0001209191-24-000543.txt : 20240103 0001209191-24-000543.hdr.sgml : 20240103 20240103185919 ACCESSION NUMBER: 0001209191-24-000543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE DANIEL R CENTRAL INDEX KEY: 0001209589 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 24509031 MAIL ADDRESS: STREET 1: C/O CREATIVE CASINOS LLC STREET 2: 10801 W CHARLESTON BLVD #420 CITY: LAS VEGAS STATE: NV ZIP: 89135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-01-02 0 0000891482 FULL HOUSE RESORTS INC FLL 0001209589 LEE DANIEL R C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 1 1 0 0 President & CEO 0 Common Stock 1105950 D Common Stock 145735 I By trust Common Stock 132945 I By subtrust Common Stock 15926 I As custodian for daughter Employee Stock Option (Right to Buy) 5.15 2024-01-02 4 A 0 87822 0.00 A 2034-01-02 Common Stock 87822 87822 D Not included in this report is the grant of 58,252 shares of restricted stock on January 2, 2024 pursuant to Mr. Lee's employment agreement, and granted under the Full House Resorts Inc. Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2024, 2025 and 2026, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on January 2, 2025. /s/ Lewis A. Fanger, Attorney-in-Fact 2024-01-03