0001209191-22-019343.txt : 20220316 0001209191-22-019343.hdr.sgml : 20220316 20220316191210 ACCESSION NUMBER: 0001209191-22-019343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrucci John CENTRAL INDEX KEY: 0001912682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 22746241 MAIL ADDRESS: STREET 1: C/O FULL HOUSE RESORTS, INC. STREET 2: 1980 FESTIVAL PLAZA DRIVE, SUITE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-14 0 0000891482 FULL HOUSE RESORTS INC FLL 0001912682 Ferrucci John C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 0 1 0 0 Chief Operating Officer Employee Stock Option (Right to Buy) 8.72 2022-03-14 4 A 0 50000 0.00 A 2032-03-14 Common Stock 50000 50000 D Not included in this report is the grant of 5,734 shares of restricted stock approved on March 14, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on March 14, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on March 14, 2023. /s/ Elaine Guidroz, Attorney-in-Fact 2022-03-16