0001209191-21-034986.txt : 20210521 0001209191-21-034986.hdr.sgml : 20210521 20210521170018 ACCESSION NUMBER: 0001209191-21-034986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fanger Lewis A. CENTRAL INDEX KEY: 0001632590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 21949919 MAIL ADDRESS: STREET 1: C/O FULL HOUSE RESORTS, INC. STREET 2: 4670 S. FORT APACHE ROAD, SUITE 190 CITY: LAS VEGAS STATE: NV ZIP: 89147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-19 0 0000891482 FULL HOUSE RESORTS INC FLL 0001632590 Fanger Lewis A. C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 1 1 0 0 Sr. VP, CFO and Treasurer Common Stock 75000 D Employee Stock Option (Right to Buy) 9.52 2021-05-19 4 A 0 16500 0.00 A 2031-05-19 Common Stock 16500 16500 D Not included in this report is the grant of 8,750 shares of restricted stock approved on May 19, 2021 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 17, 2022, 2023 and 2024, subject to the achievement of certain performance-based criteria, including EBITDA and free cash flow. Each such annual amount will be reported following the date of vesting. The option vests in three equal annual installments beginning on May 19, 2022. /s/ Lewis A. Fanger 2021-05-21