0001493152-23-018862.txt : 20230524
0001493152-23-018862.hdr.sgml : 20230524
20230524104150
ACCESSION NUMBER: 0001493152-23-018862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duff Mark
CENTRAL INDEX KEY: 0001678382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11596
FILM NUMBER: 23951608
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC
CENTRAL INDEX KEY: 0000891532
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 581954497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
BUSINESS PHONE: 7705879898
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
4
1
ownership.xml
X0407
4
2023-05-22
0
0000891532
PERMA FIX ENVIRONMENTAL SERVICES INC
PESI
0001678382
Duff Mark
8302 DUNWOODY PLACE, SUITE 250
ATLANTA,
GA
30350
1
1
0
0
President and CEO
0
Common Stock
2023-05-22
4
M
0
100000
3.6500
A
140984
D
Common Stock
2023-05-22
4
F
0
33032
11.0500
D
107952
D
Stock Option
3.6500
2023-05-22
4
M
0
100000
0
D
2023-07-27
Common Stock
100000
0
D
Stock Option
3.1500
2025-01-17
Common Stock
25000
25000
D
Stock Option
7.0050
2027-10-14
Common Stock
50000
50000
D
Stock Option
3.9500
2029-01-19
Common Stock
70000
70000
D
On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.
Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
/s/ Mark Duff
2023-05-24