-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qh8Evqv5k6M3yht47UBn74FGJNwTWuQ4EguTZpPyopQ6GLEn4iWLT8mNOLxIywNn 654CNmsMbPU+nZpHFrUt3Q== 0001196395-06-000007.txt : 20060104 0001196395-06-000007.hdr.sgml : 20060104 20060104184058 ACCESSION NUMBER: 0001196395-06-000007 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051230 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR CENTRAL INDEX KEY: 0001221372 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 06509832 BUSINESS ADDRESS: STREET 1: 1110 MAPLE RD STREET 2: PO BOX 300 CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166555990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2005-12-30 2006-01-04 0000089140 SERVOTRONICS INC /DE/ SVT 0001221372 TRBOVICH NICHOLAS D DR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 1 0 Chairman, President, CEO Common Stock 308722 D Common Stock 3084 I By Child Common Stock 73771.87 I By ESOT Options (Right to Buy) 8.50 1998-09-24 2008-03-23 Common Stock 37800 37800 D Options (Right to Buy) 3.8125 2001-01-07 2010-07-06 Common Stock 37800 37800 D Options (Right to Buy) 4.38 2002-03-06 2011-09-05 Common Stock 45000 45000 D Options (Right to Buy) 2.045 2003-10-11 2013-04-10 Common Stock 50000 50000 D Options (Right to Buy) 4.70 2005-12-30 4 A 0 25000 0 A 2005-12-30 2015-12-29 Common Stock 25000 25000 D Dr. Trbovich disclaims any beneficial interest in the shares owned by his children. The original Form 4 filed January 4, 2006 inadvertently omitted certain shares held by Nicholas Trbovich, Jr., Michael Trbovich and Kenneth Trbovich, children of the reporting person, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 29,570.862 shares allocated to his children's ESOT accounts. Nicholas D. Trbovich 2006-01-04 -----END PRIVACY-ENHANCED MESSAGE-----