0001209191-23-031545.txt : 20230522 0001209191-23-031545.hdr.sgml : 20230522 20230522171847 ACCESSION NUMBER: 0001209191-23-031545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrucci John CENTRAL INDEX KEY: 0001912682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 23945643 MAIL ADDRESS: STREET 1: C/O FULL HOUSE RESORTS, INC. STREET 2: 1980 FESTIVAL PLAZA DRIVE, SUITE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-18 0 0000891482 FULL HOUSE RESORTS INC FLL 0001912682 Ferrucci John C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 0 1 0 0 Chief Operating Officer 0 Employee Stock Option (Right to Buy) 7.40 2023-05-18 4 A 0 20855 0.00 A 2033-05-18 Common Stock 20855 20855 D Not included in this report is the grant of 13,514 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on May 18, 2024. /s/ Lewis A. Fanger, Attorney-in-Fact 2023-05-22