-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Klkk8/AC8IMxd4XdjRaaJw+P9J+ppanMEQDDi9kCvIybJe7KBimFFTKyyTQqQRbk sp53Wohs8DRPjI8SMoX5YQ== 0001256459-04-000001.txt : 20040729 0001256459-04-000001.hdr.sgml : 20040729 20040729165122 ACCESSION NUMBER: 0001256459-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040727 FILED AS OF DATE: 20040729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523734200 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARRINGTON ALFRED C IV CENTRAL INDEX KEY: 0001256459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11596 FILM NUMBER: 04939606 BUSINESS ADDRESS: STREET 1: 1940 NW 67TH PLACE, SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951377 MAIL ADDRESS: STREET 1: 1940 NW 67TH PLACE, SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-27 0 0000891532 PERMA FIX ENVIRONMENTAL SERVICES INC PESI 0001256459 WARRINGTON ALFRED C IV C/O RIVER OAKS PLACE 1201 MCDUFFIE, UNIT #137 HOUSTON TX 77019 1 0 0 0 Common Stock 2004-07-27 5 A 0 E 2400 1.875 A 128125 D Common Stock 2004-07-27 5 A 0 E 2927 1.5375 A 131052 D Common Stock 2004-07-27 5 A 0 E 3226 1.395 A 134278 D Common Stock 2004-07-27 5 A 0 E 3552 1.2668 A 137830 D Common Stock 2004-07-27 5 A 0 E 1929 2.3325 A 139759 D Common Stock 2004-07-28 5 A 0 E 2655 1.695 A 142414 D Common Stock 2004-07-28 5 A 0 E 3352 1.3425 A 145766 D Stock Option 3 2004-08-30 Common Stock 5000 5000 D Stock Option 2.88 2005-01-11 Common Stock 10000 15000 D Stock Option 2.98 2012-03-12 Common Stock 15000 30000 D Stock Option 2.58 2012-11-06 Common Stock 5000 35000 D Stock Option 1.99 2013-07-29 Common Stock 12000 47000 D Stock Option 1.7 2004-07-28 5 A 0 E 12000 1.7 A 2014-07-28 Common Stock 12000 59000 D Stock Option granted 08/30/94 under the Company's 1992 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Non-qualified Stock Option granted under the Company's 1993 Non-qualified Stock Option Plan on 01/11/95. The Option is for a 10 year period and vests over a five year period. Stock Option granted 03/12/02 under the Company's 1992 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 11/6/02 under the Company's 1992 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 07/29/03 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. Stock Option granted 07/28/04 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant. /s/Alfred C. Warrington, IV 2004-07-29 -----END PRIVACY-ENHANCED MESSAGE-----