0001196395-13-000033.txt : 20130422 0001196395-13-000033.hdr.sgml : 20130422 20130422161816 ACCESSION NUMBER: 0001196395-13-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130418 FILED AS OF DATE: 20130422 DATE AS OF CHANGE: 20130422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR CENTRAL INDEX KEY: 0001221372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 13774022 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET STREET 2: P.O. BOX 300 CITY: ELMA STATE: NY ZIP: 14059 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-04-18 0000089140 SERVOTRONICS INC /DE/ SVT 0001221372 TRBOVICH NICHOLAS D DR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 1 0 Chairman and CEO Common Stock 2013-04-18 4 A 0 60000 A 447804 D Common Stock 87476.295 I By ESOT Award of restricted shares pursuant to the Company's 2012 Long-Term Incentive Plan. These restricted shares vest one-half on each of January 1, 2014 and 2015. 2,243 shares were distributed to the Reporting Person from his account under the Company's Employee Stock Ownership Trust (the "ESOT") since the reporting person's last Section 16 report. Includes an additional 650.8239 shares allocated to the reporting person's ESOT account since the reporting person's last Section 16 report. As of the date hereof, includes 44,180.3316 shares allocated to the reporting person's account under the ESOT as well as shares allocated to the ESOT accounts of Kenneth Trbovich, Michael Trbovich and Nicholas Trbovich, Jr., children of the reporting person, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 43,295.9634 shares allocated to his children's ESOT accounts. Nicholas D. Trbovich 2013-04-22