-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8x4Tkzozu/gjdKcR22jxjqp7lCXvFHyrOYZxe8zSU+fo6lk0kcrYnjVCQ4hKGtO MoVERKX+vGuLRAZ4MnhIyQ== 0001110550-02-000162.txt : 20020814 0001110550-02-000162.hdr.sgml : 20020814 20020814125516 ACCESSION NUMBER: 0001110550-02-000162 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 02733501 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 8-K 1 eightk.txt 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 14, 2002 SERVOTRONICS, INC. -------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware I-7109 16-0837866 - ------------------------ -------------------------- -------------------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 1110 Maple Street, Elma, New York 14059-0300 -------------------------------------------- (Address of Principal Executive Offices including zip code) 716-655-5990 ------------ (Registrant's telephone number including area code) ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits. Exhibit 99.1 Transmittal Letter Exhibit 99.2 Certificate of Chief Executive Officer and Chief Financial Officer ITEM 9. Regulation FD Disclosure Registrant filed as correspondence accompanying its Quarterly Report on Form 10-QSB for its fiscal quarter ended June 30, 2002 filed with the Securities and Exchange Commission on August 14, 2002, the transmittal letter and certificates attached hereto as Exhibits 99.1 and 99.2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 14, 2002 SERVOTRONICS, INC By: /s/Lee D. Burns, Treasurer & CFO -------------------------------- Lee D. Burns Treasurer & CFO Exhibit Index Exhibit No. Description - ----------- ----------- 99.1 Transmittal Letter 99.2 Certificate of Chief Executive Officer and Chief Financial Officer EX-99.I 3 exninetynineone.txt EXHIBIT 99.1 Exhibit 99.1 August 14, 2002 VIA EDGAR - --------- Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Servotronics, Inc. Quarterly Report on Form 10-QSB For the Quarterly Period ended June 30, 2002 -------------------------------------------- Ladies and Gentlemen: Transmitted herewith is the written statement pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 to accompany the above-captioned periodic report. Very truly yours, SERVOTRONICS, INC. By: /s/Lee D. Burns, Treasurer, CFO ------------------------------- Lee D. Burns Treasurer, CFO EX-99 4 exninetyninetwo.txt EXHIBIT 99.2 Exhibit 99.2 CERTIFICATION PURSUANT TO 18. U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Servotronics, Inc. (the "Company") on Form 10-QSB for the period ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), we, Nicholas D. Trbovich, Chief Executive Officer of the Company and Lee D. Burns, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that, to our knowledge: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/Nicholas D. Trbovich /s/Lee D. Burns - -------------------------------------- --------------------------- Nicholas D. Trbovich Lee D. Burns Chief Executive Officer Chief Financial Officer August 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----