0001196395-11-000086.txt : 20111103
0001196395-11-000086.hdr.sgml : 20111103
20111103145301
ACCESSION NUMBER: 0001196395-11-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111101
FILED AS OF DATE: 20111103
DATE AS OF CHANGE: 20111103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/
CENTRAL INDEX KEY: 0000089140
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 160837866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1110 MAPLE ST
CITY: ELMA
STATE: NY
ZIP: 14059
BUSINESS PHONE: 7166335990
MAIL ADDRESS:
STREET 1: P O BOX 300
STREET 2: ELMA
STATE: NY
ZIP: 14059-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR
CENTRAL INDEX KEY: 0001221372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07109
FILM NUMBER: 111177424
MAIL ADDRESS:
STREET 1: 1110 MAPLE STREET
STREET 2: P.O. BOX 300
CITY: ELMA
STATE: NY
ZIP: 14059
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-11-01
0000089140
SERVOTRONICS INC /DE/
SVT
0001221372
TRBOVICH NICHOLAS D DR
1110 MAPLE STREET, P.O. BOX 300
ELMA
NY
14059-0300
1
1
1
0
Chairman and CEO
Common Stock
2011-11-01
4
M
0
50000
2.045
A
369061
D
Common Stock
2011-11-01
4
F
0
6000
8.26
D
363061
D
Common Stock
86335.5
I
By ESOT
Options (Right to Buy)
2.045
2011-11-01
4
M
0
50000
0
D
2013-04-10
Common Stock
50000
0
D
Options (Right to Buy)
4.70
2015-12-29
Common Stock
25000
25000
D
2,122 shares were distributed to the Reporting Person from his account under the Company's Employee Stock Ownership Trust (the "ESOT") since the reporting person's last Section 16 report.
In connection with the exercise of certain stock options, the Reporting Person elected to have the Company withhold shares to satisfy the Company's tax withholding obligation as permitted under the Company's 2001 Long-Term Stock Incentive Plan.
As of the date hereof, includes 45,085.79 shares allocated to the reporting person's account under the ESOT as well as shares allocated to the ESOT accounts of Nicholas Trbovich, Jr., Michael Trbovich and Kenneth Trbovich, children of the reporting person, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 41,249.71 shares allocated to his children's ESOT accounts.
All of the options are currently exercisable.
Nicholas D. Trbovich
2011-11-03