0001493152-22-012789.txt : 20220511
0001493152-22-012789.hdr.sgml : 20220511
20220511090348
ACCESSION NUMBER: 0001493152-22-012789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220509
FILED AS OF DATE: 20220511
DATE AS OF CHANGE: 20220511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duff Mark
CENTRAL INDEX KEY: 0001678382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11596
FILM NUMBER: 22912248
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC
CENTRAL INDEX KEY: 0000891532
STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955]
IRS NUMBER: 581954497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
BUSINESS PHONE: 7705879898
MAIL ADDRESS:
STREET 1: 8302 DUNWOODY PLACE
STREET 2: SUITE 250
CITY: ATLANTA
STATE: GA
ZIP: 30350
4
1
ownership.xml
X0306
4
2022-05-09
0
0000891532
PERMA FIX ENVIRONMENTAL SERVICES INC
PESI
0001678382
Duff Mark
8302 DUNWOODY PLACE, SUITE 250
ATLANTA
GA
30350
0
1
0
0
President and CEO
Common Stock
2022-05-09
4
M
0
50000
3.9700
A
69958
D
Common Stock
2022-05-09
4
F
0
33474
5.9300
D
36484
D
Stock Option (right to buy)
3.9700
2022-05-09
4
M
0
50000
0
D
2022-05-22
Common Stock
50000
0
D
Stock Option (right to buy)
3.6500
2023-07-27
Common Stock
100000
100000
D
Stock Option (right to buy)
3.1500
2025-01-17
Common Stock
25000
25000
D
Stock Option (right to buy)
7.0050
2027-10-14
Common Stock
50000
50000
D
On May 9, 2022, the Reporting Person exercised 100% of an incentive stock option granted May 15, 2016 under the Company's 2010 Stock Option Plan (the "2010 Plan"), for the purchase of 50,000 shares of the Company's Common Stock at an exercise price of $3.97 per share (the "Option Shares"). As permitted by the 2010 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $198,500. Since the fair market value of the Company's Common Stock on May 9, 2022 (as determined in accordance with the 2010 Plan) was $5.93 per share, the Company withheld 33,474 shares of Common Stock ($198,500 divided by $5.93) to pay the aggregate exercise price of the option.
Incentive stock option granted 05/15/2016 under the 2010 Plan. The option was for a 6-year period and vested over a 3-year period, in equal one-third increments per year.
Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan"). The option is for a 6-year period and vests over a 5-year period, in equal one-fifth increments per year.
Incentive stock option granted 01/17/2019 under the Company's 2017 Plan. The option is for a 6-year period and vests over a 5-year period, in equal one-fifth increments per year.
Incentive stock option granted 10/14/2021 under the Company's 2017 Plan. The option is for a 6-year period and vests over a 5-year period, in equal one-fifth increments per year.
/s/ Mark Duff
2022-05-11