN COM 053015103 290 1797 SH SOLE 0 0 1797 BB&T CORP COM 054937107 593 11112 SH SOLE 0 0 11112 BP PLC SPONSORED ADR 055622104 501 13175 SH SOLE 0 0 13175 BANK AMER CORP COM 060505104 1308 44843 SH SOLE 0 0 44843 BANK AMER CORP 7.25%CNV PFD L 060505682 1066 711 SH SOLE 0 0 711 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1703 8186 SH SOLE 0 0 8186 BOEING CO COM 097023105 2451 6442 SH SOLE 0 0 6442 BOSTON BEER INC CL A 100557107 502 1379 SH SOLE 0 0 1379 BRISTOL MYERS SQUIBB CO COM 110122108 1105 21791 SH SOLE 0 0 21791 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 2339 103553 SH SOLE 0 0 103553 CF INDS HLDGS INC COM 125269100 927 18835 SH SOLE 0 0 18835 CSX CORP COM 126408103 259 3734 SH SOLE 0 0 3734 CVS HEALTH CORP COM 126650100 1947 30873 SH SOLE 0 0 30873 CATERPILLAR INC DEL COM 149123101 413 3273 SH SOLE 0 0 3273 CELGENE CORP COM 151020104 517 5203 SH SOLE 0 0 5203 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 697 97938 SH SOLE 0 0 97938 CENTURYLINK INC COM 156700106 617 49408 SH SOLE 0 0 49408 CHEVRON CORP NEW COM 166764100 2553 21524 SH SOLE 0 0 21524 CITIGROUP INC COM NEW 172967424 398 5762 SH SOLE 0 0 5762 COCA COLA CO COM 191216100 649 11921 SH SOLE 0 0 11921 COLGATE PALMOLIVE CO COM 194162103 220 2996 SH SOLE 0 0 2996 COMMERCIAL METALS CO COM 201723103 963 55413 SH SOLE 0 0 55413 CONSOLIDATED EDISON INC COM 209115104 955 10105 SH SOLE 0 0 10105 COUSINS PPTYS INC COM NEW 222795502 214 5691 SH SOLE 0 0 5691 CUSHING RENAISSANCE FD COM 231647108 712 53660 SH SOLE 0 0 53660 DBX ETF TR XTRACK MSCI EMRG 233051101 2721 124309 SH SOLE 0 0 124309 DANAHER CORPORATION COM 235851102 319 2208 SH SOLE 0 0 2208 DARLING INGREDIENTS INC COM 237266101 313 16360 SH SOLE 0 0 16360 DELAWARE ENHANCED GBL DIV & COM 246060107 300 30407 SH SOLE 0 0 30407 DESCARTES SYS GROUP INC COM 249906108 4024 99826 SH SOLE 0 0 99826 DISNEY WALT CO COM DISNEY 254687106 2200 16881 SH SOLE 0 0 16881 DOW INC COM 260557103 831 17433 SH SOLE 0 0 17433 EAGLE PT CR CO LLC COM 269808101 415 26300 SH SOLE 0 0 26300 EBAY INC COM 278642103 322 8265 SH SOLE 0 0 8265 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 1930 108435 SH SOLE 0 0 108435 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 525 1671 SH SOLE 0 0 1671 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 4350 140152 SH SOLE 0 0 140152 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 475 6262 SH SOLE 0 0 6262 FISERV INC COM 337738108 310 2993 SH SOLE 0 0 2993 FLAHERTY & CRUMRIN PFD & INM COM 338478100 360 17176 SH SOLE 0 0 17176 FLOOR & DECOR HLDGS INC CL A 339750101 12059 235756 SH SOLE 0 0 235756 FORD MTR CO DEL COM 345370860 162 17729 SH SOLE 0 0 17729 GALECTIN THERAPEUTICS INC COM NEW 363225202 56 15263 SH SOLE 0 0 15263 GENERAL ELECTRIC CO COM 369604103 320 35806 SH SOLE 0 0 35806 GILEAD SCIENCES INC COM 375558103 487 7680 SH SOLE 0 0 7680 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 303 9672 SH SOLE 0 0 9672 HSBC HLDGS PLC SPON ADR NEW 404280406 482 12606 SH SOLE 0 0 12606 HARTFORD FINL SVCS GROUP INC COM 416515104 321 5300 SH SOLE 0 0 5300 HERCULES CAPITAL INC COM 427096508 11005 823125 SH SOLE 0 0 823125 HERSHEY CO COM 427866108 488 3150 SH SOLE 0 0 3150 HOME DEPOT INC COM 437076102 725 3123 SH SOLE 0 0 3123 HONEYWELL INTL INC COM 438516106 992 5862 SH SOLE 0 0 5862 HUNTINGTON INGALLS INDS INC COM 446413106 708 3342 SH SOLE 0 0 3342 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 347 5406 SH SOLE 0 0 5406 INTEL CORP COM 458140100 585 11360 SH SOLE 0 0 11360 INTERNATIONAL BUSINESS MACHS COM 459200101 319 2193 SH SOLE 0 0 2193 ISHARES GOLD TRUST ISHARES 464285105 496 35166 SH SOLE 0 0 35166 ISHARES INC MIN VOL GBL ETF 464286525 4600 48547 SH SOLE 0 0 48547 ISHARES INC MSCI THAILND ETF 464286624 622 7013 SH SOLE 0 0 7013 ISHARES TR MRNGSTR LG-CP GR 464287119 3596 18783 SH SOLE 0 0 18783 ISHARES TR CORE S&P TTL STK 464287150 223 3323 SH SOLE 0 0 3323 ISHARES TR SELECT DIVID ETF 464287168 1273 12491 SH SOLE 0 0 12491 ISHARES TR TIPS BD ETF 464287176 452 3887 SH SOLE 0 0 3887 ISHARES TR CORE S&P500 ETF 464287200 1684 5643 SH SOLE 0 0 5643 ISHARES TR CORE US AGGBD ET 464287226 518 4574 SH SOLE 0 0 4574 ISHARES TR MSCI EMG MKT ETF 464287234 393 9607 SH SOLE 0 0 9607 ISHARES TR IBOXX INV CP ETF 464287242 545 4275 SH SOLE 0 0 4275 ISHARES TR S&P 500 GRWT ETF 464287309 1165 6469 SH SOLE 0 0 6469 ISHARES TR 20 YR TR BD ETF 464287432 3899 27249 SH SOLE 0 0 27249 ISHARES TR MSCI EAFE ETF 464287465 325 4986 SH SOLE 0 0 4986 ISHARES TR CORE S&P MCP ETF 464287507 851 4406 SH SOLE 0 0 4406 ISHARES TR PHLX SEMICND ETF 464287523 1096 5183 SH SOLE 0 0 5183 ISHARES TR NASDAQ BIOTECH 464287556 236 2367 SH SOLE 0 0 2367 ISHARES TR RUS 1000 GRW ETF 464287614 482 3018 SH SOLE 0 0 3018 ISHARES TR RUSSELL 2000 ETF 464287655 443 2926 SH SOLE 0 0 2926 ISHARES TR S&P MC 400VL ETF 464287705 981 6132 SH SOLE 0 0 6132 ISHARES TR U.S. TECH ETF 464287721 353 1731 SH SOLE 0 0 1731 ISHARES TR U.S. REAL ES ETF 464287739 467 4996 SH SOLE 0 0 4996 ISHARES TR U.S. FIN SVC ETF 464287770 289 2118 SH SOLE 0 0 2118 ISHARES TR CORE S&P SCP ETF 464287804 1627 20905 SH SOLE 0 0 20905 ISHARES TR SP SMCP600VL ETF 464287879 939 6250 SH SOLE 0 0 6250 ISHARES TR S&P SML 600 GWT 464287887 323 1810 SH SOLE 0 0 1810 ISHARES TR MSCI ACWI ETF 464288257 7692 104292 SH SOLE 0 0 104292 ISHARES TR JPMORGAN USD EMG 464288281 315 2781 SH SOLE 0 0 2781 ISHARES TR IBOXX HI YD ETF 464288513 1386 15903 SH SOLE 0 0 15903 ISHARES TR MBS ETF 464288588 256 2367 SH SOLE 0 0 2367 ISHARES TR 3 7 YR TREAS BD 464288661 2488 19622 SH SOLE 0 0 19622 ISHARES TR PFD AND INCM SEC 464288687 2810 74866 SH SOLE 0 0 74866 ISHARES TR US AER DEF ETF 464288760 208 926 SH SOLE 0 0 926 ISHARES TR U.S. MED DVC ETF 464288810 1904 7701 SH SOLE 0 0 7701 ISHARES TR RUS TOP 200 ETF 464289446 768 11146 SH SOLE 0 0 11146 ISHARES TR MODERT ALLOC ETF 464289875 242 6169 SH SOLE 0 0 6169 ISHARES TR CONSER ALLOC ETF 464289883 5638 158102 SH SOLE 0 0 158102 JOHNSON & JOHNSON COM 478160104 1259 9730 SH SOLE 0 0 9730 KEMET CORP COM NEW 488360207 731 40203 SH SOLE 0 0 40203 KIMBERLY CLARK CORP COM 494368103 237 1669 SH SOLE 0 0 1669 KRAFT HEINZ CO COM 500754106 485 17348 SH SOLE 0 0 17348 LENNOX INTL INC COM 526107107 436 1796 SH SOLE 0 0 1796 LOCKHEED MARTIN CORP COM 539830109 472 1211 SH SOLE 0 0 1211 MFS CHARTER INCOME TR SH BEN INT 552727109 967 116380 SH SOLE 0 0 116380 MCDONALDS CORP COM 580135101 641 2984 SH SOLE 0 0 2984 MICROSOFT CORP COM 594918104 2839 20422 SH SOLE 0 0 20422 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1611 147911 SH SOLE 0 0 147911 MONDELEZ INTL INC CL A 609207105 618 11172 SH SOLE 0 0 11172 NMI HLDGS INC CL A 629209305 969 36915 SH SOLE 0 0 36915 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 442 13240 SH SOLE 0 0 13240 NIKE INC CL B 654106103 240 2559 SH SOLE 0 0 2559 NOKIA CORP SPONSORED ADR 654902204 738 145865 SH SOLE 0 0 145865 OKTA INC CL A 679295105 442 4492 SH SOLE 0 0 4492 PNC FINL SVCS GROUP INC COM 693475105 501 3575 SH SOLE 0 0 3575 PATRICK INDS INC COM 703343103 1905 44431 SH SOLE 0 0 44431 PEPSICO INC COM 713448108 493 3597 SH SOLE 0 0 3597 PFIZER INC COM 717081103 1366 38006 SH SOLE 0 0 38006 PHILIP MORRIS INTL INC COM 718172109 300 3947 SH SOLE 0 0 3947 PHILLIPS 66 COM 718546104 210 2052 SH SOLE 0 0 2052 PROCTER & GAMBLE CO COM 742718109 387 3114 SH SOLE 0 0 3114 PRUDENTIAL FINL INC COM 744320102 540 6007 SH SOLE 0 0 6007 QUALCOMM INC COM 747525103 206 2703 SH SOLE 0 0 2703 REALTY INCOME CORP COM 756109104 216 2812 SH SOLE 0 0 2812 REDWOOD TR INC COM 758075402 247 15075 SH SOLE 0 0 15075 ROYCE VALUE TR INC COM 780910105 1139 82802 SH SOLE 0 0 82802 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 324 4569 SH SOLE 0 0 4569 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 342 4073 SH SOLE 0 0 4073 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1268 22424 SH SOLE 0 0 22424 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 220 3152 SH SOLE 0 0 3152 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 960 17516 SH SOLE 0 0 17516 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 231 4565 SH SOLE 0 0 4565 SHARPSPRING INC COM 820054104 4016 413970 SH SOLE 0 0 413970 SHERWIN WILLIAMS CO COM 824348106 648 1179 SH SOLE 0 0 1179 SOUTHERN CO COM 842587107 1072 17362 SH SOLE 0 0 17362 SOUTHWEST AIRLS CO COM 844741108 489 9056 SH SOLE 0 0 9056 SPARTAN MTRS INC COM 846819100 11935 869895 SH SOLE 0 0 869895 STARBUCKS CORP COM 855244109 1090 12332 SH SOLE 0 0 12332 STORE CAP CORP COM 862121100 931 24874 SH SOLE 0 0 24874 SUNTRUST BKS INC COM 867914103 247 3590 SH SOLE 0 0 3590 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 269 2150 SH SOLE 0 0 2150 TASEKO MINES LTD COM 876511106 7 17739 SH SOLE 0 0 17739 US BANCORP DEL COM NEW 902973304 377 6805 SH SOLE 0 0 6805 UNION PACIFIC CORP COM 907818108 718 4431 SH SOLE 0 0 4431 UNITED PARCEL SERVICE INC CL B 911312106 1067 8909 SH SOLE 0 0 8909 UNITED TECHNOLOGIES CORP COM 913017109 255 1866 SH SOLE 0 0 1866 VANGUARD GROUP DIV APP ETF 921908844 1592 13312 SH SOLE 0 0 13312 VANGUARD STAR FD VG TL INTL STK F 921909768 235 4549 SH SOLE 0 0 4549 VANGUARD WORLD FD EXTENDED DUR 921910709 1078 7628 SH SOLE 0 0 7628 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2770 20878 SH SOLE 0 0 20878 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1891 23214 SH SOLE 0 0 23214 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 4611 32331 SH SOLE 0 0 32331 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 2426 23625 SH SOLE 0 0 23625 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1551 17623 SH SOLE 0 0 17623 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1449 17933 SH SOLE 0 0 17933 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1198 14188 SH SOLE 0 0 14188 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2512 61150 SH SOLE 0 0 61150 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2460 27728 SH SOLE 0 0 27728 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 940 15827 SH SOLE 0 0 15827 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 373 7467 SH SOLE 0 0 7467 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5070 125924 SH SOLE 0 0 125924 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8787 32233 SH SOLE 0 0 32233 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 391 3464 SH SOLE 0 0 3464 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 285 1923 SH SOLE 0 0 1923 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1357 14551 SH SOLE 0 0 14551 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1013 5565 SH SOLE 0 0 5565 VANGUARD INDEX FDS SM CP VAL ETF 922908611 507 3931 SH SOLE 0 0 3931 VANGUARD INDEX FDS MID CAP ETF 922908629 1209 7214 SH SOLE 0 0 7214 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 6215 53421 SH SOLE 0 0 53421 VANGUARD INDEX FDS GROWTH ETF 922908736 2428 14604 SH SOLE 0 0 14604 VANGUARD INDEX FDS VALUE ETF 922908744 2600 23290 SH SOLE 0 0 23290 VANGUARD INDEX FDS SMALL CP ETF 922908751 1257 8166 SH SOLE 0 0 8166 VANGUARD INDEX FDS TOTAL STK MKT 922908769 499 3306 SH SOLE 0 0 3306 VMWARE INC CL A COM 928563402 915 6100 SH SOLE 0 0 6100 WALMART INC COM 931142103 488 4113 SH SOLE 0 0 4113 WELLS FARGO CO NEW COM 949746101 257 5094 SH SOLE 0 0 5094 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1051 690 SH SOLE 0 0 690 INVESCO QQQ TR UNIT SER 1 46090E103 3049 16149 SH SOLE 0 0 16149 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 468 51195 SH SOLE 0 0 51195 TARGET CORP COM 87612E106 265 2475 SH SOLE 0 0 2475 INVESCO EXCHNG TRADED FD TR 1 30 LADER TRE 46138E107 1265 35559 SH SOLE 0 0 35559 GLOBAL X FDS REIT ETF 37950E127 174 11580 SH SOLE 0 0 11580 INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 386 3399 SH SOLE 0 0 3399 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3480 25845 SH SOLE 0 0 25845 ALPS ETF TR ALERIAN MLP 00162Q866 1446 158185 SH SOLE 0 0 158185 AT&T INC COM 00206R102 2129 56257 SH SOLE 0 0 56257 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 303 36342 SH SOLE 0 0 36342 ADVENT CONVERTIBLE & INCOME COM 00764C109 406 27815 SH SOLE 0 0 27815 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 718 4296 SH SOLE 0 0 4296 ALKALINE WTR CO INC COM NEW 01643A207 69 46700 SH SOLE 0 0 46700 ALPHABET INC CAP STK CL C 02079K107 1095 898 SH SOLE 0 0 898 ALPHABET INC CAP STK CL A 02079K305 1989 1629 SH SOLE 0 0 1629 ALTRIA GROUP INC COM 02209S103 905 22126 SH SOLE 0 0 22126 AMERICAN FIN TR INC COM CLASS A 02607T109 1016 72777 SH SOLE 0 0 72777 AMERICAN TOWER CORP NEW COM 03027X100 255 1155 SH SOLE 0 0 1155 APOLLO INVT CORP COM NEW 03761U502 381 23660 SH SOLE 0 0 23660 ARES CAP CORP COM 04010L103 2622 140709 SH SOLE 0 0 140709 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 53 50000 PRN SOLE 0 0 50000 BANCO SANTANDER SA ADR 05964H105 59 14782 SH SOLE 0 0 14782 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 299 12092 SH SOLE 0 0 12092 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 214 15150 SH SOLE 0 0 15150 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 529 33551 SH SOLE 0 0 33551 BLACKSTONE MTG TR INC COM CL A 09257W100 366 10204 SH SOLE 0 0 10204 BLACKROCK MULTI-SECTOR INC T COM 09258A107 366 21351 SH SOLE 0 0 21351 BLACKSTONE GROUP INC COM CL A 09260D107 1667 34128 SH SOLE 0 0 34128 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 1187 100814 SH SOLE 0 0 100814 CBRE CLARION GLOBAL REAL EST COM 12504G100 1470 185886 SH SOLE 0 0 185886 CBRE GROUP INC CL A 12504L109 509 9610 SH SOLE 0 0 9610 CENTENE CORP DEL COM 15135B101 639 14773 SH SOLE 0 0 14773 CHIMERA INVT CORP COM NEW 16934Q208 642 32847 SH SOLE 0 0 32847 CISCO SYS INC COM 17275R102 771 15614 SH SOLE 0 0 15614 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 941 108111 SH SOLE 0 0 108111 COLONY CR REAL ESTATE INC COM CL A 19625T101 13837 956910 SH SOLE 0 0 956910 COMCAST CORP NEW CL A 20030N101 201 4451 SH SOLE 0 0 4451 CORNERSTONE STRATEGIC VALUE COM 21924B302 4269 375771 SH SOLE 0 0 375771 COSTCO WHSL CORP NEW COM 22160K105 914 3173 SH SOLE 0 0 3173 DUKE ENERGY CORP NEW COM NEW 26441C204 218 2277 SH SOLE 0 0 2277 DYNEX CAP INC COM 26817Q886 8519 576358 SH SOLE 0 0 576358 EPR PPTYS COM SH BEN INT 26884U109 221 2876 SH SOLE 0 0 2876 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 451 12059 SH SOLE 0 0 12059 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 221 10668 SH SOLE 0 0 10668 EATON VANCE TX MGD DIV EQ IN COM 27828N102 619 52014 SH SOLE 0 0 52014 EATON VANCE TX ADV GLBL DIV COM 27828S101 433 26320 SH SOLE 0 0 26320 EATON VANCE TX MNG BY WRT OP COM 27828Y108 418 28554 SH SOLE 0 0 28554 EATON VANCE TXMGD GL BUYWR O COM 27829C105 217 22463 SH SOLE 0 0 22463 EATON VANCE TAX MNGD GBL DV COM 27829F108 579 70383 SH SOLE 0 0 70383 EATON VANCE RISK MNGD DIV EQ COM 27829G106 133 14375 SH SOLE 0 0 14375 ELDORADO RESORTS INC COM 28470R102 3570 89543 SH SOLE 0 0 89543 EQUITY RESIDENTIAL SH BEN INT 29476L107 841 9744 SH SOLE 0 0 9744 EXXON MOBIL CORP COM 30231G102 1202 17019 SH SOLE 0 0 17019 FACEBOOK INC CL A 30303M102 2860 16062 SH SOLE 0 0 16062 FEDEX CORP COM 31428X106 221 1516 SH SOLE 0 0 1516 FIRST TR INTER DUR PFD & IN COM 33718W103 904 38241 SH SOLE 0 0 38241 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6934 198863 SH SOLE 0 0 198863 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3670 87275 SH SOLE 0 0 87275 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 320 7656 SH SOLE 0 0 7656 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 219 5888 SH SOLE 0 0 5888 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 669 10264 SH SOLE 0 0 10264 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 240 8078 SH SOLE 0 0 8078 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 231 9025 SH SOLE 0 0 9025 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 5073 107010 SH SOLE 0 0 107010 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 237 4259 SH SOLE 0 0 4259 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 676 16494 SH SOLE 0 0 16494 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1427 27452 SH SOLE 0 0 27452 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 634 46736 SH SOLE 0 0 46736 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1277 24255 SH SOLE 0 0 24255 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 522 19991 SH SOLE 0 0 19991 FLEXSHARES TR QLT DIV DEF IDX 33939L845 1759 38469 SH SOLE 0 0 38469 FRANKLIN LTD DURATION INC TR COM 35472T101 798 85663 SH SOLE 0 0 85663 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 914 21422 SH SOLE 0 0 21422 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 147 12488 SH SOLE 0 0 12488 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 341 15086 SH SOLE 0 0 15086 GLOBAL X FDS X YIELDCO RENE 37954Y707 210 15214 SH SOLE 0 0 15214 GOLDMAN SACHS GROUP INC COM 38141G104 779 3760 SH SOLE 0 0 3760 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 212 10953 SH SOLE 0 0 10953 HCA HEALTHCARE INC COM 40412C101 264 2192 SH SOLE 0 0 2192 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 264 14554 SH SOLE 0 0 14554 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 232 8151 SH SOLE 0 0 8151 HANCOCK JOHN PFD INCOME FD I COM 41013X106 405 17335 SH SOLE 0 0 17335 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 272 20343 SH SOLE 0 0 20343 ISTAR INC COM 45031U101 2062 158030 SH SOLE 0 0 158030 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 1503 76323 SH SOLE 0 0 76323 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 1223 38173 SH SOLE 0 0 38173 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 184 39050 SH SOLE 0 0 39050 INVESCO ACTIVELY MANAGD ETF ACTIVE US REAL 46090A101 590 6162 SH SOLE 0 0 6162 INVESCO MUN OPPORTUNITY TR COM 46132C107 158 12635 SH SOLE 0 0 12635 INVESCO QUALITY MUNI INC TRS COM 46133G107 448 35005 SH SOLE 0 0 35005 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1107 16355 SH SOLE 0 0 16355 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 224 1055 SH SOLE 0 0 1055 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1089 9195 SH SOLE 0 0 9195 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 685 6423 SH SOLE 0 0 6423 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 474 40097 SH SOLE 0 0 40097 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 4791 82752 SH SOLE 0 0 82752 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 334 14777 SH SOLE 0 0 14777 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 164 10929 SH SOLE 0 0 10929 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 7713 336677 SH SOLE 0 0 336677 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 253 13302 SH SOLE 0 0 13302 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 734 36539 SH SOLE 0 0 36539 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 1912 65597 SH SOLE 0 0 65597 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 1183 31383 SH SOLE 0 0 31383 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 1950 66379 SH SOLE 0 0 66379 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 1024 48085 SH SOLE 0 0 48085 ISHARES SILVER TRUST ISHARES 46428Q109 405 25446 SH SOLE 0 0 25446 ISHARES TR US TREAS BD ETF 46429B267 238 9035 SH SOLE 0 0 9035 ISHARES TR GNMA BOND ETF 46429B333 903 17942 SH SOLE 0 0 17942 ISHARES TR MSCI INDIA ETF 46429B598 1120 33377 SH SOLE 0 0 33377 ISHARES TR CORE HIGH DV ETF 46429B663 234 2482 SH SOLE 0 0 2482 ISHARES TR MIN VOL EAFE ETF 46429B689 3532 48204 SH SOLE 0 0 48204 ISHARES TR MSCI MIN VOL ETF 46429B697 3244 50604 SH SOLE 0 0 50604 ISHARES TR 0-5 YR TIPS ETF 46429B747 533 5319 SH SOLE 0 0 5319 ISHARES US ETF TR SHT MAT BD ETF 46431W507 676 13425 SH SOLE 0 0 13425 ISHARES TR USA QUALITY FCTR 46432F339 6268 67836 SH SOLE 0 0 67836 ISHARES TR USA MOMENTUM FCT 46432F396 11892 99722 SH SOLE 0 0 99722 ISHARES TR CORE MSCI EAFE 46432F842 801 13117 SH SOLE 0 0 13117 ISHARES INC CORE MSCI EMKT 46434G103 3603 73491 SH SOLE 0 0 73491 ISHARES TR MULTIFACTOR INTL 46434V274 234 9192 SH SOLE 0 0 9192 ISHARES TR INTL QLTY FACTOR 46434V456 2286 77013 SH SOLE 0 0 77013 ISHARES TR CORE DIV GRWTH 46434V621 1014 25896 SH SOLE 0 0 25896 ISHARES TR ULTR SH TRM BD 46434V878 1382 27422 SH SOLE 0 0 27422 ISHARES TR FALN ANGLS USD 46435G474 830 31021 SH SOLE 0 0 31021 JPMORGAN CHASE & CO COM 46625H100 2872 24405 SH SOLE 0 0 24405 JP MORGAN EXCHANGE TRADED FD DIV RTN GLB EQ 46641Q100 2740 46241 SH SOLE 0 0 46241 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 3582 71033 SH SOLE 0 0 71033 KIMCO RLTY CORP COM 49446R109 3357 160762 SH SOLE 0 0 160762 KINDER MORGAN INC DEL COM 49456B101 1056 51258 SH SOLE 0 0 51258 LEGACY TEX FINL GROUP INC COM 52471Y106 827 18990 SH SOLE 0 0 18990 LIVE OAK BANCSHARES INC COM 53803X105 332 18320 SH SOLE 0 0 18320 MAIN STREET CAPITAL CORP COM 56035L104 2926 67719 SH SOLE 0 0 67719 MARATHON PETE CORP COM 56585A102 771 12699 SH SOLE 0 0 12699 MARKETAXESS HLDGS INC COM 57060D108 311 949 SH SOLE 0 0 949 MASTERCARD INC CL A 57636Q104 1379 5078 SH SOLE 0 0 5078 MOLECULIN BIOTECH INC COM 60855D101 11 10000 SH SOLE 0 0 10000 MONEYGRAM INTL INC COM NEW 60935Y208 195 48950 SH SOLE 0 0 48950 MONGODB INC CL A 60937P106 771 6400 SH SOLE 0 0 6400 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 245 17620 SH SOLE 0 0 17620 NANO DIMENSION LTD SPONS ADR 63008G104 7 17500 SH SOLE 0 0 17500 NETFLIX INC COM 64110L106 1192 4455 SH SOLE 0 0 4455 NEUBERGER BERMAN MUNI FD INC COM 64124P101 456 29531 SH SOLE 0 0 29531 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 13340 850779 SH SOLE 0 0 850779 NEXTERA ENERGY INC COM 65339F101 593 2546 SH SOLE 0 0 2546 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 336 18750 SH SOLE 0 0 18750 NOVARTIS A G SPONSORED ADR 66987V109 617 7098 SH SOLE 0 0 7098 NVIDIA CORP COM 67066G104 361 2072 SH SOLE 0 0 2072 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 201 13392 SH SOLE 0 0 13392 NUVEEN REAL ESTATE INCOME FD COM 67071B108 122 11069 SH SOLE 0 0 11069 NUVEEN PFD & INCM SECURTIES COM 67072C105 121 12267 SH SOLE 0 0 12267 OAKTREE SPECIALTY LENDING CO COM 67401P108 7204 1390711 SH SOLE 0 0 1390711 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 248 8083 SH SOLE 0 0 8083 ORACLE CORP COM 68389X105 211 3830 SH SOLE 0 0 3830 ORGANOVO HLDGS INC COM 68620A104 5 17506 SH SOLE 0 0 17506 PAYPAL HLDGS INC COM 70450Y103 423 4084 SH SOLE 0 0 4084 PENNYMAC MTG INVT TR COM 70931T103 436 19635 SH SOLE 0 0 19635 PIMCO CORPORATE & INCOME OPP COM 72201B101 1010 55684 SH SOLE 0 0 55684 PIMCO INCOME STRATEGY FUND COM 72201H108 609 53323 SH SOLE 0 0 53323 PIMCO ETF TR ACTIVE BD ETF 72201R775 375 3441 SH SOLE 0 0 3441 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 16094 158206 SH SOLE 0 0 158206 PIMCO DYNAMIC INCOME FD SHS 72201Y101 456 14022 SH SOLE 0 0 14022 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1333 54437 SH SOLE 0 0 54437 PREFERRED APT CMNTYS INC COM 74039L103 145 10000 SH SOLE 0 0 10000 PROSHARES TR LARGE CAP CRE 74347R248 963 13574 SH SOLE 0 0 13574 PROSPECT CAPITAL CORPORATION COM 74348T102 504 76512 SH SOLE 0 0 76512 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 51 50000 PRN SOLE 0 0 50000 PUBLIC STORAGE COM 74460D109 661 2696 SH SOLE 0 0 2696 SPDR S&P 500 ETF TR TR UNIT 78462F103 8657 29171 SH SOLE 0 0 29171 SPDR GOLD TRUST GOLD SHS 78463V107 2674 19259 SH SOLE 0 0 19259 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2137 54086 SH SOLE 0 0 54086 SPDR SERIES TRUST NYSE TECH ETF 78464A102 252 3465 SH SOLE 0 0 3465 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 460 7722 SH SOLE 0 0 7722 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 460 7510 SH SOLE 0 0 7510 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 464 8839 SH SOLE 0 0 8839 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 264 8779 SH SOLE 0 0 8779 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 203 5760 SH SOLE 0 0 5760 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 322 8269 SH SOLE 0 0 8269 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 213 6889 SH SOLE 0 0 6889 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 274 5013 SH SOLE 0 0 5013 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 1404 43930 SH SOLE 0 0 43930 SPDR SERIES TRUST DJ REIT ETF 78464A607 969 9268 SH SOLE 0 0 9268 SPDR SERIES TRUST AEROSPACE DEF 78464A631 242 2268 SH SOLE 0 0 2268 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1605 54146 SH SOLE 0 0 54146 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3332 81220 SH SOLE 0 0 81220 SPDR SERIES TRUST S&P REGL BKG 78464A698 208 3944 SH SOLE 0 0 3944 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 978 43727 SH SOLE 0 0 43727 SPDR SERIES TRUST S&P DIVID ETF 78464A763 220 2147 SH SOLE 0 0 2147 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1024 30217 SH SOLE 0 0 30217 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 815 15811 SH SOLE 0 0 15811 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 254 5494 SH SOLE 0 0 5494 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 407 8275 SH SOLE 0 0 8275 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 6069 22546 SH SOLE 0 0 22546 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4797 13608 SH SOLE 0 0 13608 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 779 25336 SH SOLE 0 0 25336 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1469 13508 SH SOLE 0 0 13508 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 294 3205 SH SOLE 0 0 3205 SPDR SERIES TRUST S&P1500MOMTILT 78468R705 204 1572 SH SOLE 0 0 1572 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 2381 62679 SH SOLE 0 0 62679 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 845 28181 SH SOLE 0 0 28181 SABRA HEALTH CARE REIT INC COM 78573L106 795 34609 SH SOLE 0 0 34609 SAIA INC COM 78709Y105 1171 12497 SH SOLE 0 0 12497 SALESFORCE COM INC COM 79466L302 635 4277 SH SOLE 0 0 4277 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3777 64897 SH SOLE 0 0 64897 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 779 8647 SH SOLE 0 0 8647 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1847 30073 SH SOLE 0 0 30073 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 652 5401 SH SOLE 0 0 5401 SELECT SECTOR SPDR TR ENERGY 81369Y506 233 3932 SH SOLE 0 0 3932 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 450 16078 SH SOLE 0 0 16078 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4331 55793 SH SOLE 0 0 55793 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6614 82135 SH SOLE 0 0 82135 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 238 4809 SH SOLE 0 0 4809 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2042 51907 SH SOLE 0 0 51907 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5576 86130 SH SOLE 0 0 86130 SERVICE PPTYS TR COM SH BEN INT 81761L102 275 10675 SH SOLE 0 0 10675 SORRENTO THERAPEUTICS INC COM NEW 83587F202 39 18000 SH SOLE 0 0 18000 STONE HBR EMERG MKTS TL INC COM 86164W100 1928 165885 SH SOLE 0 0 165885 SUTTER ROCK CAP CORP COM 86944Q100 136 21750 SH SOLE 0 0 21750 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 716 53311 SH SOLE 0 0 53311 TG THERAPEUTICS INC COM 88322Q108 56 10000 SH SOLE 0 0 10000 3M CO COM 88579Y101 204 1242 SH SOLE 0 0 1242 TWILIO INC CL A 90138F102 2479 22547 SH SOLE 0 0 22547 UNITEDHEALTH GROUP INC COM 91324P102 925 4255 SH SOLE 0 0 4255 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 689 25814 SH SOLE 0 0 25814 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 279 16533 SH SOLE 0 0 16533 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 428 14588 SH SOLE 0 0 14588 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 358 7129 SH SOLE 0 0 7129 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 169 10342 SH SOLE 0 0 10342 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 209 3251 SH SOLE 0 0 3251 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1005 17075 SH SOLE 0 0 17075 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1745 9688 SH SOLE 0 0 9688 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 813 5194 SH SOLE 0 0 5194 VANGUARD WORLD FDS ENERGY ETF 92204A306 1160 14874 SH SOLE 0 0 14874 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 790 11280 SH SOLE 0 0 11280 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1213 7231 SH SOLE 0 0 7231 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 959 6567 SH SOLE 0 0 6567 VANGUARD WORLD FDS INF TECH ETF 92204A702 1658 7692 SH SOLE 0 0 7692 VANGUARD WORLD FDS MATERIALS ETF 92204A801 707 5596 SH SOLE 0 0 5596 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2978 20734 SH SOLE 0 0 20734 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 670 7732 SH SOLE 0 0 7732 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 799 13106 SH SOLE 0 0 13106 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1255 15486 SH SOLE 0 0 15486 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 750 6160 SH SOLE 0 0 6160 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 563 8451 SH SOLE 0 0 8451 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 220 4136 SH SOLE 0 0 4136 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 739 7309 SH SOLE 0 0 7309 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 330 3612 SH SOLE 0 0 3612 VEREIT INC COM 92339V100 1067 109121 SH SOLE 0 0 109121 VERIZON COMMUNICATIONS INC COM 92343V104 1328 21993 SH SOLE 0 0 21993 VERTICAL CAP INCOME FUND SHS BEN INT 92535C104 412 38612 SH SOLE 0 0 38612 VISA INC COM CL A 92826C839 2786 16198 SH SOLE 0 0 16198 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 5652 448557 SH SOLE 0 0 448557 VIRTUS GLOBAL DIVID INCOME F COM 92835W107 4858 440813 SH SOLE 0 0 440813 VIRTUS TOTAL RETURN FUND INC COM 92837G100 125 11105 SH SOLE 0 0 11105 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 530 26627 SH SOLE 0 0 26627 W P CAREY INC COM 92936U109 2462 27513 SH SOLE 0 0 27513 WASTE MGMT INC DEL COM 94106L109 672 5842 SH SOLE 0 0 5842 WESTERN ASSET MTG DEF OPPTY COM 95790B109 5364 246510 SH SOLE 0 0 246510 WISDOMTREE TR INTRST RATE HDGE 97717W380 1545 32318 SH SOLE 0 0 32318 WISDOMTREE TR HEDGED HI YLD BD 97717W430 3979 172932 SH SOLE 0 0 172932 WISDOMTREE TR US MIDCAP DIVID 97717W505 821 22606 SH SOLE 0 0 22606 WISDOMTREE TR US SMALLCAP FUND 97717W562 1785 50150 SH SOLE 0 0 50150 WISDOMTREE TR US MIDCAP FUND 97717W570 2349 59558 SH SOLE 0 0 59558 WISDOMTREE TR YIELD ENHANCD US 97717X511 231 4413 SH SOLE 0 0 4413 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 503 7476 SH SOLE 0 0 7476 WW INTL INC COM 98262P101 485 12824 SH SOLE 0 0 12824 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2027 10539 SH SOLE 0 0 10539 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 429 17185 SH SOLE 0 0 17185