Deputy CCO

0000891943-19-000003.txt : 20190701 0000891943-19-000003.hdr.sgml : 20190701 20190628174059 ACCESSION NUMBER: 0000891943-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190701 DATE AS OF CHANGE: 20190628 EFFECTIVENESS DATE: 20190701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 19930620 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0000891943 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N Kevin Lee Deputy CCO 714-928-9433 Kevin Lee Anaheim CA 06-28-2019 0 552 17008197 false INFORMATION TABLE 2 2019_Q1_CENTAURUS_13F.xml ABBOTT LABS COM 002824100 4228 338 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 89918 2295 SH SOLE 0 0 0 ALARM COM HLDGS INC COM 011642105 205790 13356 SH SOLE 0 0 0 ALASKA AIR GROUP INC COM 011659109 13969 784 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 2366 4213 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 2675 224 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 1149 126 SH SOLE 0 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 12130 374 SH SOLE 0 0 0 AMGEN INC COM 031162100 2294 436 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 31053 310 SH SOLE 0 0 0 APPLE INC COM 037833100 43790 8318 SH SOLE 0 0 0 ARBOR RLTY TR INC COM 038923108 9150 119 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1897 303 SH SOLE 0 0 0 BB&T CORP COM 054937107 10435 486 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 13393 586 SH SOLE 0 0 0 BANK AMER CORP COM 060505104 81982 2262 SH SOLE 0 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 709 924 SH SOLE 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 2792 141 SH SOLE 0 0 0 BAUSCH HEALTH COS INC COM 071734107 20020 494 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 464 116 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7293 1465 SH SOLE 0 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 8471 105 SH SOLE 0 0 0 BOEING CO COM 097023105 8752 3338 SH SOLE 0 0 0 BORGWARNER INC COM 099724106 3923 151 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 16289 777 SH SOLE 0 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 87623 1894 SH SOLE 0 0 0 CBS CORP NEW CL B 124857202 5406 257 SH SOLE 0 0 0 CF INDS HLDGS INC COM 125269100 19805 810 SH SOLE 0 0 0 CSX CORP COM 126408103 3583 268 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 30227 1630 SH SOLE 0 0 0 CAPITAL SOUTHWEST CORP COM 140501107 8545 180 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 2328 315 SH SOLE 0 0 0 CELGENE CORP COM 151020104 7233 682 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 21641 2666 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM 171340102 1929 137 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 27536 1713 SH SOLE 0 0 0 CLOROX CO DEL COM 189054109 982 158 SH SOLE 0 0 0 COCA COLA CO COM 191216100 14695 689 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 3591 246 SH SOLE 0 0 0 COMMERCIAL METALS CO COM 201723103 59782 1021 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 3925 333 SH SOLE 0 0 0 CUSHING RENAISSANCE FD COM 231647108 14264 241 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EMRG 233051101 120906 2746 SH SOLE 0 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 5762 166 SH SOLE 0 0 0 DANAHER CORPORATION COM 235851102 2621 346 SH SOLE 0 0 0 DARLING INGREDIENTS INC COM 237266101 23459 508 SH SOLE 0 0 0 DEERE & CO COM 244199105 671 107 SH SOLE 0 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 30304 293 SH SOLE 0 0 0 DESCARTES SYS GROUP INC COM 249906108 116802 4249 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 11149 1238 SH SOLE 0 0 0 DOMTAR CORP COM NEW 257559203 2479 123 SH SOLE 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 6835 199 SH SOLE 0 0 0 EURONET WORLDWIDE INC COM 298736109 750 107 SH SOLE 0 0 0 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 82250 1452 SH SOLE 0 0 0 FAIR ISAAC CORP COM 303250104 400 109 SH SOLE 0 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 1320 400 SH SOLE 0 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 141487 4267 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 2953 221 SH SOLE 0 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 15377 291 SH SOLE 0 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 260402 10734 SH SOLE 0 0 0 FORD MTR CO DEL COM 345370860 22807 200 SH SOLE 0 0 0 FRANKLIN COVEY CO COM 353469109 15199 385 SH SOLE 0 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 16129 82 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 75901 758 SH SOLE 0 0 0 GENERAL MLS INC COM 370334104 6810 352 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 7002 455 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 12804 417 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 10879 441 SH SOLE 0 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 5735 285 SH SOLE 0 0 0 HERCULES CAPITAL INC COM 427096508 797280 10094 SH SOLE 0 0 0 HERSHEY CO COM 427866108 3872 445 SH SOLE 0 0 0 HOLLYFRONTIER CORP COM 436106108 2063 102 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 3277 629 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 5826 926 SH SOLE 0 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 3186 660 SH SOLE 0 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 5865 425 SH SOLE 0 0 0 INTEL CORP COM 458140100 12385 665 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2292 323 SH SOLE 0 0 0 INTUIT COM 461202103 385 101 SH SOLE 0 0 0 IONIS PHARMACEUTICALS INC COM 462222100 1400 114 SH SOLE 0 0 0 ISHARES INC MIN VOL GBL ETF 464286525 46792 4187 SH SOLE 0 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 18257 3338 SH SOLE 0 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 1720 275 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 10925 1073 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 4347 492 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 4065 1157 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 3277 357 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9444 405 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1225 146 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5799 999 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2588 292 SH SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 13858 1752 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 11399 959 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 4540 294 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4067 770 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 932 196 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1444 161 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1869 231 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 782 171 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3238 490 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 873 137 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2873 440 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 11943 2276 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 829 161 SH SOLE 0 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1586 198 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 19822 1529 SH SOLE 0 0 0 ISHARES TR DOW JONES US ETF 464287846 760 107 SH SOLE 0 0 0 ISHARES TR S&P SML 600 GWT 464287887 2102 375 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1332 141 SH SOLE 0 0 0 ISHARES TR MSCI ACWI ETF 464288257 99818 7202 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1982 218 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 5094 566 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 4068 126 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 20503 1773 SH SOLE 0 0 0 ISHARES TR MBS ETF 464288588 6963 741 SH SOLE 0 0 0 ISHARES TR MRGSTR SM CP GR 464288604 5252 1048 SH SOLE 0 0 0 ISHARES TR SH TR CRPORT ETF 464288646 2140 113 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 77664 2839 SH SOLE 0 0 0 ISHARES TR US AER DEF ETF 464288760 777 155 SH SOLE 0 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1654 383 SH SOLE 0 0 0 ISHARES TR RUS TOP 200 ETF 464289446 7653 502 SH SOLE 0 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 2192 117 SH SOLE 0 0 0 ISHARES TR MODERT ALLOC ETF 464289875 4915 187 SH SOLE 0 0 0 ISHARES TR CONSER ALLOC ETF 464289883 163315 5638 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 4831 675 SH SOLE 0 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1300 151 SH SOLE 0 0 0 KEMET CORP COM NEW 488360207 41882 711 SH SOLE 0 0 0 KEMPER CORP DEL COM 488401100 2420 184 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 2779 344 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 12483 408 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 656 117 SH SOLE 0 0 0 LENNOX INTL INC COM 526107107 1952 516 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 1296 389 SH SOLE 0 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 122666 969 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 3531 671 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 27320 3222 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 7954 329 SH SOLE 0 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 64315 731 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 10698 534 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 16178 683 SH SOLE 0 0 0 NMI HLDGS INC CL A 629209305 38477 995 SH SOLE 0 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 2500 138 SH SOLE 0 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 15662 447 SH SOLE 0 0 0 NIKE INC CL B 654106103 4396 370 SH SOLE 0 0 0 NOKIA CORP SPONSORED ADR 654902204 163187 933 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 613 165 SH SOLE 0 0 0 NOVAVAX INC COM 670002104 12000 7 SH SOLE 0 0 0 NUCOR CORP COM 670346105 2808 164 SH SOLE 0 0 0 OKTA INC CL A 679295105 4461 369 SH SOLE 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 3767 144 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 3833 470 SH SOLE 0 0 0 PALO ALTO NETWORKS INC COM 697435105 4124 1002 SH SOLE 0 0 0 PEPSICO INC COM 713448108 3051 374 SH SOLE 0 0 0 PFIZER INC COM 717081103 37741 1603 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 3616 320 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 1908 182 SH SOLE 0 0 0 POST HLDGS INC COM 737446104 1592 174 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 4892 509 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 6111 562 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 5480 313 SH SOLE 0 0 0 RAYTHEON CO COM NEW 755111507 8828 1607 SH SOLE 0 0 0 REALTY INCOME CORP COM 756109104 2457 181 SH SOLE 0 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3629 122 SH SOLE 0 0 0 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 6302 192 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 35039 482 SH SOLE 0 0 0 SAP SE SPON ADR 803054204 1059 122 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3154 251 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 11362 629 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2901 203 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 16359 855 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 7122 357 SH SOLE 0 0 0 SHARPSPRING INC COM 820054104 107261 1718 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 1475 635 SH SOLE 0 0 0 SMUCKER J M CO COM NEW 832696405 913 106 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 18141 938 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 8038 417 SH SOLE 0 0 0 SPARTAN MTRS INC COM 846819100 926558 8182 SH SOLE 0 0 0 SQUARE INC CL A 852234103 2400 180 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 11239 835 SH SOLE 0 0 0 STORE CAP CORP COM 862121100 23816 798 SH SOLE 0 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 6216 139 SH SOLE 0 0 0 SUNTRUST BKS INC COM 867914103 4292 254 SH SOLE 0 0 0 TABULA RASA HEALTHCARE INC COM 873379101 60159 3394 SH SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1954 184 SH SOLE 0 0 0 TASEKO MINES LTD COM 876511106 17739 10 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 983 269 SH SOLE 0 0 0 TRACTOR SUPPLY CO COM 892356106 1052 103 SH SOLE 0 0 0 UNION PACIFIC CORP COM 907818108 4921 823 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7589 848 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2049 264 SH SOLE 0 0 0 V F CORP COM 918204108 1212 105 SH SOLE 0 0 0 VANGUARD GROUP DIV APP ETF 921908844 12805 1404 SH SOLE 0 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 3579 186 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 11595 1442 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 18142 1416 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 4546 444 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1245 193 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 29748 4175 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 12373 1038 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 14496 1154 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14172 1151 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 39024 1595 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 26684 2286 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2798 205 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 114968 4886 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2605 172 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2651 142 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 28003 7268 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3669 396 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2205 315 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9868 858 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 9867 1773 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3852 496 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4173 671 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1098 143 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 50673 5851 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 8374 1310 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 12695 1366 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 7193 1099 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 17578 2544 SH SOLE 0 0 0 WALMART INC COM 931142103 4345 424 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 8134 515 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 5415 262 SH SOLE 0 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 671 867 SH SOLE 0 0 0 XPO LOGISTICS INC COM 983793100 2150 116 SH SOLE 0 0 0 QUANTA SVCS INC COM 74762E102 3231 122 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 13234 2378 SH SOLE 0 0 0 U S SILICA HLDGS INC COM 90346E103 13430 233 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 2038 110 SH SOLE 0 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 20542 198 SH SOLE 0 0 0 TARGET CORP COM 87612E106 1463 117 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 2777 381 SH SOLE 0 0 0 GLOBAL X FDS REIT ETF 37950E127 13222 199 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 2756 318 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 4677 232 SH SOLE 0 0 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 8744 208 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 23664 3287 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 116660 1170 SH SOLE 0 0 0 AT&T INC COM 00206R102 54224 1700 SH SOLE 0 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 38890 321 SH SOLE 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 725 124 SH SOLE 0 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 27789 410 SH SOLE 0 0 0 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 2825 129 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2756 503 SH SOLE 0 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 2636 118 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 956 1122 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 2393 2816 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 12402 712 SH SOLE 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 4202 133 SH SOLE 0 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 85170 920 SH SOLE 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1564 308 SH SOLE 0 0 0 APOLLO INVT CORP COM NEW 03761U502 31371 475 SH SOLE 0 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 12432 226 SH SOLE 0 0 0 ARES CAP CORP COM 04010L103 110721 1898 SH SOLE 0 0 0 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 50000 50 PRN SOLE 0 0 0 ARROW ETF TR ARROW DJ GLB YLD 04273H104 8261 138 SH SOLE 0 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 7850 215 SH SOLE 0 0 0 BAKER HUGHES A GE CO CL A 05722G100 33396 926 SH SOLE 0 0 0 BANCO SANTANDER SA ADR 05964H105 14782 68 SH SOLE 0 0 0 BIOGEN INC COM 09062X103 438 104 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 29594 1035 SH SOLE 0 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 9502 328 SH SOLE 0 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 16545 274 SH SOLE 0 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 163638 1764 SH SOLE 0 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 146716 1096 SH SOLE 0 0 0 CENTENE CORP DEL COM 15135B101 12979 689 SH SOLE 0 0 0 CHIMERA INVT CORP COM NEW 16934Q208 40262 755 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 16021 865 SH SOLE 0 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 111484 1071 SH SOLE 0 0 0 CLOUDERA INC COM 18914U100 18531 203 SH SOLE 0 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 796939 12480 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 2550 102 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 2177 145 SH SOLE 0 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 242450 2953 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1341 325 SH SOLE 0 0 0 DXC TECHNOLOGY CO COM 23355L106 6429 413 SH SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 2125 163 SH SOLE 0 0 0 DOWDUPONT INC COM 26078J100 10810 576 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1832 165 SH SOLE 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 2662 205 SH SOLE 0 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 12959 518 SH SOLE 0 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 2625 113 SH SOLE 0 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 11878 432 SH SOLE 0 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 46163 522 SH SOLE 0 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 21428 333 SH SOLE 0 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 21215 319 SH SOLE 0 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 23296 228 SH SOLE 0 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 52585 428 SH SOLE 0 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 12816 118 SH SOLE 0 0 0 ELDORADO RESORTS INC COM 28470R102 83195 3884 SH SOLE 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 9890 745 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 2156 153 SH SOLE 0 0 0 EXELON CORP COM 30161N101 3800 190 SH SOLE 0 0 0 EXELIXIS INC COM 30161Q104 4520 108 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 18902 1527 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 10447 1741 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 1924 349 SH SOLE 0 0 0 FIRST DATA CORP NEW COM CL A 32008D106 10975 288 SH SOLE 0 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 52497 1145 SH SOLE 0 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 186594 6059 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 86529 3641 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 3905 179 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 50106 3829 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 7244 289 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 26409 1688 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 7419 210 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3641 210 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 14129 329 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 108063 5090 SH SOLE 0 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 3289 177 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 2236 126 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 26253 1346 SH SOLE 0 0 0 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 20062 288 SH SOLE 0 0 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 29068 691 SH SOLE 0 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 20193 902 SH SOLE 0 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 80176 772 SH SOLE 0 0 0 GSV CAP CORP COM 36191J101 123350 935 SH SOLE 0 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 3400 131 SH SOLE 0 0 0 GLACIER BANCORP INC NEW COM 37637Q105 11251 451 SH SOLE 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 20632 862 SH SOLE 0 0 0 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 12266 142 SH SOLE 0 0 0 GLOBAL X FDS X YIELDCO RENE 37954Y707 13662 177 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4252 816 SH SOLE 0 0 0 GREENSKY INC CL A 39572G100 37111 480 SH SOLE 0 0 0 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 9975 196 SH SOLE 0 0 0 GUGGENHEIM CR ALLOCATION FD COM 40168G108 5000 101 SH SOLE 0 0 0 HCA HEALTHCARE INC COM 40412C101 2285 298 SH SOLE 0 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 12951 216 SH SOLE 0 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 11359 248 SH SOLE 0 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 3530 101 SH SOLE 0 0 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 20343 283 SH SOLE 0 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 12715 335 SH SOLE 0 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 17070 184 SH SOLE 0 0 0 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 92707 1778 SH SOLE 0 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 22901 731 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 420 240 SH SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 6445 102 SH SOLE 0 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 30610 371 SH SOLE 0 0 0 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 79530 2014 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 2338 118 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 11053 1279 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 2080 124 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T RUSEL MDCP GWT 46137V464 36851 2085 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 52909 840 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 11251 201 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 44406 508 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 21759 771 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 82845 4361 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 14504 321 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 10530 153 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 8470 184 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR GLOBAL WATER 46138E651 36384 978 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 243208 5679 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 13637 254 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 29973 642 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 66185 1853 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 5441 255 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 43204 917 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 4685 234 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 95662 1356 SH SOLE 0 0 0 ISHARES TR GNMA BOND ETF 46429B333 7825 387 SH SOLE 0 0 0 ISHARES TR MSCI INDIA ETF 46429B598 42252 1489 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 7439 379 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2617 244 SH SOLE 0 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 26916 1938 SH SOLE 0 0 0 ISHARES TR MIN VOL USA ETF 46429B697 30796 1811 SH SOLE 0 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 4682 467 SH SOLE 0 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 11228 564 SH SOLE 0 0 0 ISHARES TR USA QUALITY FCTR 46432F339 59496 5268 SH SOLE 0 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 91352 10248 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 9266 563 SH SOLE 0 0 0 ISHARES TR IBNDS MAR20 ETF 46432FAK3 8432 207 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 94504 4887 SH SOLE 0 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 9092 239 SH SOLE 0 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 70364 2053 SH SOLE 0 0 0 ISHARES TR TRS FLT RT BD 46434V860 2309 116 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD 46434V878 29040 1461 SH SOLE 0 0 0 ISHARES TR MORTGE REL ETF 46435G342 4090 177 SH SOLE 0 0 0 ISHARES TR FALN ANGLS USD 46435G474 34576 910 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 27303 2764 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD DIV RTN GLB EQ 46641Q100 42271 2508 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 64972 4753 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 22692 1141 SH SOLE 0 0 0 KIMCO RLTY CORP COM 49446R109 350895 6492 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 54061 1082 SH SOLE 0 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 19941 746 SH SOLE 0 0 0 MAIN STREET CAPITAL CORP COM 56035L104 81176 3020 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 16891 1011 SH SOLE 0 0 0 MARKETAXESS HLDGS INC COM 57060D108 775 191 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 4425 1042 SH SOLE 0 0 0 MCKESSON CORP COM 58155Q103 1846 216 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 2249 187 SH SOLE 0 0 0 MONGODB INC CL A 60937P106 7000 1029 SH SOLE 0 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 18420 258 SH SOLE 0 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 15000 15 PRN SOLE 0 0 0 NETFLIX INC COM 64110L106 4099 1462 SH SOLE 0 0 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 51225 735 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 779071 13174 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 1870 362 SH SOLE 0 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 10561 230 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1418 136 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 7061 1268 SH SOLE 0 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 11069 115 SH SOLE 0 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 7072 107 SH SOLE 0 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 12167 110 SH SOLE 0 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 8115 123 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 818491 4240 SH SOLE 0 0 0 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 11820 327 SH SOLE 0 0 0 OPPENHEIMER ETF TR S&P SMALLCAP 600 68386C302 5253 344 SH SOLE 0 0 0 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 23734 899 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 3633 195 SH SOLE 0 0 0 ORGANOVO HLDGS INC COM 68620A104 10006 10 SH SOLE 0 0 0 PAYCOM SOFTWARE INC COM 70432V102 670 127 SH SOLE 0 0 0 PENNYMAC MTG INVT TR COM 70931T103 24195 501 SH SOLE 0 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 53407 934 SH SOLE 0 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 46148 529 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 4896 517 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1330 133 SH SOLE 0 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 3404 353 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 111617 11336 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 16464 528 SH SOLE 0 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 43056 1009 SH SOLE 0 0 0 PREFERRED APT CMNTYS INC COM 74039L103 9660 143 SH SOLE 0 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 14506 992 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 94399 615 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 50000 49 PRN SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 3086 672 SH SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 559 230 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 27710 7828 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5301 647 SH SOLE 0 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 29375 972 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI ACWI ETF 78463X475 4442 347 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 3260 103 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 7082 354 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 5334 203 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 55883 2195 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3919 114 SH SOLE 0 0 0 SPDR SERIES TRUST NYSE TECH ETF 78464A102 3465 247 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 7160 427 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 3352 202 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 8729 456 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 8779 238 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 5236 179 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3233 120 SH SOLE 0 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 36611 1317 SH SOLE 0 0 0 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 4486 243 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 3348 101 SH SOLE 0 0 0 SPDR SERIES TRUST COMP SOFTWARE 78464A599 11919 1125 SH SOLE 0 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 3775 373 SH SOLE 0 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 1927 177 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 17856 994 SH SOLE 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5404 277 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 157511 4842 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1807 180 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3132 158 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 21515 717 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 4682 156 SH SOLE 0 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 11765 924 SH SOLE 0 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 16612 1058 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 4950 228 SH SOLE 0 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 9551 462 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 23018 5965 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13336 4606 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 57526 1766 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 4701 128 SH SOLE 0 0 0 SPDR SER TR S&P1500MOMTILT 78468R705 1633 202 SH SOLE 0 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 59408 2248 SH SOLE 0 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 1269 127 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 16635 503 SH SOLE 0 0 0 SPDR SER TR SSGA US SMAL ETF 78468R887 1567 143 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 2054 102 SH SOLE 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 33536 653 SH SOLE 0 0 0 SAIA INC COM 78709Y105 13125 802 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 7585 1201 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7142 655 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11436 642 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2531 288 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1762 117 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11924 307 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 51487 3863 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 62779 4646 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3090 145 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 25851 936 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 84826 4934 SH SOLE 0 0 0 SENSEONICS HLDGS INC COM 81727U105 16667 41 SH SOLE 0 0 0 SIRIUS XM HLDGS INC COM 82968B103 19644 111 SH SOLE 0 0 0 SOLAR CAP LTD COM 83413U100 5349 111 SH SOLE 0 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 18000 86 SH SOLE 0 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 3562 142 SH SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 7845 175 SH SOLE 0 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 30638 392 SH SOLE 0 0 0 TELADOC HEALTH INC COM 87918A105 16134 897 SH SOLE 0 0 0 TESLA INC COM 88160R101 408 114 SH SOLE 0 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 9994 152 SH SOLE 0 0 0 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 9592 151 SH SOLE 0 0 0 TG THERAPEUTICS INC COM 88322Q108 10000 80 SH SOLE 0 0 0 3M CO COM 88579Y101 1303 271 SH SOLE 0 0 0 TIER REIT INC COM NEW 88650V208 7497 215 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 4547 107 SH SOLE 0 0 0 TWILIO INC CL A 90138F102 24841 3209 SH SOLE 0 0 0 TWITTER INC COM 90184L102 3050 100 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6556 1621 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1204 102 SH SOLE 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 116470 2611 SH SOLE 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 27529 450 SH SOLE 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2469 115 SH SOLE 0 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6848 382 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7436 1282 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 3187 463 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 12277 1097 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5765 372 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 6808 1174 SH SOLE 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 4357 610 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 11343 2276 SH SOLE 0 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2797 344 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 9839 1275 SH SOLE 0 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 3594 300 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9625 768 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1110 173 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 16635 2161 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 7610 697 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 18803 1633 SH SOLE 0 0 0 VENTAS INC COM 92276F100 2244 143 SH SOLE 0 0 0 VEREIT INC COM 92339V100 110434 924 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 24967 1476 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 17440 2724 SH SOLE 0 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 292993 3589 SH SOLE 0 0 0 VIRTUS GLOBAL DIVID INCOME F COM 92835W107 295468 3164 SH SOLE 0 0 0 VIRTUS TOTAL RETURN FUND INC COM 92837G100 11105 112 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 19178 349 SH SOLE 0 0 0 W P CAREY INC COM 92936U109 26188 2051 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 5942 617 SH SOLE 0 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 115024 2387 SH SOLE 0 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 26014 1243 SH SOLE 0 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 2463 211 SH SOLE 0 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 172151 4003 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 30839 1104 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 42343 1529 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 54339 2138 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 13950 384 SH SOLE 0 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 2705 137 SH SOLE 0 0 0 WISDOMTREE TR FNDMTL HGH YLD 97717X172 17857 907 SH SOLE 0 0 0 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 26511 778 SH SOLE 0 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 5150 257 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5289 338 SH SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 2925 164 SH SOLE 0 0 0 ZUORA INC COM CL A 98983V106 30156 604 SH SOLE 0 0 0 ALLERGAN PLC SHS G0177J108 4822 706 SH SOLE 0 0 0 CHUBB LIMITED COM H1467J104 1729 242 SH SOLE 0 0 0 UBS GROUP AG SHS H42097107 35561 431 SH SOLE 0 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1813 215 SH SOLE 0 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 3320 624 SH SOLE 0 0 0