0001209191-23-058562.txt : 20231213 0001209191-23-058562.hdr.sgml : 20231213 20231213192725 ACCESSION NUMBER: 0001209191-23-058562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caracciolo Kathleen M CENTRAL INDEX KEY: 0001394884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 231485257 MAIL ADDRESS: STREET 1: 5922 CLOVERLEAF DRIVE CITY: MAYS LANDING STATE: NJ ZIP: 08330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-12 0 0000891482 FULL HOUSE RESORTS INC FLL 0001394884 Caracciolo Kathleen M C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 1 0 0 0 0 Common Stock 2023-12-12 4 M 0 2800 1.70 A 36646 D Common Stock 2023-12-12 4 S 0 2800 5.05 D 33846 D Stock Option (right to buy) 1.70 2023-12-12 4 M 0 2800 0.00 D 2017-05-10 2026-05-10 Common Stock 2800 7788 D /s/ Lewis A. Fanger, Attorney-in-Fact 2023-12-13