-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4sL1162Amg8yNMwkITastKb+kzWJbuBuNI7DFXwB53VWrP1W8zl72wb9g+ntmJd JeRcKrRZdIoBp7NJUkKb6g== 0000948600-97-000054.txt : 19970929 0000948600-97-000054.hdr.sgml : 19970929 ACCESSION NUMBER: 0000948600-97-000054 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970926 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-14513 FILM NUMBER: 97685854 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 424B3 1 SECOND SUPPLEMENT TO 96 PROSPECTUS Filed Pursuant to 424(b)(3) Registration No. 333-14513 PERMA-FIX ENVIRONMENTAL SERVICES, INC. Second Supplement to Prospectus dated November 13, 1996 ___________________________________________ As originally provided in the Prospectus, the Company issued to Search Group Capital, Inc. ("Search"), three warrants dated September 16, 1996. The first warrant was to purchase up to 75,000 shares of Common Stock at a purchase price of $1.06 per share ("Search Warrant One"). The second warrant was to purchase up to 50,000 shares of Common Stock at a purchase price of $1.50 per share ("Search Warrant Two"). The third warrant was to purchase up to 50,000 shares of Common Stock at a purchase price of $1.06 per share ("Search Warrant Three"). Search Warrant One, Search Warrant Two and Search Warrant Three (collectively, the "Search Warrants") were issued as partial payment for consulting services rendered by Search to the Company and the 175,000 shares of Common Stock to be issued upon the exercise of the Search Warrants are covered by the Prospectus, described under "Summary of Securities Being Offered" in the Prospectus and are referred to in other portions of the Prospectus. Effective July 24, 1997, Search assigned all of the Search Warrants by assigning various portions of such to various persons (the "Search Warrant Assignees"). The Search Warrant One was assigned in its entirety to R. Keith Fetter. The Search Warrant Two was assigned to enable Sedef Dion, Jane M. Lamas and R. Keith Fetter to purchase 6,000, 10,000, and 34,000 shares thereunder, respectively. The Search Warrant Three was assigned to enable Sedef Dion and Jane M. Lamas to purchase 30,000 and 20,000 shares thereunder, respectively. As originally provided in the Prospectus, the Company issued to JW Charles Financial Services, Inc., ("Charles") a warrant dated September 16, 1996, ("Charles Warrant") to purchase up to 450,000 shares of Common Stock at the purchase price of $1.50 per share, as partial payment for investment banking services rendered to the Company in connection with a private placement, which 450,000 shares of Common Stock to be issued upon the exercise of the Charles Warrant are covered by the Prospectus, described under "Summary of Securities Being Offered" in the Prospectus and are referred to in other portions of the Prospectus. As described in the Supplement to the Prospectus dated November 13, 1996, dated June 27, 1997, Charles assigned all of the Charles Warrant by assigning, effective June 13, 1997, various portions of such to JW Charles Securities, Inc. (a wholly-owned subsidiary of Charles) and to Paul T. Mannion ("Mannion"), H. David Cowherd, and Max Morgulis ("Morgulis"). Effective August 5, 1997, Mannion assigned his entire portion of the Charles Warrant, in the amount of 155,000 shares, to Dionysus Limited ("Dionysus"), an Isle of Man corporation. Effective August 21, 1997, Morgulis transferred his entire portion of the Charles Warrant, in the amount of 27,500 shares to Nelya Kizner ("Kizner"). In conjunction with the above, the table below supplements and amends, in part, the Selling Security Holders table set forth at page 21 of the Prospectus by (i) adding as a Selling Shareholder each Search Warrant Assignee who was not previously listed as a Selling Stockholder, (ii) adjusting the offering information applicable to Search, to account for the assignment by Search of the Search Warrant, (iii) adding Dionysus as a Selling Shareholder, (iv) adjusting the offering information applicable to Mannion to account for his assignment of his portion of the Charles Warrant, (v) adding Kizner as a Selling Shareholder, (vi) adjusting the offering information applicable to Morgulis to account for his assignment of his portion of the Charles Warrant. The number of shares of Common Stock covered by the Prospectus remains unchanged. Except with respect to each Selling Stockholder listed below, and except as supplemented and amended by the First Supplement to the Prospectus dated November 13, 1996, dated June 27, 1997, the Selling Security Holders table set forth at page 21 of the Prospectus remains unchanged.
Common Percentage of Stock Common Stock Common Beneficially Beneficially Stock Owned Owned Beneficially Common After After Owned Stock Completion Completion Selling Prior to Being of of Stockholder Offering Offered Offering Offering ________________ ___________ __________ ___________ ____________ Dion, Sedef 0 36,000 0 0 Dionysus Limited 105,000 155,000 105,000 * Fetter, Keith R. 11,000 109,000 11,000 * Kizner, Nelya 0 27,500 0 0 Lamas, Jane M. 8,800 30,000 8,800 * Mannion, Paul T. 0 0 0 0 Search Group Capital, Inc. 175,000 0 0 0 _______________________ * indicates less than 1%.
September 26, 1997. ISTE:\N-P\PESI\S-3\96PROS.S2
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