0001209191-19-057385.txt : 20191120
0001209191-19-057385.hdr.sgml : 20191120
20191120100012
ACCESSION NUMBER: 0001209191-19-057385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191118
FILED AS OF DATE: 20191120
DATE AS OF CHANGE: 20191120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guidroz Elaine
CENTRAL INDEX KEY: 0001565441
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32583
FILM NUMBER: 191233245
MAIL ADDRESS:
STREET 1: C/O FULL HOUSE RESORTS, INC.
STREET 2: 777 RISING STAR DRIVE
CITY: RISING SUN
STATE: IN
ZIP: 47040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC
CENTRAL INDEX KEY: 0000891482
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 133391527
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SUMMERLIN
STREET 2: 1980 FESTIVAL PLAZA DR, STE 680
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 7022217800
MAIL ADDRESS:
STREET 1: ONE SUMMERLIN
STREET 2: 1980 FESTIVAL PLAZA DR, STE 680
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-18
0
0000891482
FULL HOUSE RESORTS INC
FLL
0001565441
Guidroz Elaine
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680
LAS VEGAS
NV
89135
0
1
0
0
VP, Secretary, General Counsel
Common Stock
2019-11-18
4
M
0
2600
1.51
A
18044
D
Common Stock
2019-11-18
4
S
0
2600
3.00
D
15444
D
Common Stock
2019-11-19
4
M
0
3844
1.51
A
19288
D
Common Stock
2019-11-19
4
S
0
3844
3.01
D
15444
D
Common Stock
608
I
By spouse
Employee Stock Option (right to buy)
1.51
2019-11-18
4
M
0
2600
0.00
D
2025-05-05
Common Stock
2600
47400
D
Employee Stock Option (right to buy)
1.51
2019-11-19
4
M
0
3844
0.00
D
2025-05-05
Common Stock
3844
43556
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4.
The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments beginning on May 5, 2015.
/s/ Elaine Guidroz
2019-11-20