0001415889-24-023394.txt : 20240913 0001415889-24-023394.hdr.sgml : 20240913 20240913182722 ACCESSION NUMBER: 0001415889-24-023394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240911 FILED AS OF DATE: 20240913 DATE AS OF CHANGE: 20240913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE DANIEL R CENTRAL INDEX KEY: 0001209589 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 241298954 MAIL ADDRESS: STREET 1: C/O CREATIVE CASINOS LLC STREET 2: 10801 W CHARLESTON BLVD #420 CITY: LAS VEGAS STATE: NV ZIP: 89135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 form4-09132024_100918.xml X0508 4 2024-09-11 0000891482 FULL HOUSE RESORTS INC FLL 0001209589 LEE DANIEL R C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 true true false false PRESIDENT & CEO 1 Common Stock 2024-09-11 4 M 0 718834 1.25 A 1769674 D Common Stock 2024-09-11 4 F 0 180794 4.97 D 1588880 D Common Stock 2024-09-13 4 M 0 8954 1.25 A 1597834 D Common Stock 2024-09-13 4 S 0 8954 5.0771 D 1588880 D Common Stock 145735 I By trust Common Stock 132945 I By subtrust Common Stock 15926 I As custodian for daughter Employee Stock Option (right to buy) 1.25 2024-09-11 4 M 0 718834 0 D 2024-11-28 Common Stock 718834 225000 D Employee Stock Option (right to buy) 1.25 2024-09-13 4 M 0 8954 0 D 2024-11-28 Common Stock 8954 216046 D The exercise of the stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024. Shares withheld to cover the exercise price of the stock options. The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation and the exercise price of the transactions reported on this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.12, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The stock option fully vested on November 28, 2018. /s/ Lewis. A Fanger, Attorney-in-Fact 2024-09-13