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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
Originator-Key-Asymmetric:
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MIC-Info: RSA-MD5,RSA,
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Washington, D.C. 20549
Delaware
1-11596
58-1954497
(State or other
(Commission File
(IRS Employer
jurisdiction of
Number)
Identification No.)
incorporation)
1940 N.W. 67th Place, Suite A, Gainesville, Florida
32653
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code (352) 373-4200
Not applicable
Item 5. Other Events and Regulation FD Disclosure.
Perma-Fix Environmental Service, Inc. (the "Company") has undertaken a private
placement offering of a minimum of 1.5 million units and a maximum of 5 million units. Each
unit is comprised of one share of the Company's common stock and one warrant to purchase one
share of common stock. This private offering was commenced on April 6,
2001. The purchase price of each unit is $1.75 and the initial exercise price
of each warrant (subject to adjustment under certain conditions) is $1.75, representing a premium
over the April 6, 2001 closing price of $1.6875 per share of common stock. The offering period
expires on June 30, 2001, unless extended by the Company for a period of up to an additional 30
days. The private offering is being made pursuant to an exemption from registration under
Section 4(2) of the Securities Act of 1933, as amended (the "Act") and/or Rule 506 of Regulation
D promulgated under the Act.
The completion of the private offering is subject to the Company approving subscriptions
for the minimum offering and certain other conditions being met. If completed, and subject to the amount of
proceeds of the private offering, the Company intends to use the proceeds of private offering first,
to assist in the consummation of the Company's proposed acquisition of East Tennessee Materials
and Energy Corporation, a mixed waste processing facility, and second, to pay off or reduce the
short term debt owing to the Company's lenders and for general working capital purposes.
This report does not constitute an offer to sell or the solicitation of an offer to buy
securities. The private offering is being made only to accredited investors through one or more
broker/dealer placement agents. The units, the common stock and warrants comprising the units, and the
common stock issuable upon exercise of the warrants have not been registered under the United
States or state securities laws and may not be offered or sold in the United States absent
registration or an applicable exemption from the registration requirements.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PERMA-FIX ENVIRONMENTAL
SERVICES, INC.
By: /s/
Richard T. Kelecy
Richard T. Kelecy
Chief Financial Officer
Dated: May 10, 2001
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