0001448779-21-000003.txt : 20211220 0001448779-21-000003.hdr.sgml : 20211220 20211220151647 ACCESSION NUMBER: 0001448779-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211217 FILED AS OF DATE: 20211220 DATE AS OF CHANGE: 20211220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duff Mark CENTRAL INDEX KEY: 0001678382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11596 FILM NUMBER: 211504937 MAIL ADDRESS: STREET 1: 8302 DUNWOODY PLACE STREET 2: SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8302 DUNWOODY PLACE STREET 2: SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 BUSINESS PHONE: 7705879898 MAIL ADDRESS: STREET 1: 8302 DUNWOODY PLACE STREET 2: SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-12-17 0 0000891532 PERMA FIX ENVIRONMENTAL SERVICES INC pesi 0001678382 Duff Mark 8302 DUNWOODY PLACE SUITE 250 ATLANTA GA 30350 0 1 0 0 President and CEO Common Stock 2021-12-17 4 P 0 1000 6.57 A 19321 D Common Stock 2021-12-17 4 P 0 37 6.52 A 19358 D Common Stock 2021-12-20 4 P 0 600 6.5 A 19958 D Stock Option 3.97 2022-05-15 Common Stock 50000 50000 D Stock Option 3.65 2023-07-27 Common Stock 100000 100000 D Stock Option 3.15 2025-01-17 Common Stock 25000 25000 D Stock Option 7.005 2027-10-14 Common Stock 50000 50000 D Incentive Stock Option granted 05/15/2016 under the Company's 2010 Stock Option Plan. The Option is for a six year period and vests over a three year period, at 1/3 increment per year. Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year. Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year. Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year. /s/Mark Duff 2021-12-20