0001405597-11-000001.txt : 20110824 0001405597-11-000001.hdr.sgml : 20110824 20110824142540 ACCESSION NUMBER: 0001405597-11-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110824 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Robert L CENTRAL INDEX KEY: 0001405597 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11596 FILM NUMBER: 111053770 MAIL ADDRESS: STREET 1: 121 FAIRWOOD COURT CITY: RICHLAND STATE: WA ZIP: 99352 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8302 DUNWOODY PLACE STREET 2: SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 BUSINESS PHONE: 7705879898 MAIL ADDRESS: STREET 1: 8302 DUNWOODY PLACE STREET 2: SUITE 250 CITY: ATLANTA STATE: GA ZIP: 30350 3 1 primary_doc.xml PRIMARY DOCUMENT X0204 3 2011-08-24 0 0000891532 PERMA FIX ENVIRONMENTAL SERVICES INC pesi 0001405597 Ferguson Robert L 121 FAIRWOOD COURT RICHLAND WA 99352 1 0 0 0 Common Stock 327303 D Common Stock 24018 I Issued to Ferguson Financial Group Common Stock 27046 I IRA Holding Stock Option 2.95 2017-08-02 Common Stock 30000 D Stock Option 2.34 2018-08-05 Common Stock 12000 D Stock Option 2.67 2019-07-29 Common Stock 12000 D Warrant to purchase common stock 1.5 2011-12-29 2012-05-08 Common Stock 67500 D Stock Option 1.41 2011-08-24 Common Stock 30000 D Held in name of Ferguson Financial Group, entity controlled by Mr. Ferguson. Issued to USB Financial Services, Inc., as custodian for Robert L. Ferguson IRA. Stock Option granted 8/2/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 8/5/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 7/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 8/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. /s/Robert L. Ferguson 2011-08-24