0001209191-19-057385.txt : 20191120 0001209191-19-057385.hdr.sgml : 20191120 20191120100012 ACCESSION NUMBER: 0001209191-19-057385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191118 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guidroz Elaine CENTRAL INDEX KEY: 0001565441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 191233245 MAIL ADDRESS: STREET 1: C/O FULL HOUSE RESORTS, INC. STREET 2: 777 RISING STAR DRIVE CITY: RISING SUN STATE: IN ZIP: 47040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-18 0 0000891482 FULL HOUSE RESORTS INC FLL 0001565441 Guidroz Elaine C/O FULL HOUSE RESORTS, INC. 1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS NV 89135 0 1 0 0 VP, Secretary, General Counsel Common Stock 2019-11-18 4 M 0 2600 1.51 A 18044 D Common Stock 2019-11-18 4 S 0 2600 3.00 D 15444 D Common Stock 2019-11-19 4 M 0 3844 1.51 A 19288 D Common Stock 2019-11-19 4 S 0 3844 3.01 D 15444 D Common Stock 608 I By spouse Employee Stock Option (right to buy) 1.51 2019-11-18 4 M 0 2600 0.00 D 2025-05-05 Common Stock 2600 47400 D Employee Stock Option (right to buy) 1.51 2019-11-19 4 M 0 3844 0.00 D 2025-05-05 Common Stock 3844 43556 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4. The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments beginning on May 5, 2015. /s/ Elaine Guidroz 2019-11-20