0001239944-17-000001.txt : 20170104 0001239944-17-000001.hdr.sgml : 20170104 20170104160641 ACCESSION NUMBER: 0001239944-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170101 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR CENTRAL INDEX KEY: 0001221372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 17505357 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET STREET 2: P.O. BOX 300 CITY: ELMA STATE: NY ZIP: 14059 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-01 0000089140 SERVOTRONICS INC /DE/ SVT 0001221372 TRBOVICH NICHOLAS D DR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 1 0 Chairman and CEO Common Stock 2017-01-01 4 F 0 6147 9.97 D 445628 D Common Stock 38081 I By ESOT Common Stock 45073.173 I As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members) On January 1, 2017, 15,000 restricted shares vested and the Reporting Person instructed the Company to withhold 6,147 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan. As of the date hereof, the Reporting Person's direct beneficial ownership includes 15,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested. 1,701 shares were distributed to the Reporting Person from his account under the Company's Employee Stock Ownership Trust (the "ESOT") since the Reporting Person's last Section 16 report. As of the date hereof, includes shares allocated to the ESOT accounts of Kenneth Trbovich, Michael Trbovich and Nicholas Trbovich, Jr., children of the Reporting Person, that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his children's ESOT accounts. Nicholas D. Trbovich 2017-01-04