0001239944-18-000033.txt : 20180530 0001239944-18-000033.hdr.sgml : 20180530 20180530162313 ACCESSION NUMBER: 0001239944-18-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180525 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trbovich Kenneth D CENTRAL INDEX KEY: 0001559841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 18868412 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET CITY: ELMA STATE: NY ZIP: 14059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-25 0000089140 SERVOTRONICS INC /DE/ SVT 0001559841 Trbovich Kenneth D 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 0 0 President & CEO Common Stock 2018-05-25 4 A 0 45000 D 104662.5 D Common Stock 4955.71 I By ESOT Common Stock 40608.24 I As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members) Award of restricted shares pursuant to the Company's 2012 Long-Term Incentive Plan. These restricted shares vest one-third each on January 1, 2019, 2020 and 2021. As of the date hereof, the Reporting Person's direct beneficial ownership includes 45,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested. As of the date hereof, includes shares allocated to the Employee Stock Ownership Trust (the "ESOT") accounts of the Reporting Person's brothers, Michael Trbovich and Nicholas Trbovich, Jr., that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his family members' ESOT accounts. Kenneth D. Trbovich 2018-05-30