PERMA-FIX ENVIRONMENTAL SERVICES, INC.
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(Exact name of registrant as specified in its charter)
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Delaware
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1-11596
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58-1954497
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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8302 Dunwoody Place, Suite 250, Atlanta, Georgia
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30350
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(Address of principal executive offices)
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(Zip Code)
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Not applicable |
(Former name or former address, if changed since last report) |
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Written communications pursuant to Rule 425 under the Securities Act
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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(d)
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Exhibits
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First Amendment to Loan and Securities Purchase Agreement, dated April 18, 2011 between William N. Lampson, Anne Rettig, the duly appointed and acting Personal Representative of the Estate of Diehl Rettig, Deceased, and Perma-Fix Environmental Services, Inc.
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First Amendment to Promissory Note dated April 18, 2011 between William Lampson, Anne Rettig, the duly appointed and acting Personal Representative of the Estate of Diehl Rettig, Deceased, and Perma-Fix Environmental Services, Inc.
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First Amendment to Common Stock Purchase Warrant, dated April 18, 2011, between Perma-Fix Environmental Services, Inc., and William N. Lampson.
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First Amendment to Common Stock Purchase Warrant, dated April 18, 2011, between Perma-Fix Environmental Services, Inc., and Anne Rettig, the Personal Representative of the Estate of Diehl Rettig, Deceased
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PERMA-FIX ENVIRONMENTAL SERVICES, INC.
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By:
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/s/ Ben Naccarato
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Ben Naccarato
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Vice President and
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Chief Financial Officer
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(a)
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issued to the Lenders a Promissory Note, dated May 8, 2009, in the original principal amount of $3 million and having a maturity date of May 8, 2011 (the “Note”);
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(b)
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issued to Lampson a Common Stock Purchase Warrant, dated May 8, 2009, for the purchase of up to 135,000 shares of the common stock of PESI and exercisable until May 8, 2011 (the “Lampson Warrant”); and
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(c)
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issued to Diehl Rettig a Common Stock Purchase Warrant, dated May 8, 2009, for the purchase of up to 15,000 shares of the common stock of PESI and exercisable until May 8, 2011 (the “Rettig Warrant”);
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PERMA-FIX ENVIRONMENTAL SERVICES, INC., a Delaware corporation
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By:
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/s/Ben Naccarato
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Ben Naccarato, CFO
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(“PESI”)
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/s/William N. Lampson
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WILLIAM N. LAMPSON, an individual
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(“Lampson”)
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THE ESTATE OF DIEHL RETTIG, DECEASED
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By:
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/s/Anne Rettig, personal rep. of the estate
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Anne Rettig, Personal Representative of the
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Estate of Diehl Rettig
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(the “Estate”)
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(Lampson and the Estate are individually called
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“Lender” and collectively called the “Lenders”)
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PERMA-FIX ENVIRONMENTAL SERVICES, INC., a Delaware corporation
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By:
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/s/Ben Naccarato
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Ben Naccarato, CFO
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(“PESI”)
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/s/William N. Lampson
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WILLIAM N. LAMPSON, an individual
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(“Lampson”)
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THE ESTATE OF DIEHL RETTIG, DECEASED
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By:
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/s/Anne Rettig, personal rep for estate
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Anne Rettig, Personal Representative of the
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Estate of Diehl Rettig, Deceased
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(the “Estate”)
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(Lampson and the Estate are individually called
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“Lender” and collectively called the “Lenders”)
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1.1.
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Termination Date. In the preamble of the Warrant, the phrase “on or prior to the second anniversary of the date of this Warrant (the “Termination Date”)” is hereby amended and restated to read as follows:
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1.2.
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Incorporation. The last sentence of the preamble of the Warrant is hereby amended and restated to read as follows:
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PERMA-FIX ENVIRONMENTAL SERVICES, INC.
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By:
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/s/Ben Naccarato
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Name:
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Ben Naccarato
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Title:
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CFO
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(the “Company”)
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/s/William Lampson
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WILLIAM N. LAMPSON, an individual
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(the “Holder”)
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1.
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Amendments.
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1.1.
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Termination Date. In the preamble of the Warrant, the phrase “on or prior to the second anniversary of the date of this Warrant (the “Termination Date”)” is hereby amended and restated to read as follows:
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1.2.
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Incorporation. The last sentence of the preamble of the Warrant is hereby amended and restated to read as follows:
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PERMA-FIX ENVIRONMENTAL SERVICES, INC.
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By:
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/s/Ben Naccarato | ||
Name: |
Ben Naccarato
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Title: |
CFO
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(the “Company”)
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THE ESTATE OF DIEHL RETTIG, DECEASED
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By:
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/s/Anne Rettig, personal rep for estate of Diehl Rettig | ||
Anne Rettig, Personal Representative of the Estate of | |||
Diehl Rettig, Deceased | |||
(the “Holder”)
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