0001196395-16-000071.txt : 20160105
0001196395-16-000071.hdr.sgml : 20160105
20160105161433
ACCESSION NUMBER: 0001196395-16-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160101
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/
CENTRAL INDEX KEY: 0000089140
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 160837866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1110 MAPLE ST
CITY: ELMA
STATE: NY
ZIP: 14059
BUSINESS PHONE: 7166335990
MAIL ADDRESS:
STREET 1: P O BOX 300
CITY: ELMA
STATE: NY
ZIP: 14059-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR
CENTRAL INDEX KEY: 0001221372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07109
FILM NUMBER: 161322293
MAIL ADDRESS:
STREET 1: 1110 MAPLE STREET
STREET 2: P.O. BOX 300
CITY: ELMA
STATE: NY
ZIP: 14059
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-01
0000089140
SERVOTRONICS INC /DE/
SVT
0001221372
TRBOVICH NICHOLAS D DR
1110 MAPLE STREET, P.O. BOX 300
ELMA
NY
14059-0300
1
1
1
0
Chairman and CEO
Common Stock
2016-01-01
4
F
0
6290
8.35
D
435074
D
Common Stock
39220.1023
I
By ESOT
Common Stock
44511.2549
I
As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members)
On January 1, 2016, 15,000 restricted shares vested and the Reporting Person instructed the Company to withhold 6,290 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan.
As of the date hereof, the Reporting Person's direct beneficial ownership includes 15,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested.
1,833 shares were distributed to the Reporting Person from his account under the Company's Employee Stock Ownership Trust (the "ESOT") since the Reporting Person's last Section 16 report.
As of the date hereof, includes shares allocated to the ESOT accounts of Kenneth Trbovich, Michael Trbovich and Nicholas Trbovich, Jr., children of the Reporting Person, that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his children's ESOT accounts.
Nicholas D. Trbovich
2016-01-05