-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2pclHJJ6/ppHEsfns3ClTA4TbowK0uMIcaLmLjKYHUH/pT0aOmqE+LrQTjAmGzG u6zJmO3bqq+WLBoy693GFw== 0001196395-04-000006.txt : 20040217 0001196395-04-000006.hdr.sgml : 20040216 20040217115429 ACCESSION NUMBER: 0001196395-04-000006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS JR CENTRAL INDEX KEY: 0001127201 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 04605418 BUSINESS ADDRESS: STREET 1: 28 TANGLEWEED DR WEST CITY: ORCHARD PARK STATE: NY ZIP: 14219 MAIL ADDRESS: STREET 1: 28 TANGLEWEED DR WEST CITY: ORCHARD PARK STATE: NY ZIP: 14219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000089140 SERVOTRONICS INC /DE/ SVT 0001127201 TRBOVICH NICHOLAS JR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 0 0 Vice President Common Stock 71020.653 I By ESOT Common Stock 15814 D Options (Right to Buy) 8.50 1998-09-24 2008-03-23 Common Stock 12600 12600 D Options (Right to Buy) 8.50 1999-03-24 2008-03-23 Common Stock 5800 5800 D Options (Right to Buy) 3.8125 2001-07-07 2010-07-06 Common Stock 18400 18400 D Options (Right to Buy) 4.38 2002-03-06 2011-09-06 Common Stock 24000 24000 D Option (Right to Buy) 2.045 2003-10-11 2013-04-10 Common Stock 27000 27000 D These shares include shares held by Dr. Nicholas D. Trbovich and Michael Trbovich, respectively father and brother of the reporting person, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest of the 42,973.79 shares allocated to his father's ESOT account and 7,140.753 shares allocated to his brother's ESOT account. Includes an additional 1,019.649 shares allocated to the reporting person's ESOT account on November 30, 2003. Does not include the shares reported by the reporting person's father, Dr. Nicholas D. Trbovich, who files Section 16(a) reports under his own name. This option to purchase 12,600 shares was exercisable for 3,150 shares each on September 24, 1998; March 24, 1999 and 2000; and March 23, 2001. Nicholas D. Trbovich, Jr. 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----