0001493152-23-009695.txt : 20230330
0001493152-23-009695.hdr.sgml : 20230330
20230330150035
ACCESSION NUMBER: 0001493152-23-009695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230328
FILED AS OF DATE: 20230330
DATE AS OF CHANGE: 20230330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lombardo Andy
CENTRAL INDEX KEY: 0001801064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11596
FILM NUMBER: 23780019
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC
CENTRAL INDEX KEY: 0000891532
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 581954497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
BUSINESS PHONE: 7705879898
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
4
1
ownership.xml
X0407
4
2023-03-28
0
0000891532
PERMA FIX ENVIRONMENTAL SERVICES INC
PESI
0001801064
Lombardo Andy
8302 DUNWOODY PLACE,
SUITE 250
ATLANTA,
GA
30350
0
1
0
0
EVP of Nuclear & Technical Svc
0
Common Stock
2023-03-28
4
M
0
12000
3.6
A
18900
D
Common Stock
2023-03-28
4
F
0
3602
11.995
D
15298
D
Stock Option
3.6
2023-03-28
4
M
0
12000
0
D
2023-10-19
Common Stock
12000
0
D
Stock Option
3.15
2025-01-17
Common Stock
8000
8000
D
Stock Option
7.005
2027-10-14
Common Stock
25000
25000
D
Stock Option
3.95
2029-01-19
Common Stock
30000
30000
D
On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option.
Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan, which is fully vested.
Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17/2024.
Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
/s/ Andy Lombardo
2023-03-30