0001127201-13-000002.txt : 20130412
0001127201-13-000002.hdr.sgml : 20130412
20130412120628
ACCESSION NUMBER: 0001127201-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130402
FILED AS OF DATE: 20130412
DATE AS OF CHANGE: 20130412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRBOVICH NICHOLAS JR
CENTRAL INDEX KEY: 0001127201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07109
FILM NUMBER: 13758079
MAIL ADDRESS:
STREET 1: 28 TANGLEWEED DR WEST
CITY: ORCHARD PARK
STATE: NY
ZIP: 14219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/
CENTRAL INDEX KEY: 0000089140
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 160837866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1110 MAPLE ST
CITY: ELMA
STATE: NY
ZIP: 14059
BUSINESS PHONE: 7166335990
MAIL ADDRESS:
STREET 1: P O BOX 300
CITY: ELMA
STATE: NY
ZIP: 14059-0300
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-04-02
0
0000089140
SERVOTRONICS INC /DE/
svt
0001127201
TRBOVICH NICHOLAS JR
89 HAZELMERE AVENUE
MACHIAS
NY
14101
1
0
0
0
Common Stock
2013-04-02
4
M
0
5000
4.7
A
58188
D
Common Stock
88738.98
I
By ESOT
Options (Right to Buy)
4.7
2013-04-02
4
M
0
5000
0
A
2015-12-29
Common Stock
5000
0
D
The Reporting person exercisedhis option to purchase the 5,000 shares of common stock reported herein and tendered payment on April 2, 2013. The Company has refused to issue the shares reported to the Reporting Person. Reporting Person maintains the options are validly exercised and that the share transfer is effective April 2, 2013.
As of the date hereof, includes 30,404 shares the Company has advised Reporting Person are allocated to Reporting Person's account under the Company's Employee stock Owernship Trust (the "ESOT") as well as shares allocated to the ESOT accounts of the Reporting Person's father, Dr. Nicholas Trbovich, and the Reporting Person's brothers, Michael Trbovich and Kenneth Trbovich, tha the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial ownership in in the 58,334.98 shares allocated to his family member's ESOT accounts. Reporting Person does not have access to the current holdings allocated to family members; the amounts reported are last know numbers;
All of the options are currently exercisable.
Nicholas Trbovich Jr.
2013-04-10