0001196395-15-000069.txt : 20151123 0001196395-15-000069.hdr.sgml : 20151123 20151123165445 ACCESSION NUMBER: 0001196395-15-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151123 FILED AS OF DATE: 20151123 DATE AS OF CHANGE: 20151123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaroslawsky Cari L CENTRAL INDEX KEY: 0001336522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 151250270 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET STREET 2: P.O. BOX 300 CITY: ELMA STATE: NY ZIP: 14059 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-23 0000089140 SERVOTRONICS INC /DE/ SVT 0001336522 Jaroslawsky Cari L 1110 MAPLE STREET, PO BOX 300 ELMA NY 14059 0 1 0 0 Chief Financial Officer Common Stock 2015-01-01 4 M 0 1000 4.70 D 16205 D Common Stock 2378.1798 I By ESOT Options (Right to Buy) 4.70 2015-11-23 4 M 0 1000 0 D 2015-12-29 Common Stock 1000 0 D As of the date hereof, the Reporting Person's direct beneficial ownership includes 9,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested. Includes an additional 594.3398 shares allocated to the reporting person pursuant to the Company Employee Stock Ownership Plan since the last required Form 4. All of the options are currently exercisable. Cari L. Jaroslawsky 2015-11-23