0001209191-22-019324.txt : 20220316 0001209191-22-019324.hdr.sgml : 20220316 20220316184700 ACCESSION NUMBER: 0001209191-22-019324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE DANIEL R CENTRAL INDEX KEY: 0001209589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 22746163 MAIL ADDRESS: STREET 1: C/O CREATIVE CASINOS LLC STREET 2: 10801 W CHARLESTON BLVD #420 CITY: LAS VEGAS STATE: NV ZIP: 89135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-03 0 0000891482 FULL HOUSE RESORTS INC FLL 0001209589 LEE DANIEL R C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 1 1 0 0 President & CEO Common Stock 1018840 D Common Stock 132945 I By subtrust Common Stock 144735 I By trust Common Stock 15926 I As custodian for daughter Employee Stock Option (Right to Buy) 11.82 2022-01-03 4 A 0 41939 0.00 A 2032-01-03 Common Stock 41939 41939 D Not included in this report is the grant of 25,381 shares of restricted stock on January 3, 2022 pursuant to Mr. Lee's employment agreement under the Full House Resorts Inc. Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2022, 2023 and 2024, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on January 3, 2023. /s/ Elaine Guidroz, Attorney-in-Fact 2022-03-16