0001493152-20-002991.txt : 20200226
0001493152-20-002991.hdr.sgml : 20200226
20200226145915
ACCESSION NUMBER: 0001493152-20-002991
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200224
FILED AS OF DATE: 20200226
DATE AS OF CHANGE: 20200226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lunsford John Todd
CENTRAL INDEX KEY: 0001802201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11602
FILM NUMBER: 20655217
MAIL ADDRESS:
STREET 1: 4971 CHERRY BLOSSOM CIRCLE
CITY: WEST BLOOMFIELD
STATE: MI
ZIP: 48324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEN INC.
CENTRAL INDEX KEY: 0000891417
STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470]
IRS NUMBER: 760273345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 BRICKELL AVENUE
STREET 2: SUITE 1550
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 844-273-6462
MAIL ADDRESS:
STREET 1: 701 BRICKELL AVENUE
STREET 2: SUITE 1550
CITY: MIAMI
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: Applied Nanotech Holdings, Inc
DATE OF NAME CHANGE: 20080717
FORMER COMPANY:
FORMER CONFORMED NAME: NANO PROPRIETARY INC
DATE OF NAME CHANGE: 20071105
FORMER COMPANY:
FORMER CONFORMED NAME: NANO PROPRIETARY INC
DATE OF NAME CHANGE: 20030702
4
1
ownership.xml
X0306
4
2020-02-24
0
0000891417
PEN INC.
PENC
0001802201
Lunsford John Todd
750 DENISON COURT
BLOOMFIELD HILLS
MI
48302
1
0
0
0
Class A Common Stock
2020-02-24
4
P
0
36764
0.65
A
40272
I
See Footnote
Warrant
1.50
2020-02-24
4
P
0
36763
0.03
A
2020-02-24
2024-02-24
Class A common stock
36763
36763
I
See Footnote
Shares acquired indirectly and derivative securities acquired indirectly were acquired by the purchase of an interest in an investing entity that acquired the issuer's securities in a private placement.
/s/ John Todd Lunsford
2020-02-26