-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvfqX0omyGJKx+Pm4DKukHkNmWTCfyjjtFce6EJZoJ9IEWvQDtNVoe/RSV0Tj4sO tTy45hG+1l21J1ecFYV60w== 0001196395-08-000016.txt : 20080207 0001196395-08-000016.hdr.sgml : 20080207 20080207161236 ACCESSION NUMBER: 0001196395-08-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080204 FILED AS OF DATE: 20080207 DATE AS OF CHANGE: 20080207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SanFilippo Salvatore CENTRAL INDEX KEY: 0001426481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 08585363 BUSINESS ADDRESS: BUSINESS PHONE: 716-655-5990 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET STREET 2: P.O. BOX 300 CITY: ELMA STATE: NY ZIP: 14059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-04 0000089140 SERVOTRONICS INC /DE/ SVT 0001426481 SanFilippo Salvatore 1110 MAPLE STREET, PO BOX 300 ELMA NY 14059 0 1 0 0 Vice President of Sales Common Stock 2008-02-05 4 M 0 1000 2.045 A 1000 D Common Stock 2397.524 I By ESOT Options (Right to Buy) 4.70 2008-02-04 4 D 0 2500 10.38 D 2015-12-29 Common Stock 2500 0 D Options (Right to Buy) 2.045 2008-02-04 4 D 0 3000 13.18 D 2013-04-10 Common Stock 3000 2000 D Options (Right to Buy) 2.045 2008-02-05 4 M 0 1000 0 D 2013-04-10 Common Stock 1000 1000 D Includes an additional 540.017 shares allocated to the reporting person's ESOT account on November 30, 2007. All of the options are currently exercisable. Pursuant to an amendment to the applicable stock option agreement, the reporting person elected to surrender these unexercised options to the Company in exchange for a cash payment equal to the difference between the exercise price and the average of the high and the low market price of the Company's common stock on the day of surrender ($15.22). Salvatore SanFilippo 2008-02-07 -----END PRIVACY-ENHANCED MESSAGE-----