DEPUTY CCO

0000891943-19-000002.txt : 20190513 0000891943-19-000002.hdr.sgml : 20190513 20190510200948 ACCESSION NUMBER: 0000891943-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190510 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 19816591 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000891943 XXXXXXXX 03-31-2019 03-31-2019 CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N KEVIN LEE DEPUTY CCO 714-456-1790 KEVIN LEE ANAHEIM CA 05-10-2019 0 552 585024 false INFORMATION TABLE 2 2019_Q1_CENTAURUS_13F.xml 2019 Q1 CFI 13F ABBOTT LABS COM 002824100 338 4228 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2295 89918 SH SOLE 0 0 0 ALARM COM HLDGS INC COM 011642105 13356 205790 SH SOLE 0 0 0 ALASKA AIR GROUP INC COM 011659109 784 13969 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 4213 2366 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 224 2675 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 126 1149 SH SOLE 0 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 374 12130 SH SOLE 0 0 0 AMGEN INC COM 031162100 436 2294 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 310 31053 SH SOLE 0 0 0 APPLE INC COM 037833100 8318 43790 SH SOLE 0 0 0 ARBOR RLTY TR INC COM 038923108 119 9150 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 303 1897 SH SOLE 0 0 0 BB&T CORP COM 054937107 486 10435 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 586 13393 SH SOLE 0 0 0 BANK AMER CORP COM 060505104 2262 81982 SH SOLE 0 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 924 709 SH SOLE 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 141 2792 SH SOLE 0 0 0 BAUSCH HEALTH COS INC COM 071734107 494 20020 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 116 464 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1465 7293 SH SOLE 0 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 105 8471 SH SOLE 0 0 0 BOEING CO COM 097023105 3338 8752 SH SOLE 0 0 0 BORGWARNER INC COM 099724106 151 3923 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 777 16289 SH SOLE 0 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1894 87623 SH SOLE 0 0 0 CBS CORP NEW CL B 124857202 257 5406 SH SOLE 0 0 0 CF INDS HLDGS INC COM 125269100 810 19805 SH SOLE 0 0 0 CSX CORP COM 126408103 268 3583 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 1630 30227 SH SOLE 0 0 0 CAPITAL SOUTHWEST CORP COM 140501107 180 8545 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 315 2328 SH SOLE 0 0 0 CELGENE CORP COM 151020104 682 7233 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 2666 21641 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM 171340102 137 1929 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 1713 27536 SH SOLE 0 0 0 CLOROX CO DEL COM 189054109 158 982 SH SOLE 0 0 0 COCA COLA CO COM 191216100 689 14695 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 246 3591 SH SOLE 0 0 0 COMMERCIAL METALS CO COM 201723103 1021 59782 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 333 3925 SH SOLE 0 0 0 CUSHING RENAISSANCE FD COM 231647108 241 14264 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EMRG 233051101 2746 120906 SH SOLE 0 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 166 5762 SH SOLE 0 0 0 DANAHER CORPORATION COM 235851102 346 2621 SH SOLE 0 0 0 DARLING INGREDIENTS INC COM 237266101 508 23459 SH SOLE 0 0 0 DEERE & CO COM 244199105 107 671 SH SOLE 0 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 293 30304 SH SOLE 0 0 0 DESCARTES SYS GROUP INC COM 249906108 4249 116802 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 1238 11149 SH SOLE 0 0 0 DOMTAR CORP COM NEW 257559203 123 2479 SH SOLE 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 199 6835 SH SOLE 0 0 0 EURONET WORLDWIDE INC COM 298736109 107 750 SH SOLE 0 0 0 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 1452 82250 SH SOLE 0 0 0 FAIR ISAAC CORP COM 303250104 109 400 SH SOLE 0 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 400 1320 SH SOLE 0 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 4267 141487 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 221 2953 SH SOLE 0 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 291 15377 SH SOLE 0 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 10734 260402 SH SOLE 0 0 0 FORD MTR CO DEL COM 345370860 200 22807 SH SOLE 0 0 0 FRANKLIN COVEY CO COM 353469109 385 15199 SH SOLE 0 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 82 16129 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 758 75901 SH SOLE 0 0 0 GENERAL MLS INC COM 370334104 352 6810 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 455 7002 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 417 12804 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 441 10879 SH SOLE 0 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 285 5735 SH SOLE 0 0 0 HERCULES CAPITAL INC COM 427096508 10094 797280 SH SOLE 0 0 0 HERSHEY CO COM 427866108 445 3872 SH SOLE 0 0 0 HOLLYFRONTIER CORP COM 436106108 102 2063 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 629 3277 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 926 5826 SH SOLE 0 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 660 3186 SH SOLE 0 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 425 5865 SH SOLE 0 0 0 INTEL CORP COM 458140100 665 12385 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 323 2292 SH SOLE 0 0 0 INTUIT COM 461202103 101 385 SH SOLE 0 0 0 IONIS PHARMACEUTICALS INC COM 462222100 114 1400 SH SOLE 0 0 0 ISHARES INC MIN VOL GBL ETF 464286525 4187 46792 SH SOLE 0 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 3338 18257 SH SOLE 0 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 275 1720 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1073 10925 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 492 4347 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 1157 4065 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 357 3277 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 405 9444 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 146 1225 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 999 5799 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 292 2588 SH SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1752 13858 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 959 11399 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 294 4540 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 770 4067 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 196 932 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 161 1444 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 231 1869 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 171 782 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 490 3238 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 137 873 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 440 2873 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2276 11943 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 161 829 SH SOLE 0 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 198 1586 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1529 19822 SH SOLE 0 0 0 ISHARES TR DOW JONES US ETF 464287846 107 760 SH SOLE 0 0 0 ISHARES TR S&P SML 600 GWT 464287887 375 2102 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 141 1332 SH SOLE 0 0 0 ISHARES TR MSCI ACWI ETF 464288257 7202 99818 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 218 1982 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 566 5094 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 126 4068 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1773 20503 SH SOLE 0 0 0 ISHARES TR MBS ETF 464288588 741 6963 SH SOLE 0 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1048 5252 SH SOLE 0 0 0 ISHARES TR SH TR CRPORT ETF 464288646 113 2140 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 2839 77664 SH SOLE 0 0 0 ISHARES TR US AER DEF ETF 464288760 155 777 SH SOLE 0 0 0 ISHARES TR U.S. MED DVC ETF 464288810 383 1654 SH SOLE 0 0 0 ISHARES TR RUS TOP 200 ETF 464289446 502 7653 SH SOLE 0 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 117 2192 SH SOLE 0 0 0 ISHARES TR MODERT ALLOC ETF 464289875 187 4915 SH SOLE 0 0 0 ISHARES TR CONSER ALLOC ETF 464289883 5638 163315 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 675 4831 SH SOLE 0 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 151 1300 SH SOLE 0 0 0 KEMET CORP COM NEW 488360207 711 41882 SH SOLE 0 0 0 KEMPER CORP DEL COM 488401100 184 2420 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 344 2779 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 408 12483 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 117 656 SH SOLE 0 0 0 LENNOX INTL INC COM 526107107 516 1952 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 389 1296 SH SOLE 0 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 969 122666 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 671 3531 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 3222 27320 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 329 7954 SH SOLE 0 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 731 64315 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 534 10698 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 683 16178 SH SOLE 0 0 0 NMI HLDGS INC CL A 629209305 995 38477 SH SOLE 0 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 138 2500 SH SOLE 0 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 447 15662 SH SOLE 0 0 0 NIKE INC CL B 654106103 370 4396 SH SOLE 0 0 0 NOKIA CORP SPONSORED ADR 654902204 933 163187 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 165 613 SH SOLE 0 0 0 NOVAVAX INC COM 670002104 7 12000 SH SOLE 0 0 0 NUCOR CORP COM 670346105 164 2808 SH SOLE 0 0 0 OKTA INC CL A 679295105 369 4461 SH SOLE 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 144 3767 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 470 3833 SH SOLE 0 0 0 PALO ALTO NETWORKS INC COM 697435105 1002 4124 SH SOLE 0 0 0 PEPSICO INC COM 713448108 374 3051 SH SOLE 0 0 0 PFIZER INC COM 717081103 1603 37741 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 320 3616 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 182 1908 SH SOLE 0 0 0 POST HLDGS INC COM 737446104 174 1592 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 509 4892 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 562 6111 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 313 5480 SH SOLE 0 0 0 RAYTHEON CO COM NEW 755111507 1607 8828 SH SOLE 0 0 0 REALTY INCOME CORP COM 756109104 181 2457 SH SOLE 0 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 122 3629 SH SOLE 0 0 0 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 192 6302 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 482 35039 SH SOLE 0 0 0 SAP SE SPON ADR 803054204 122 1059 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 251 3154 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 629 11362 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 203 2901 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 855 16359 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 357 7122 SH SOLE 0 0 0 SHARPSPRING INC COM 820054104 1718 107261 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 635 1475 SH SOLE 0 0 0 SMUCKER J M CO COM NEW 832696405 106 913 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 938 18141 SH SOLE 0 0 0 SOUTHWEST AIRLS CO COM 844741108 417 8038 SH SOLE 0 0 0 SPARTAN MTRS INC COM 846819100 8182 926558 SH SOLE 0 0 0 SQUARE INC CL A 852234103 180 2400 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 835 11239 SH SOLE 0 0 0 STORE CAP CORP COM 862121100 798 23816 SH SOLE 0 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 139 6216 SH SOLE 0 0 0 SUNTRUST BKS INC COM 867914103 254 4292 SH SOLE 0 0 0 TABULA RASA HEALTHCARE INC COM 873379101 3394 60159 SH SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 184 1954 SH SOLE 0 0 0 TASEKO MINES LTD COM 876511106 10 17739 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 269 983 SH SOLE 0 0 0 TRACTOR SUPPLY CO COM 892356106 103 1052 SH SOLE 0 0 0 UNION PACIFIC CORP COM 907818108 823 4921 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 848 7589 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 264 2049 SH SOLE 0 0 0 V F CORP COM 918204108 105 1212 SH SOLE 0 0 0 VANGUARD GROUP DIV APP ETF 921908844 1404 12805 SH SOLE 0 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 186 3579 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1442 11595 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1416 18142 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 444 4546 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 193 1245 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 4175 29748 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1038 12373 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1154 14496 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1151 14172 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1595 39024 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2286 26684 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 205 2798 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4886 114968 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 172 2605 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 142 2651 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7268 28003 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 396 3669 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 315 2205 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 858 9868 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1773 9867 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 496 3852 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 671 4173 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 143 1098 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5851 50673 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1310 8374 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1366 12695 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1099 7193 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2544 17578 SH SOLE 0 0 0 WALMART INC COM 931142103 424 4345 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 515 8134 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 262 5415 SH SOLE 0 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 867 671 SH SOLE 0 0 0 XPO LOGISTICS INC COM 983793100 116 2150 SH SOLE 0 0 0 QUANTA SVCS INC COM 74762E102 122 3231 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2378 13234 SH SOLE 0 0 0 U S SILICA HLDGS INC COM 90346E103 233 13430 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 110 2038 SH SOLE 0 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 198 20542 SH SOLE 0 0 0 TARGET CORP COM 87612E106 117 1463 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 381 2777 SH SOLE 0 0 0 GLOBAL X FDS REIT ETF 37950E127 199 13222 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 318 2756 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 232 4677 SH SOLE 0 0 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 208 8744 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3287 23664 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1170 116660 SH SOLE 0 0 0 AT&T INC COM 00206R102 1700 54224 SH SOLE 0 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 321 38890 SH SOLE 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 124 725 SH SOLE 0 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 410 27789 SH SOLE 0 0 0 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 129 2825 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 503 2756 SH SOLE 0 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 118 2636 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1122 956 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 2816 2393 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 712 12402 SH SOLE 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 133 4202 SH SOLE 0 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 920 85170 SH SOLE 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 308 1564 SH SOLE 0 0 0 APOLLO INVT CORP COM NEW 03761U502 475 31371 SH SOLE 0 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 226 12432 SH SOLE 0 0 0 ARES CAP CORP COM 04010L103 1898 110721 SH SOLE 0 0 0 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 50 50000 PRN SOLE 0 0 0 ARROW ETF TR ARROW DJ GLB YLD 04273H104 138 8261 SH SOLE 0 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 215 7850 SH SOLE 0 0 0 BAKER HUGHES A GE CO CL A 05722G100 926 33396 SH SOLE 0 0 0 BANCO SANTANDER SA ADR 05964H105 68 14782 SH SOLE 0 0 0 BIOGEN INC COM 09062X103 104 438 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1035 29594 SH SOLE 0 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 328 9502 SH SOLE 0 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 274 16545 SH SOLE 0 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 1764 163638 SH SOLE 0 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 1096 146716 SH SOLE 0 0 0 CENTENE CORP DEL COM 15135B101 689 12979 SH SOLE 0 0 0 CHIMERA INVT CORP COM NEW 16934Q208 755 40262 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 865 16021 SH SOLE 0 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 1071 111484 SH SOLE 0 0 0 CLOUDERA INC COM 18914U100 203 18531 SH SOLE 0 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 12480 796939 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 102 2550 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 145 2177 SH SOLE 0 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 2953 242450 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 325 1341 SH SOLE 0 0 0 DXC TECHNOLOGY CO COM 23355L106 413 6429 SH SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 163 2125 SH SOLE 0 0 0 DOWDUPONT INC COM 26078J100 576 10810 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 165 1832 SH SOLE 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 205 2662 SH SOLE 0 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 518 12959 SH SOLE 0 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 113 2625 SH SOLE 0 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 432 11878 SH SOLE 0 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 522 46163 SH SOLE 0 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 333 21428 SH SOLE 0 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 319 21215 SH SOLE 0 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 228 23296 SH SOLE 0 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 428 52585 SH SOLE 0 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 118 12816 SH SOLE 0 0 0 ELDORADO RESORTS INC COM 28470R102 3884 83195 SH SOLE 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 745 9890 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 153 2156 SH SOLE 0 0 0 EXELON CORP COM 30161N101 190 3800 SH SOLE 0 0 0 EXELIXIS INC COM 30161Q104 108 4520 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1527 18902 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 1741 10447 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 349 1924 SH SOLE 0 0 0 FIRST DATA CORP NEW COM CL A 32008D106 288 10975 SH SOLE 0 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 1145 52497 SH SOLE 0 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6059 186594 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3641 86529 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 179 3905 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 3829 50106 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 289 7244 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1688 26409 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 210 7419 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 210 3641 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 329 14129 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 5090 108063 SH SOLE 0 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 177 3289 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 126 2236 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1346 26253 SH SOLE 0 0 0 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 288 20062 SH SOLE 0 0 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 691 29068 SH SOLE 0 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 902 20193 SH SOLE 0 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 772 80176 SH SOLE 0 0 0 GSV CAP CORP COM 36191J101 935 123350 SH SOLE 0 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 131 3400 SH SOLE 0 0 0 GLACIER BANCORP INC NEW COM 37637Q105 451 11251 SH SOLE 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 862 20632 SH SOLE 0 0 0 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 142 12266 SH SOLE 0 0 0 GLOBAL X FDS X YIELDCO RENE 37954Y707 177 13662 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 816 4252 SH SOLE 0 0 0 GREENSKY INC CL A 39572G100 480 37111 SH SOLE 0 0 0 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 196 9975 SH SOLE 0 0 0 GUGGENHEIM CR ALLOCATION FD COM 40168G108 101 5000 SH SOLE 0 0 0 HCA HEALTHCARE INC COM 40412C101 298 2285 SH SOLE 0 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 216 12951 SH SOLE 0 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 248 11359 SH SOLE 0 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 101 3530 SH SOLE 0 0 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 283 20343 SH SOLE 0 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 335 12715 SH SOLE 0 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 184 17070 SH SOLE 0 0 0 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 1778 92707 SH SOLE 0 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 731 22901 SH SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 240 420 SH SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 102 6445 SH SOLE 0 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 371 30610 SH SOLE 0 0 0 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 2014 79530 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 118 2338 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1279 11053 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 124 2080 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T RUSEL MDCP GWT 46137V464 2085 36851 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 840 52909 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 201 11251 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 508 44406 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 771 21759 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 4361 82845 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 321 14504 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 153 10530 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 184 8470 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR GLOBAL WATER 46138E651 978 36384 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 5679 243208 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 254 13637 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 642 29973 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 1853 66185 SH SOLE 0 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 255 5441 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 917 43204 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 234 4685 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1356 95662 SH SOLE 0 0 0 ISHARES TR GNMA BOND ETF 46429B333 387 7825 SH SOLE 0 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1489 42252 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 379 7439 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 244 2617 SH SOLE 0 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 1938 26916 SH SOLE 0 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1811 30796 SH SOLE 0 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 467 4682 SH SOLE 0 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 564 11228 SH SOLE 0 0 0 ISHARES TR USA QUALITY FCTR 46432F339 5268 59496 SH SOLE 0 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 10248 91352 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 563 9266 SH SOLE 0 0 0 ISHARES TR IBNDS MAR20 ETF 46432FAK3 207 8432 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4887 94504 SH SOLE 0 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 239 9092 SH SOLE 0 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 2053 70364 SH SOLE 0 0 0 ISHARES TR TRS FLT RT BD 46434V860 116 2309 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD 46434V878 1461 29040 SH SOLE 0 0 0 ISHARES TR MORTGE REL ETF 46435G342 177 4090 SH SOLE 0 0 0 ISHARES TR FALN ANGLS USD 46435G474 910 34576 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2764 27303 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD DIV RTN GLB EQ 46641Q100 2508 42271 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 4753 64972 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1141 22692 SH SOLE 0 0 0 KIMCO RLTY CORP COM 49446R109 6492 350895 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 1082 54061 SH SOLE 0 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 746 19941 SH SOLE 0 0 0 MAIN STREET CAPITAL CORP COM 56035L104 3020 81176 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 1011 16891 SH SOLE 0 0 0 MARKETAXESS HLDGS INC COM 57060D108 191 775 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 1042 4425 SH SOLE 0 0 0 MCKESSON CORP COM 58155Q103 216 1846 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 187 2249 SH SOLE 0 0 0 MONGODB INC CL A 60937P106 1029 7000 SH SOLE 0 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 258 18420 SH SOLE 0 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 15 15000 PRN SOLE 0 0 0 NETFLIX INC COM 64110L106 1462 4099 SH SOLE 0 0 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 735 51225 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 13174 779071 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 362 1870 SH SOLE 0 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 230 10561 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 136 1418 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 1268 7061 SH SOLE 0 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 115 11069 SH SOLE 0 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 107 7072 SH SOLE 0 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 110 12167 SH SOLE 0 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 123 8115 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 4240 818491 SH SOLE 0 0 0 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 327 11820 SH SOLE 0 0 0 OPPENHEIMER ETF TR S&P SMALLCAP 600 68386C302 344 5253 SH SOLE 0 0 0 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 899 23734 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 195 3633 SH SOLE 0 0 0 ORGANOVO HLDGS INC COM 68620A104 10 10006 SH SOLE 0 0 0 PAYCOM SOFTWARE INC COM 70432V102 127 670 SH SOLE 0 0 0 PENNYMAC MTG INVT TR COM 70931T103 501 24195 SH SOLE 0 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 934 53407 SH SOLE 0 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 529 46148 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 517 4896 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 133 1330 SH SOLE 0 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 353 3404 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11336 111617 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 528 16464 SH SOLE 0 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1009 43056 SH SOLE 0 0 0 PREFERRED APT CMNTYS INC COM 74039L103 143 9660 SH SOLE 0 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 992 14506 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 615 94399 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 49 50000 PRN SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 672 3086 SH SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 230 559 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7828 27710 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 647 5301 SH SOLE 0 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 972 29375 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI ACWI ETF 78463X475 347 4442 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 103 3260 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 354 7082 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 203 5334 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2195 55883 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 114 3919 SH SOLE 0 0 0 SPDR SERIES TRUST NYSE TECH ETF 78464A102 247 3465 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 427 7160 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 202 3352 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 456 8729 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 238 8779 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 179 5236 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 120 3233 SH SOLE 0 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1317 36611 SH SOLE 0 0 0 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 243 4486 SH SOLE 0 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 101 3348 SH SOLE 0 0 0 SPDR SERIES TRUST COMP SOFTWARE 78464A599 1125 11919 SH SOLE 0 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 373 3775 SH SOLE 0 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 177 1927 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 994 17856 SH SOLE 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 277 5404 SH SOLE 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4842 157511 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 180 1807 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 158 3132 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 717 21515 SH SOLE 0 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 156 4682 SH SOLE 0 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 924 11765 SH SOLE 0 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1058 16612 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 228 4950 SH SOLE 0 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 462 9551 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 5965 23018 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4606 13336 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 1766 57526 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 128 4701 SH SOLE 0 0 0 SPDR SER TR S&P1500MOMTILT 78468R705 202 1633 SH SOLE 0 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 2248 59408 SH SOLE 0 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 127 1269 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 503 16635 SH SOLE 0 0 0 SPDR SER TR SSGA US SMAL ETF 78468R887 143 1567 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 102 2054 SH SOLE 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 653 33536 SH SOLE 0 0 0 SAIA INC COM 78709Y105 802 13125 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 1201 7585 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 655 7142 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 642 11436 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 288 2531 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 117 1762 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 307 11924 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3863 51487 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4646 62779 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 145 3090 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 936 25851 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4934 84826 SH SOLE 0 0 0 SENSEONICS HLDGS INC COM 81727U105 41 16667 SH SOLE 0 0 0 SIRIUS XM HLDGS INC COM 82968B103 111 19644 SH SOLE 0 0 0 SOLAR CAP LTD COM 83413U100 111 5349 SH SOLE 0 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 86 18000 SH SOLE 0 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 142 3562 SH SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 175 7845 SH SOLE 0 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 392 30638 SH SOLE 0 0 0 TELADOC HEALTH INC COM 87918A105 897 16134 SH SOLE 0 0 0 TESLA INC COM 88160R101 114 408 SH SOLE 0 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 152 9994 SH SOLE 0 0 0 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 151 9592 SH SOLE 0 0 0 TG THERAPEUTICS INC COM 88322Q108 80 10000 SH SOLE 0 0 0 3M CO COM 88579Y101 271 1303 SH SOLE 0 0 0 TIER REIT INC COM NEW 88650V208 215 7497 SH SOLE 0 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 107 4547 SH SOLE 0 0 0 TWILIO INC CL A 90138F102 3209 24841 SH SOLE 0 0 0 TWITTER INC COM 90184L102 100 3050 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1621 6556 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 102 1204 SH SOLE 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2611 116470 SH SOLE 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 450 27529 SH SOLE 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 115 2469 SH SOLE 0 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 382 6848 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1282 7436 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 463 3187 SH SOLE 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1097 12277 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 372 5765 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1174 6808 SH SOLE 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 610 4357 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2276 11343 SH SOLE 0 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 344 2797 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1275 9839 SH SOLE 0 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 300 3594 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 768 9625 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 173 1110 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 2161 16635 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 697 7610 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1633 18803 SH SOLE 0 0 0 VENTAS INC COM 92276F100 143 2244 SH SOLE 0 0 0 VEREIT INC COM 92339V100 924 110434 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1476 24967 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 2724 17440 SH SOLE 0 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 3589 292993 SH SOLE 0 0 0 VIRTUS GLOBAL DIVID INCOME F COM 92835W107 3164 295468 SH SOLE 0 0 0 VIRTUS TOTAL RETURN FUND INC COM 92837G100 112 11105 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 349 19178 SH SOLE 0 0 0 W P CAREY INC COM 92936U109 2051 26188 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 617 5942 SH SOLE 0 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 2387 115024 SH SOLE 0 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 1243 26014 SH SOLE 0 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 211 2463 SH SOLE 0 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 4003 172151 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 1104 30839 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 1529 42343 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 2138 54339 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 384 13950 SH SOLE 0 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 137 2705 SH SOLE 0 0 0 WISDOMTREE TR FNDMTL HGH YLD 97717X172 907 17857 SH SOLE 0 0 0 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 778 26511 SH SOLE 0 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 257 5150 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 338 5289 SH SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 164 2925 SH SOLE 0 0 0 ZUORA INC COM CL A 98983V106 604 30156 SH SOLE 0 0 0 ALLERGAN PLC SHS G0177J108 706 4822 SH SOLE 0 0 0 CHUBB LIMITED COM H1467J104 242 1729 SH SOLE 0 0 0 UBS GROUP AG SHS H42097107 431 35561 SH SOLE 0 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 215 1813 SH SOLE 0 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 624 3320 SH SOLE 0 0 0