0001196395-12-000066.txt : 20120426 0001196395-12-000066.hdr.sgml : 20120426 20120426123000 ACCESSION NUMBER: 0001196395-12-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120424 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS JR CENTRAL INDEX KEY: 0001127201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 12782447 MAIL ADDRESS: STREET 1: 28 TANGLEWEED DR WEST CITY: ORCHARD PARK STATE: NY ZIP: 14219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-24 0000089140 SERVOTRONICS INC /DE/ SVT 0001127201 TRBOVICH NICHOLAS JR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 0 0 President & COO Common Stock 2012-04-24 4 M 0 10000 4.70 A 53188 D Common Stock 88035.95 I By ESOT Options (Right to Buy) 4.70 2012-04-24 4 M 0 10000 0 D 2015-12-29 Common Stock 10000 5000 D As of the date hereof, includes 29,700.97 shares allocated to the reporting person's account under the Company's Employee Stock Ownership Trust (the "ESOT") as well as shares allocated to the ESOT accounts of the reporting person's father, Dr. Nicholas Trbovich, and the reporting person's brothers, Michael Trbovich and Kenneth Trbovich, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 58,334.98 shares allocated to his family members' ESOT accounts. All of the options are currently exercisable. Nicholas D. Trbovich, Jr. 2012-04-24