0000891943-19-000003.txt : 20190701
0000891943-19-000003.hdr.sgml : 20190701
20190628174059
ACCESSION NUMBER: 0000891943-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190701
DATE AS OF CHANGE: 20190628
EFFECTIVENESS DATE: 20190701
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC.
CENTRAL INDEX KEY: 0000891943
IRS NUMBER: 330530236
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18315
FILM NUMBER: 19930620
BUSINESS ADDRESS:
STREET 1: 2300 E. KATELLA AVENUE
STREET 2: SUITE #200
CITY: ANAHEIM
STATE: CA
ZIP: 92806
BUSINESS PHONE: 714-456-1790
MAIL ADDRESS:
STREET 1: 2300 E. KATELLA AVENUE
STREET 2: SUITE #200
CITY: ANAHEIM
STATE: CA
ZIP: 92806
FORMER COMPANY:
FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD
DATE OF NAME CHANGE: 19920922
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0000891943
XXXXXXXX
03-31-2019
03-31-2019
true
1
RESTATEMENT
CENTAURUS FINANCIAL, INC.
2300 E. KATELLA AVENUE
SUITE #200
ANAHEIM
CA
92806
13F HOLDINGS REPORT
028-18315
N
Kevin Lee
Deputy CCO
714-928-9433
Kevin Lee
Anaheim
CA
06-28-2019
0
552
17008197
false
INFORMATION TABLE
2
2019_Q1_CENTAURUS_13F.xml
ABBOTT LABS
COM
002824100
4228
338
SH
SOLE
0
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
89918
2295
SH
SOLE
0
0
0
ALARM COM HLDGS INC
COM
011642105
205790
13356
SH
SOLE
0
0
0
ALASKA AIR GROUP INC
COM
011659109
13969
784
SH
SOLE
0
0
0
AMAZON COM INC
COM
023135106
2366
4213
SH
SOLE
0
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
2675
224
SH
SOLE
0
0
0
AMERICAN EXPRESS CO
COM
025816109
1149
126
SH
SOLE
0
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
12130
374
SH
SOLE
0
0
0
AMGEN INC
COM
031162100
2294
436
SH
SOLE
0
0
0
ANNALY CAP MGMT INC
COM
035710409
31053
310
SH
SOLE
0
0
0
APPLE INC
COM
037833100
43790
8318
SH
SOLE
0
0
0
ARBOR RLTY TR INC
COM
038923108
9150
119
SH
SOLE
0
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1897
303
SH
SOLE
0
0
0
BB&T CORP
COM
054937107
10435
486
SH
SOLE
0
0
0
BP PLC
SPONSORED ADR
055622104
13393
586
SH
SOLE
0
0
0
BANK AMER CORP
COM
060505104
81982
2262
SH
SOLE
0
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
709
924
SH
SOLE
0
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2792
141
SH
SOLE
0
0
0
BAUSCH HEALTH COS INC
COM
071734107
20020
494
SH
SOLE
0
0
0
BECTON DICKINSON & CO
COM
075887109
464
116
SH
SOLE
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7293
1465
SH
SOLE
0
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
8471
105
SH
SOLE
0
0
0
BOEING CO
COM
097023105
8752
3338
SH
SOLE
0
0
0
BORGWARNER INC
COM
099724106
3923
151
SH
SOLE
0
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
16289
777
SH
SOLE
0
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
87623
1894
SH
SOLE
0
0
0
CBS CORP NEW
CL B
124857202
5406
257
SH
SOLE
0
0
0
CF INDS HLDGS INC
COM
125269100
19805
810
SH
SOLE
0
0
0
CSX CORP
COM
126408103
3583
268
SH
SOLE
0
0
0
CVS HEALTH CORP
COM
126650100
30227
1630
SH
SOLE
0
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
8545
180
SH
SOLE
0
0
0
CATERPILLAR INC DEL
COM
149123101
2328
315
SH
SOLE
0
0
0
CELGENE CORP
COM
151020104
7233
682
SH
SOLE
0
0
0
CHEVRON CORP NEW
COM
166764100
21641
2666
SH
SOLE
0
0
0
CHURCH & DWIGHT INC
COM
171340102
1929
137
SH
SOLE
0
0
0
CITIGROUP INC
COM NEW
172967424
27536
1713
SH
SOLE
0
0
0
CLOROX CO DEL
COM
189054109
982
158
SH
SOLE
0
0
0
COCA COLA CO
COM
191216100
14695
689
SH
SOLE
0
0
0
COLGATE PALMOLIVE CO
COM
194162103
3591
246
SH
SOLE
0
0
0
COMMERCIAL METALS CO
COM
201723103
59782
1021
SH
SOLE
0
0
0
CONSOLIDATED EDISON INC
COM
209115104
3925
333
SH
SOLE
0
0
0
CUSHING RENAISSANCE FD
COM
231647108
14264
241
SH
SOLE
0
0
0
DBX ETF TR
XTRACK MSCI EMRG
233051101
120906
2746
SH
SOLE
0
0
0
DBX ETF TR
XTRACK HRVST CSI
233051879
5762
166
SH
SOLE
0
0
0
DANAHER CORPORATION
COM
235851102
2621
346
SH
SOLE
0
0
0
DARLING INGREDIENTS INC
COM
237266101
23459
508
SH
SOLE
0
0
0
DEERE & CO
COM
244199105
671
107
SH
SOLE
0
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
30304
293
SH
SOLE
0
0
0
DESCARTES SYS GROUP INC
COM
249906108
116802
4249
SH
SOLE
0
0
0
DISNEY WALT CO
COM DISNEY
254687106
11149
1238
SH
SOLE
0
0
0
DOMTAR CORP
COM NEW
257559203
2479
123
SH
SOLE
0
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
6835
199
SH
SOLE
0
0
0
EURONET WORLDWIDE INC
COM
298736109
750
107
SH
SOLE
0
0
0
EXCHANGE TRADED CONCEPTS TR
YLD SHS HGH INC
301505301
82250
1452
SH
SOLE
0
0
0
FAIR ISAAC CORP
COM
303250104
400
109
SH
SOLE
0
0
0
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
1320
400
SH
SOLE
0
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
141487
4267
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
2953
221
SH
SOLE
0
0
0
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
15377
291
SH
SOLE
0
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
260402
10734
SH
SOLE
0
0
0
FORD MTR CO DEL
COM
345370860
22807
200
SH
SOLE
0
0
0
FRANKLIN COVEY CO
COM
353469109
15199
385
SH
SOLE
0
0
0
GALECTIN THERAPEUTICS INC
COM NEW
363225202
16129
82
SH
SOLE
0
0
0
GENERAL ELECTRIC CO
COM
369604103
75901
758
SH
SOLE
0
0
0
GENERAL MLS INC
COM
370334104
6810
352
SH
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
7002
455
SH
SOLE
0
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
12804
417
SH
SOLE
0
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
10879
441
SH
SOLE
0
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
5735
285
SH
SOLE
0
0
0
HERCULES CAPITAL INC
COM
427096508
797280
10094
SH
SOLE
0
0
0
HERSHEY CO
COM
427866108
3872
445
SH
SOLE
0
0
0
HOLLYFRONTIER CORP
COM
436106108
2063
102
SH
SOLE
0
0
0
HOME DEPOT INC
COM
437076102
3277
629
SH
SOLE
0
0
0
HONEYWELL INTL INC
COM
438516106
5826
926
SH
SOLE
0
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
3186
660
SH
SOLE
0
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
5865
425
SH
SOLE
0
0
0
INTEL CORP
COM
458140100
12385
665
SH
SOLE
0
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2292
323
SH
SOLE
0
0
0
INTUIT
COM
461202103
385
101
SH
SOLE
0
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1400
114
SH
SOLE
0
0
0
ISHARES INC
MIN VOL GBL ETF
464286525
46792
4187
SH
SOLE
0
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
18257
3338
SH
SOLE
0
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
1720
275
SH
SOLE
0
0
0
ISHARES TR
SELECT DIVID ETF
464287168
10925
1073
SH
SOLE
0
0
0
ISHARES TR
TIPS BD ETF
464287176
4347
492
SH
SOLE
0
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4065
1157
SH
SOLE
0
0
0
ISHARES TR
CORE US AGGBD ET
464287226
3277
357
SH
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
9444
405
SH
SOLE
0
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1225
146
SH
SOLE
0
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
5799
999
SH
SOLE
0
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
2588
292
SH
SOLE
0
0
0
ISHARES TR
20 YR TR BD ETF
464287432
13858
1752
SH
SOLE
0
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
11399
959
SH
SOLE
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
4540
294
SH
SOLE
0
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
4067
770
SH
SOLE
0
0
0
ISHARES TR
EXPANDED TECH
464287515
932
196
SH
SOLE
0
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1444
161
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
1869
231
SH
SOLE
0
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
782
171
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3238
490
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 ETF
464287622
873
137
SH
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2873
440
SH
SOLE
0
0
0
ISHARES TR
U.S. TECH ETF
464287721
11943
2276
SH
SOLE
0
0
0
ISHARES TR
US HLTHCARE ETF
464287762
829
161
SH
SOLE
0
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
1586
198
SH
SOLE
0
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
19822
1529
SH
SOLE
0
0
0
ISHARES TR
DOW JONES US ETF
464287846
760
107
SH
SOLE
0
0
0
ISHARES TR
S&P SML 600 GWT
464287887
2102
375
SH
SOLE
0
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
1332
141
SH
SOLE
0
0
0
ISHARES TR
MSCI ACWI ETF
464288257
99818
7202
SH
SOLE
0
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
1982
218
SH
SOLE
0
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
5094
566
SH
SOLE
0
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
4068
126
SH
SOLE
0
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
20503
1773
SH
SOLE
0
0
0
ISHARES TR
MBS ETF
464288588
6963
741
SH
SOLE
0
0
0
ISHARES TR
MRGSTR SM CP GR
464288604
5252
1048
SH
SOLE
0
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
2140
113
SH
SOLE
0
0
0
ISHARES TR
PFD AND INCM SEC
464288687
77664
2839
SH
SOLE
0
0
0
ISHARES TR
US AER DEF ETF
464288760
777
155
SH
SOLE
0
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
1654
383
SH
SOLE
0
0
0
ISHARES TR
RUS TOP 200 ETF
464289446
7653
502
SH
SOLE
0
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
2192
117
SH
SOLE
0
0
0
ISHARES TR
MODERT ALLOC ETF
464289875
4915
187
SH
SOLE
0
0
0
ISHARES TR
CONSER ALLOC ETF
464289883
163315
5638
SH
SOLE
0
0
0
JOHNSON & JOHNSON
COM
478160104
4831
675
SH
SOLE
0
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1300
151
SH
SOLE
0
0
0
KEMET CORP
COM NEW
488360207
41882
711
SH
SOLE
0
0
0
KEMPER CORP DEL
COM
488401100
2420
184
SH
SOLE
0
0
0
KIMBERLY CLARK CORP
COM
494368103
2779
344
SH
SOLE
0
0
0
KRAFT HEINZ CO
COM
500754106
12483
408
SH
SOLE
0
0
0
LAM RESEARCH CORP
COM
512807108
656
117
SH
SOLE
0
0
0
LENNOX INTL INC
COM
526107107
1952
516
SH
SOLE
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
1296
389
SH
SOLE
0
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
122666
969
SH
SOLE
0
0
0
MCDONALDS CORP
COM
580135101
3531
671
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
27320
3222
SH
SOLE
0
0
0
MICRON TECHNOLOGY INC
COM
595112103
7954
329
SH
SOLE
0
0
0
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
64315
731
SH
SOLE
0
0
0
MONDELEZ INTL INC
CL A
609207105
10698
534
SH
SOLE
0
0
0
MORGAN STANLEY
COM NEW
617446448
16178
683
SH
SOLE
0
0
0
NMI HLDGS INC
CL A
629209305
38477
995
SH
SOLE
0
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
2500
138
SH
SOLE
0
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
15662
447
SH
SOLE
0
0
0
NIKE INC
CL B
654106103
4396
370
SH
SOLE
0
0
0
NOKIA CORP
SPONSORED ADR
654902204
163187
933
SH
SOLE
0
0
0
NORTHROP GRUMMAN CORP
COM
666807102
613
165
SH
SOLE
0
0
0
NOVAVAX INC
COM
670002104
12000
7
SH
SOLE
0
0
0
NUCOR CORP
COM
670346105
2808
164
SH
SOLE
0
0
0
OKTA INC
CL A
679295105
4461
369
SH
SOLE
0
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
3767
144
SH
SOLE
0
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3833
470
SH
SOLE
0
0
0
PALO ALTO NETWORKS INC
COM
697435105
4124
1002
SH
SOLE
0
0
0
PEPSICO INC
COM
713448108
3051
374
SH
SOLE
0
0
0
PFIZER INC
COM
717081103
37741
1603
SH
SOLE
0
0
0
PHILIP MORRIS INTL INC
COM
718172109
3616
320
SH
SOLE
0
0
0
PHILLIPS 66
COM
718546104
1908
182
SH
SOLE
0
0
0
POST HLDGS INC
COM
737446104
1592
174
SH
SOLE
0
0
0
PROCTER AND GAMBLE CO
COM
742718109
4892
509
SH
SOLE
0
0
0
PRUDENTIAL FINL INC
COM
744320102
6111
562
SH
SOLE
0
0
0
QUALCOMM INC
COM
747525103
5480
313
SH
SOLE
0
0
0
RAYTHEON CO
COM NEW
755111507
8828
1607
SH
SOLE
0
0
0
REALTY INCOME CORP
COM
756109104
2457
181
SH
SOLE
0
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
3629
122
SH
SOLE
0
0
0
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
6302
192
SH
SOLE
0
0
0
ROYCE VALUE TR INC
COM
780910105
35039
482
SH
SOLE
0
0
0
SAP SE
SPON ADR
803054204
1059
122
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
3154
251
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
11362
629
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2901
203
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
16359
855
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
7122
357
SH
SOLE
0
0
0
SHARPSPRING INC
COM
820054104
107261
1718
SH
SOLE
0
0
0
SHERWIN WILLIAMS CO
COM
824348106
1475
635
SH
SOLE
0
0
0
SMUCKER J M CO
COM NEW
832696405
913
106
SH
SOLE
0
0
0
SOUTHERN CO
COM
842587107
18141
938
SH
SOLE
0
0
0
SOUTHWEST AIRLS CO
COM
844741108
8038
417
SH
SOLE
0
0
0
SPARTAN MTRS INC
COM
846819100
926558
8182
SH
SOLE
0
0
0
SQUARE INC
CL A
852234103
2400
180
SH
SOLE
0
0
0
STARBUCKS CORP
COM
855244109
11239
835
SH
SOLE
0
0
0
STORE CAP CORP
COM
862121100
23816
798
SH
SOLE
0
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
6216
139
SH
SOLE
0
0
0
SUNTRUST BKS INC
COM
867914103
4292
254
SH
SOLE
0
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
60159
3394
SH
SOLE
0
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1954
184
SH
SOLE
0
0
0
TASEKO MINES LTD
COM
876511106
17739
10
SH
SOLE
0
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
983
269
SH
SOLE
0
0
0
TRACTOR SUPPLY CO
COM
892356106
1052
103
SH
SOLE
0
0
0
UNION PACIFIC CORP
COM
907818108
4921
823
SH
SOLE
0
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
7589
848
SH
SOLE
0
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2049
264
SH
SOLE
0
0
0
V F CORP
COM
918204108
1212
105
SH
SOLE
0
0
0
VANGUARD GROUP
DIV APP ETF
921908844
12805
1404
SH
SOLE
0
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
3579
186
SH
SOLE
0
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
11595
1442
SH
SOLE
0
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
18142
1416
SH
SOLE
0
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
4546
444
SH
SOLE
0
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
1245
193
SH
SOLE
0
0
0
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
29748
4175
SH
SOLE
0
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
12373
1038
SH
SOLE
0
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
14496
1154
SH
SOLE
0
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
14172
1151
SH
SOLE
0
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
39024
1595
SH
SOLE
0
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
26684
2286
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2798
205
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
114968
4886
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
2605
172
SH
SOLE
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
2651
142
SH
SOLE
0
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
28003
7268
SH
SOLE
0
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
3669
396
SH
SOLE
0
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2205
315
SH
SOLE
0
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
9868
858
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
9867
1773
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3852
496
SH
SOLE
0
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
4173
671
SH
SOLE
0
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1098
143
SH
SOLE
0
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
50673
5851
SH
SOLE
0
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
8374
1310
SH
SOLE
0
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
12695
1366
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
7193
1099
SH
SOLE
0
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
17578
2544
SH
SOLE
0
0
0
WALMART INC
COM
931142103
4345
424
SH
SOLE
0
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
8134
515
SH
SOLE
0
0
0
WELLS FARGO CO NEW
COM
949746101
5415
262
SH
SOLE
0
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
671
867
SH
SOLE
0
0
0
XPO LOGISTICS INC
COM
983793100
2150
116
SH
SOLE
0
0
0
QUANTA SVCS INC
COM
74762E102
3231
122
SH
SOLE
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
13234
2378
SH
SOLE
0
0
0
U S SILICA HLDGS INC
COM
90346E103
13430
233
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
33733E104
2038
110
SH
SOLE
0
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
20542
198
SH
SOLE
0
0
0
TARGET CORP
COM
87612E106
1463
117
SH
SOLE
0
0
0
TRAVELERS COMPANIES INC
COM
89417E109
2777
381
SH
SOLE
0
0
0
GLOBAL X FDS
REIT ETF
37950E127
13222
199
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
S&P SMLCP HELT
46138E149
2756
318
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
4677
232
SH
SOLE
0
0
0
GLOBAL X FDS
GLOBX SUPDV US
37950E291
8744
208
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
23664
3287
SH
SOLE
0
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
116660
1170
SH
SOLE
0
0
0
AT&T INC
COM
00206R102
54224
1700
SH
SOLE
0
0
0
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
38890
321
SH
SOLE
0
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
725
124
SH
SOLE
0
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
27789
410
SH
SOLE
0
0
0
ADVISORSHARES TR
ADVISORSHS ETF
00768Y206
2825
129
SH
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2756
503
SH
SOLE
0
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
2636
118
SH
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
956
1122
SH
SOLE
0
0
0
ALPHABET INC
CAP STK CL A
02079K305
2393
2816
SH
SOLE
0
0
0
ALTRIA GROUP INC
COM
02209S103
12402
712
SH
SOLE
0
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
4202
133
SH
SOLE
0
0
0
AMERICAN FIN TR INC
COM CLASS A
02607T109
85170
920
SH
SOLE
0
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1564
308
SH
SOLE
0
0
0
APOLLO INVT CORP
COM NEW
03761U502
31371
475
SH
SOLE
0
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
12432
226
SH
SOLE
0
0
0
ARES CAP CORP
COM
04010L103
110721
1898
SH
SOLE
0
0
0
ARES CAP CORP
NOTE 4.625% 3/0
04010LAW3
50000
50
PRN
SOLE
0
0
0
ARROW ETF TR
ARROW DJ GLB YLD
04273H104
8261
138
SH
SOLE
0
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
7850
215
SH
SOLE
0
0
0
BAKER HUGHES A GE CO
CL A
05722G100
33396
926
SH
SOLE
0
0
0
BANCO SANTANDER SA
ADR
05964H105
14782
68
SH
SOLE
0
0
0
BIOGEN INC
COM
09062X103
438
104
SH
SOLE
0
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
29594
1035
SH
SOLE
0
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
9502
328
SH
SOLE
0
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
16545
274
SH
SOLE
0
0
0
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
163638
1764
SH
SOLE
0
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
146716
1096
SH
SOLE
0
0
0
CENTENE CORP DEL
COM
15135B101
12979
689
SH
SOLE
0
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
40262
755
SH
SOLE
0
0
0
CISCO SYS INC
COM
17275R102
16021
865
SH
SOLE
0
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P100
111484
1071
SH
SOLE
0
0
0
CLOUDERA INC
COM
18914U100
18531
203
SH
SOLE
0
0
0
COLONY CR REAL ESTATE INC
COM CL A
19625T101
796939
12480
SH
SOLE
0
0
0
COMCAST CORP NEW
CL A
20030N101
2550
102
SH
SOLE
0
0
0
CONOCOPHILLIPS
COM
20825C104
2177
145
SH
SOLE
0
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
242450
2953
SH
SOLE
0
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1341
325
SH
SOLE
0
0
0
DXC TECHNOLOGY CO
COM
23355L106
6429
413
SH
SOLE
0
0
0
DOMINION ENERGY INC
COM
25746U109
2125
163
SH
SOLE
0
0
0
DOWDUPONT INC
COM
26078J100
10810
576
SH
SOLE
0
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1832
165
SH
SOLE
0
0
0
EPR PPTYS
COM SH BEN INT
26884U109
2662
205
SH
SOLE
0
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
12959
518
SH
SOLE
0
0
0
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
2625
113
SH
SOLE
0
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
11878
432
SH
SOLE
0
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
46163
522
SH
SOLE
0
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
21428
333
SH
SOLE
0
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
21215
319
SH
SOLE
0
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
23296
228
SH
SOLE
0
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
52585
428
SH
SOLE
0
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
12816
118
SH
SOLE
0
0
0
ELDORADO RESORTS INC
COM
28470R102
83195
3884
SH
SOLE
0
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
9890
745
SH
SOLE
0
0
0
EVERSOURCE ENERGY
COM
30040W108
2156
153
SH
SOLE
0
0
0
EXELON CORP
COM
30161N101
3800
190
SH
SOLE
0
0
0
EXELIXIS INC
COM
30161Q104
4520
108
SH
SOLE
0
0
0
EXXON MOBIL CORP
COM
30231G102
18902
1527
SH
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
10447
1741
SH
SOLE
0
0
0
FEDEX CORP
COM
31428X106
1924
349
SH
SOLE
0
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
10975
288
SH
SOLE
0
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
52497
1145
SH
SOLE
0
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
186594
6059
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
86529
3641
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
3905
179
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
50106
3829
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
7244
289
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
26409
1688
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
7419
210
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
3641
210
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
14129
329
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
108063
5090
SH
SOLE
0
0
0
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
3289
177
SH
SOLE
0
0
0
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P608
2236
126
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
26253
1346
SH
SOLE
0
0
0
FIRST TR DYNAMIC EUROPE EQT
COM SHS
33740D107
20062
288
SH
SOLE
0
0
0
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
29068
691
SH
SOLE
0
0
0
FLEXSHARES TR
QLT DIV DEF IDX
33939L845
20193
902
SH
SOLE
0
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
80176
772
SH
SOLE
0
0
0
GSV CAP CORP
COM
36191J101
123350
935
SH
SOLE
0
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
3400
131
SH
SOLE
0
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
11251
451
SH
SOLE
0
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
20632
862
SH
SOLE
0
0
0
GLOBAL X FDS
GLBX SUPRINC ETF
37950E333
12266
142
SH
SOLE
0
0
0
GLOBAL X FDS
X YIELDCO RENE
37954Y707
13662
177
SH
SOLE
0
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
4252
816
SH
SOLE
0
0
0
GREENSKY INC
CL A
39572G100
37111
480
SH
SOLE
0
0
0
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
9975
196
SH
SOLE
0
0
0
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
5000
101
SH
SOLE
0
0
0
HCA HEALTHCARE INC
COM
40412C101
2285
298
SH
SOLE
0
0
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
12951
216
SH
SOLE
0
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
11359
248
SH
SOLE
0
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
3530
101
SH
SOLE
0
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
20343
283
SH
SOLE
0
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
12715
335
SH
SOLE
0
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
17070
184
SH
SOLE
0
0
0
INDEXIQ ETF TR
IQ ENCH COR PL
45409B479
92707
1778
SH
SOLE
0
0
0
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
22901
731
SH
SOLE
0
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
420
240
SH
SOLE
0
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
6445
102
SH
SOLE
0
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
30610
371
SH
SOLE
0
0
0
INVESCO INDIA EXCHG TRED FD
INDIA ETF
46137R109
79530
2014
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
S&P SPIN OFF
46137V159
2338
118
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
11053
1279
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
2080
124
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
RUSEL MDCP GWT
46137V464
36851
2085
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
52909
840
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
11251
201
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
46137V589
44406
508
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
21759
771
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
82845
4361
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
CEF INM COMPSI
46138E404
14504
321
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
10530
153
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
KBW HIG DV YLD
46138E610
8470
184
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
GLOBAL WATER
46138E651
36384
978
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
GBL SRT TRM HY
46138E669
243208
5679
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
13637
254
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
FTSE RAFI EMNG
46138E727
29973
642
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
66185
1853
SH
SOLE
0
0
0
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
5441
255
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
43204
917
SH
SOLE
0
0
0
INVESCO EXCH TRD SLF IDX FD
DEFENSIVE EQTY
46138J775
4685
234
SH
SOLE
0
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
95662
1356
SH
SOLE
0
0
0
ISHARES TR
GNMA BOND ETF
46429B333
7825
387
SH
SOLE
0
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
42252
1489
SH
SOLE
0
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
7439
379
SH
SOLE
0
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
2617
244
SH
SOLE
0
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
26916
1938
SH
SOLE
0
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
30796
1811
SH
SOLE
0
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
4682
467
SH
SOLE
0
0
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
11228
564
SH
SOLE
0
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
59496
5268
SH
SOLE
0
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
91352
10248
SH
SOLE
0
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
9266
563
SH
SOLE
0
0
0
ISHARES TR
IBNDS MAR20 ETF
46432FAK3
8432
207
SH
SOLE
0
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
94504
4887
SH
SOLE
0
0
0
ISHARES TR
MULTIFACTOR INTL
46434V274
9092
239
SH
SOLE
0
0
0
ISHARES TR
INTL QLTY FACTOR
46434V456
70364
2053
SH
SOLE
0
0
0
ISHARES TR
TRS FLT RT BD
46434V860
2309
116
SH
SOLE
0
0
0
ISHARES TR
ULTR SH TRM BD
46434V878
29040
1461
SH
SOLE
0
0
0
ISHARES TR
MORTGE REL ETF
46435G342
4090
177
SH
SOLE
0
0
0
ISHARES TR
FALN ANGLS USD
46435G474
34576
910
SH
SOLE
0
0
0
JPMORGAN CHASE & CO
COM
46625H100
27303
2764
SH
SOLE
0
0
0
JP MORGAN EXCHANGE TRADED FD
DIV RTN GLB EQ
46641Q100
42271
2508
SH
SOLE
0
0
0
JP MORGAN EXCHANGE TRADED FD
JPMORGAN DIVER
46641Q407
64972
4753
SH
SOLE
0
0
0
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
22692
1141
SH
SOLE
0
0
0
KIMCO RLTY CORP
COM
49446R109
350895
6492
SH
SOLE
0
0
0
KINDER MORGAN INC DEL
COM
49456B101
54061
1082
SH
SOLE
0
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
19941
746
SH
SOLE
0
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
81176
3020
SH
SOLE
0
0
0
MARATHON PETE CORP
COM
56585A102
16891
1011
SH
SOLE
0
0
0
MARKETAXESS HLDGS INC
COM
57060D108
775
191
SH
SOLE
0
0
0
MASTERCARD INC
CL A
57636Q104
4425
1042
SH
SOLE
0
0
0
MCKESSON CORP
COM
58155Q103
1846
216
SH
SOLE
0
0
0
MERCK & CO INC
COM
58933Y105
2249
187
SH
SOLE
0
0
0
MONGODB INC
CL A
60937P106
7000
1029
SH
SOLE
0
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
18420
258
SH
SOLE
0
0
0
NAVISTAR INTL CORP NEW
NOTE 4.750% 4/1
63934EAS7
15000
15
PRN
SOLE
0
0
0
NETFLIX INC
COM
64110L106
4099
1462
SH
SOLE
0
0
0
NEUBERGER BERMAN MUNI FD INC
COM
64124P101
51225
735
SH
SOLE
0
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
779071
13174
SH
SOLE
0
0
0
NEXTERA ENERGY INC
COM
65339F101
1870
362
SH
SOLE
0
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
10561
230
SH
SOLE
0
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1418
136
SH
SOLE
0
0
0
NVIDIA CORP
COM
67066G104
7061
1268
SH
SOLE
0
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
11069
115
SH
SOLE
0
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
7072
107
SH
SOLE
0
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
12167
110
SH
SOLE
0
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
8115
123
SH
SOLE
0
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
818491
4240
SH
SOLE
0
0
0
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
11820
327
SH
SOLE
0
0
0
OPPENHEIMER ETF TR
S&P SMALLCAP 600
68386C302
5253
344
SH
SOLE
0
0
0
OPPENHEIMER ETF TR
S&P ULTRA DIVIDE
68386C401
23734
899
SH
SOLE
0
0
0
ORACLE CORP
COM
68389X105
3633
195
SH
SOLE
0
0
0
ORGANOVO HLDGS INC
COM
68620A104
10006
10
SH
SOLE
0
0
0
PAYCOM SOFTWARE INC
COM
70432V102
670
127
SH
SOLE
0
0
0
PENNYMAC MTG INVT TR
COM
70931T103
24195
501
SH
SOLE
0
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
53407
934
SH
SOLE
0
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
46148
529
SH
SOLE
0
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
4896
517
SH
SOLE
0
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1330
133
SH
SOLE
0
0
0
PIMCO ETF TR
INV GRD CRP BD
72201R817
3404
353
SH
SOLE
0
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
111617
11336
SH
SOLE
0
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
16464
528
SH
SOLE
0
0
0
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
43056
1009
SH
SOLE
0
0
0
PREFERRED APT CMNTYS INC
COM
74039L103
9660
143
SH
SOLE
0
0
0
PROSHARES TR
PSHS LC COR PLUS
74347R248
14506
992
SH
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
94399
615
SH
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.950% 7/1
74348TAR3
50000
49
PRN
SOLE
0
0
0
PUBLIC STORAGE
COM
74460D109
3086
672
SH
SOLE
0
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
559
230
SH
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27710
7828
SH
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
5301
647
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
29375
972
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
MSCI ACWI ETF
78463X475
4442
347
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
3260
103
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
7082
354
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
5334
203
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
55883
2195
SH
SOLE
0
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
3919
114
SH
SOLE
0
0
0
SPDR SERIES TRUST
NYSE TECH ETF
78464A102
3465
247
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
7160
427
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
3352
202
SH
SOLE
0
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
8729
456
SH
SOLE
0
0
0
SPDR SERIES TRUST
PORTFOLIO LN COR
78464A367
8779
238
SH
SOLE
0
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
5236
179
SH
SOLE
0
0
0
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
3233
120
SH
SOLE
0
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
36611
1317
SH
SOLE
0
0
0
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
4486
243
SH
SOLE
0
0
0
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
3348
101
SH
SOLE
0
0
0
SPDR SERIES TRUST
COMP SOFTWARE
78464A599
11919
1125
SH
SOLE
0
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
3775
373
SH
SOLE
0
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
1927
177
SH
SOLE
0
0
0
SPDR SERIES TRUST
BLOMBRG BRC TIPS
78464A656
17856
994
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
5404
277
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
157511
4842
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1807
180
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
3132
158
SH
SOLE
0
0
0
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
21515
717
SH
SOLE
0
0
0
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
4682
156
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A862
11765
924
SH
SOLE
0
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
16612
1058
SH
SOLE
0
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
4950
228
SH
SOLE
0
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
9551
462
SH
SOLE
0
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
23018
5965
SH
SOLE
0
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
13336
4606
SH
SOLE
0
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
57526
1766
SH
SOLE
0
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
4701
128
SH
SOLE
0
0
0
SPDR SER TR
S&P1500MOMTILT
78468R705
1633
202
SH
SOLE
0
0
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
59408
2248
SH
SOLE
0
0
0
SPDR SER TR
SSGA US LRG ETF
78468R804
1269
127
SH
SOLE
0
0
0
SPDR SER TR
PORTFOLIO SM ETF
78468R853
16635
503
SH
SOLE
0
0
0
SPDR SER TR
SSGA US SMAL ETF
78468R887
1567
143
SH
SOLE
0
0
0
SSGA ACTIVE TR
SPDR DBLELN EMRG
78470P309
2054
102
SH
SOLE
0
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
33536
653
SH
SOLE
0
0
0
SAIA INC
COM
78709Y105
13125
802
SH
SOLE
0
0
0
SALESFORCE COM INC
COM
79466L302
7585
1201
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
7142
655
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
11436
642
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2531
288
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1762
117
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
11924
307
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
51487
3863
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
62779
4646
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
3090
145
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
25851
936
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
84826
4934
SH
SOLE
0
0
0
SENSEONICS HLDGS INC
COM
81727U105
16667
41
SH
SOLE
0
0
0
SIRIUS XM HLDGS INC
COM
82968B103
19644
111
SH
SOLE
0
0
0
SOLAR CAP LTD
COM
83413U100
5349
111
SH
SOLE
0
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
18000
86
SH
SOLE
0
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
3562
142
SH
SOLE
0
0
0
STARWOOD PPTY TR INC
COM
85571B105
7845
175
SH
SOLE
0
0
0
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
30638
392
SH
SOLE
0
0
0
TELADOC HEALTH INC
COM
87918A105
16134
897
SH
SOLE
0
0
0
TESLA INC
COM
88160R101
408
114
SH
SOLE
0
0
0
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
9994
152
SH
SOLE
0
0
0
TEUCRIUM COMMODITY TR
SOYBEAN FD
88166A607
9592
151
SH
SOLE
0
0
0
TG THERAPEUTICS INC
COM
88322Q108
10000
80
SH
SOLE
0
0
0
3M CO
COM
88579Y101
1303
271
SH
SOLE
0
0
0
TIER REIT INC
COM NEW
88650V208
7497
215
SH
SOLE
0
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
4547
107
SH
SOLE
0
0
0
TWILIO INC
CL A
90138F102
24841
3209
SH
SOLE
0
0
0
TWITTER INC
COM
90184L102
3050
100
SH
SOLE
0
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
6556
1621
SH
SOLE
0
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1204
102
SH
SOLE
0
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
116470
2611
SH
SOLE
0
0
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
27529
450
SH
SOLE
0
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
2469
115
SH
SOLE
0
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
6848
382
SH
SOLE
0
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
7436
1282
SH
SOLE
0
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
3187
463
SH
SOLE
0
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
12277
1097
SH
SOLE
0
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
5765
372
SH
SOLE
0
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
6808
1174
SH
SOLE
0
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
4357
610
SH
SOLE
0
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
11343
2276
SH
SOLE
0
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
2797
344
SH
SOLE
0
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
9839
1275
SH
SOLE
0
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
3594
300
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
9625
768
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
1110
173
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
16635
2161
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
7610
697
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
18803
1633
SH
SOLE
0
0
0
VENTAS INC
COM
92276F100
2244
143
SH
SOLE
0
0
0
VEREIT INC
COM
92339V100
110434
924
SH
SOLE
0
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
24967
1476
SH
SOLE
0
0
0
VISA INC
COM CL A
92826C839
17440
2724
SH
SOLE
0
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
292993
3589
SH
SOLE
0
0
0
VIRTUS GLOBAL DIVID INCOME F
COM
92835W107
295468
3164
SH
SOLE
0
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
11105
112
SH
SOLE
0
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
19178
349
SH
SOLE
0
0
0
W P CAREY INC
COM
92936U109
26188
2051
SH
SOLE
0
0
0
WASTE MGMT INC DEL
COM
94106L109
5942
617
SH
SOLE
0
0
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
115024
2387
SH
SOLE
0
0
0
WISDOMTREE TR
INTRST RATE HDGE
97717W380
26014
1243
SH
SOLE
0
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
2463
211
SH
SOLE
0
0
0
WISDOMTREE TR
HEDGED HI YLD BD
97717W430
172151
4003
SH
SOLE
0
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
30839
1104
SH
SOLE
0
0
0
WISDOMTREE TR
US SMALLCAP FUND
97717W562
42343
1529
SH
SOLE
0
0
0
WISDOMTREE TR
US MIDCAP FUND
97717W570
54339
2138
SH
SOLE
0
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
13950
384
SH
SOLE
0
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
2705
137
SH
SOLE
0
0
0
WISDOMTREE TR
FNDMTL HGH YLD
97717X172
17857
907
SH
SOLE
0
0
0
WISDOMTREE TR
DYNAMIC LNG EQ
97717X313
26511
778
SH
SOLE
0
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
5150
257
SH
SOLE
0
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
5289
338
SH
SOLE
0
0
0
XCEL ENERGY INC
COM
98389B100
2925
164
SH
SOLE
0
0
0
ZUORA INC
COM CL A
98983V106
30156
604
SH
SOLE
0
0
0
ALLERGAN PLC
SHS
G0177J108
4822
706
SH
SOLE
0
0
0
CHUBB LIMITED
COM
H1467J104
1729
242
SH
SOLE
0
0
0
UBS GROUP AG
SHS
H42097107
35561
431
SH
SOLE
0
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
1813
215
SH
SOLE
0
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3320
624
SH
SOLE
0
0
0