-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qskxe/MIbXSN1gR3kxIvf9mbChiEzLVGPofbVY8iTTK9JX+bMd+0AcxE1QdBYg6R 9xHFilvrOxAbHV3eDxiGeQ== 0001196395-04-000005.txt : 20040217 0001196395-04-000005.hdr.sgml : 20040216 20040217115235 ACCESSION NUMBER: 0001196395-04-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBOVICH NICHOLAS D DR CENTRAL INDEX KEY: 0001221372 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 04605350 BUSINESS ADDRESS: STREET 1: 1110 MAPLE RD STREET 2: PO BOX 300 CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166555990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0000089140 SERVOTRONICS INC /DE/ SVT 0001221372 TRBOVICH NICHOLAS D DR 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 1 0 Chairman, President, CEO Common Stock 308722 D Common Stock 42973.79 I By ESOT Common Stock 3084 I By Child Options (Right to Buy) 8.50 1998-09-24 2008-03-23 Common Stock 37800 37800 D Options (Right to Buy) 3.8125 2001-01-07 2010-07-06 Common Stock 37800 37800 D Options (Right to Buy) 4.38 2002-03-06 2011-09-06 Common Stock 45000 45000 D Options (Right to Buy) 2.045 2003-10-11 2013-04-10 Common Stock 50000 50000 D Includes an additional 1,377.816 shares allocated to the reporting person's ESOT account on November 30, 2003. Dr. Trbovich disclaims any beneficial interest in the shares owned by his children. Nicholas D. Trbovich 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----