0001196395-12-000114.txt : 20121009 0001196395-12-000114.hdr.sgml : 20121008 20121009094736 ACCESSION NUMBER: 0001196395-12-000114 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trbovich Kenneth D CENTRAL INDEX KEY: 0001559841 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 121133897 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET CITY: ELMA STATE: NY ZIP: 14059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2012-09-28 0 0000089140 SERVOTRONICS INC /DE/ SVT 0001559841 Trbovich Kenneth D 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 0 1 0 0 President Common Stock 3084 D Common Stock 88035.95 I By ESOT As of the date hereof, includes 2,296.90 shares allocated to the reporting person's account under the Company's Employee Stock Ownership Trust (the "ESOT") as well as shares allocated to the ESOT accounts of the reporting person's father, Dr. Nicholas Trbovich, and the reporting person's brothers, Michael Trbovich and Nicholas Trbovich, Jr., that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 85,739.05 shares allocated to his family members' ESOT accounts. Kenneth D. Trbovich 2012-10-05