-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TaUBro5BJTfkJJXPbT+hCu1qAUjX+jbyDpx8vIqwV8dGWjXK2douhBriwr34TGLB XgmR6oshwZbLDxR7J0OwQw== 0001196395-10-000045.txt : 20100524 0001196395-10-000045.hdr.sgml : 20100524 20100524171323 ACCESSION NUMBER: 0001196395-10-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100520 FILED AS OF DATE: 20100524 DATE AS OF CHANGE: 20100524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR CENTRAL INDEX KEY: 0001221372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 10854694 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET STREET 2: P.O. BOX 300 CITY: ELMA STATE: NY ZIP: 14059 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-20 0000089140 SERVOTRONICS INC /DE/ SVT 0001221372 TRBOVICH NICHOLAS D DR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 1 0 Chairman, President, CEO Common Stock 2010-03-17 5 G 0 5619 A 315645 D Common Stock 87300.18 I By ESOT Options (Right to Buy) 3.8125 2010-05-20 4 I 0 37800 5.5875 D 2010-07-06 Common Stock 37800 0 D Options (Right to Buy) 4.38 2011-09-05 Common Stock 45000 45000 D Options (Right to Buy) 2.045 2013-04-10 Common Stock 50000 50000 D Options (Right to Buy) 4.70 2015-12-29 Common Stock 25000 25000 D Receipt of securities by will or the laws of descent and distribution. Includes 1,002 shares distributed to the reporting person from his account under the Company's Employee Stock Ownership Trust (the "ESOT") since the reporting person's last Section 16 report. As of the date hereof, includes 47,683.41 shares allocated to the reporting person's account under the ESOT as well as shares allocated to the ESOT accounts of Nicholas Trbovich, Jr., Michael Trbovich and Kenneth Trbovich, children of the reporting person, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 39,616.77 shares allocated to his children's ESOT accounts. Pursuant to an amendment to the applicable stock option agreement, the reporting person elected to surrender these unexercised options to the Company in exchange for a cash payment equal to the difference between the exercise price and the closing price of the Company's common stock on the day of surrender ($9.40) less an administrative charge. All of the options are currently exercisable. Nicholas D. Trbovich 2010-05-24 -----END PRIVACY-ENHANCED MESSAGE-----