-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLjkNGEZL0Z9ZAv9h6/rGIBprmgUZSzKkQeXs6xY3YK7LMBcFtoU9POJZrDxYA+q 961/V6e0zn0VYqw2xBiWtA== 0001104659-03-002028.txt : 20030213 0001104659-03-002028.hdr.sgml : 20030213 20030213145046 ACCESSION NUMBER: 0001104659-03-002028 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 03558822 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 STREET 2: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HOUTKIN HARVEY CENTRAL INDEX KEY: 0000905215 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 160 SUMMIT AVE. CITY: MONTVALE STATE: NJ ZIP: 07645 BUSINESS PHONE: 2017820888 MAIL ADDRESS: STREET 2: 160 SUMMIT AVE CITY: MONTVALE STATE: NJ ZIP: 07645 3 1 j7582_3.htm 3

 


SEC 1473
(09-02)

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


 

FORM 3

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

 


 1. Name and Address of Reporting Person*



 Houtkin,    Harvey    Ira

(Last)            (First)            (Middle)



 160 Summit Avenue

(Street)



 Montvale, New Jersey   07645

(City)      (State)          (Zip)

 2. Date of Event
    Requiring Statement
    (Month/Day/Year)


  December / 31 / 2002



 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 




 4. Issuer Name and Ticker
    or Trading Symbol


 Servotronics, Inc.  SVT

 

 5. Relationship of Reporting Person(s) to Issuer

  (Check all applicable)

    Director

  X  10% Owner

    Officer (give title below)

    Other (specify below)


       



 6. If Amendment,
    Date of Original
    (Month/Day/Year)

 




 7. Individual or Joint/Group

    Filing (Check Applicable Line)

 

  X  Form filed by One Reporting Person

 

    Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Beneficially Owned

 

 1. Title of Security
    (Instr. 4)

 2.  Amount of
    Securities
    Beneficially
    Owned
    (Instr. 4)

 3. Ownership Form: Direct (D) or Indirect (I)
    (Instr. 5)

 4. Nature of Indirect Beneficial Ownership
    (Instr. 5)

Common Stock

190,000

D

 

Common Stock

48,803

I

Control Person of Market Maker

Common Stock

37,711

I

Owned by spouse

Common Stock

24,200

I

Owned by adult son, Stuart Houtkin

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of
    Derivative
    Security
    (Instr. 4)

2.  Date Exercisable and
    Expiration Date
    (Month/Day/Year)

3. Title and Amount of
    Securities Underlying Derivative
    Security (Instr. 4)

4. Conversion or
    Exercise Price of
    Derivative
    Security

5. Ownership
    Form of Derivative
    Securities: Direct (D)
    or Indirect (I) (Instr. 5)

6. Nature of Indirect
    Beneficial
    Ownership
    (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or
Number of Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Explanation of Responses:

  Mr. Houtkin denies beneficial ownership of the shares owned by his spouse and adult son.

 

 

/s/ Harvey Houtkin

 

2/13/03

** Signature of Reporting Person

 

Date

 

*

 

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

 

 

 

**

 

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

 

 

Note:

 

File three copies of this Form, one of which must be manually signed. If space is insufficient,

 

 

See Instruction 6 for procedure.

 

 

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