0001209191-23-031544.txt : 20230522 0001209191-23-031544.hdr.sgml : 20230522 20230522171735 ACCESSION NUMBER: 0001209191-23-031544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fanger Lewis A. CENTRAL INDEX KEY: 0001632590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 23945638 MAIL ADDRESS: STREET 1: C/O FULL HOUSE RESORTS, INC. STREET 2: 4670 S. FORT APACHE ROAD, SUITE 190 CITY: LAS VEGAS STATE: NV ZIP: 89147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-18 0 0000891482 FULL HOUSE RESORTS INC FLL 0001632590 Fanger Lewis A. C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 1 1 0 0 Sr. VP, CFO and Treasurer 0 Common Stock 2023-05-19 4 A 0 2916 0.00 A 118916 D Common Stock 2023-05-19 4 A 0 13117 0.00 A 132033 D Employee Stock Option (Right to Buy) 7.40 2023-05-18 4 A 0 55397 0.00 A 2033-05-18 Common Stock 55397 55397 D Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Not included in this report is the grant of 35,895 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on May 18, 2024. /s/ Lewis A. Fanger 2023-05-22