-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jci1twAblE2fQxcjyK5l1c6BRCB7w7wLB31pu7D3lB77LysdnJmo21mbQusHTUfn uk/yxLbZr7mqMOHwOe9APw== 0001019155-10-000019.txt : 20100120 0001019155-10-000019.hdr.sgml : 20100120 20100120114114 ACCESSION NUMBER: 0001019155-10-000019 CONFORMED SUBMISSION TYPE: F-6 POS PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100120 DATE AS OF CHANGE: 20100120 EFFECTIVENESS DATE: 20100120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERKELEY TECHNOLOGY LTD CENTRAL INDEX KEY: 0000891377 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: F-6 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-11658 FILM NUMBER: 10535267 BUSINESS ADDRESS: STREET 1: MINDEN HSE,MINDEN PL ST HELIER JERSEY STREET 2: CHANNEL ISLANDS U K JE2 4WQ STATE: X0 ZIP: 00000 BUSINESS PHONE: 011441534607700 MAIL ADDRESS: STREET 1: MINDEN HSE,MINDEN PL ST HELIER JERSEY STREET 2: CHANNEL ISLANDS U K JE2 4WQ STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: LONDON PACIFIC GROUP LTD DATE OF NAME CHANGE: 19960306 FORMER COMPANY: FORMER CONFORMED NAME: GOVETT & CO LTD DATE OF NAME CHANGE: 19930608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK / ADR DIVISION CENTRAL INDEX KEY: 0001201935 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] IRS NUMBER: 135160382 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: F-6 POS BUSINESS ADDRESS: STREET 1: AMERICAN DEPOSITARY RECEIPTS DIVISION STREET 2: 101 BARCLAY STREET - 22WEST CITY: NYC STATE: NY ZIP: 10286 BUSINESS PHONE: 212-815-4601 MAIL ADDRESS: STREET 1: ATTN: THERESA BOTROS - 15EAST STREET 2: 101 BARCLAY STREET CITY: NYC STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF NEW YORK/ADR DIVISION DATE OF NAME CHANGE: 20021028 F-6 POS 1 f6berkeley12010.htm POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 F-6POS



As filed with the Securities and Exchange Commission on January 20, 2010

Registration No. 333-11658

                           


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

_______________________

POST-EFFECTIVE AMENDMENT NO. 2 TO THE

FORM F-6

REGISTRATION STATEMENT

under

THE SECURITIES ACT OF 1933

For Depositary Shares Evidenced by American Depositary Receipts


BERKELEY TECHNOLOGY LIMITED

(Formerly known as London Pacific Group Limited)

 (Exact name of issuer of deposited securities as specified in its charter)

N/A

(Translation of issuer's name into English)


Jersey, Channel Islands

(Jurisdiction of incorporation or organization of issuer)


THE BANK OF NEW YORK MELLON

(Exact name of depositary as specified in its charter)


One Wall Street

 New York, N.Y.  10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

__________

The Bank of New York Mellon

ADR Division

One Wall Street, 29th Floor

New York, New York, 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of agent for service)


Copies to:

Peter B. Tisne, Esq.

Emmet, Marvin & Martin, LLP

120 Broadway

New York, New York  10271

(212) 238-3010


It is proposed that this filing become effective under Rule 466

[X] immediately upon filing

[ ] on ( Date ) at ( Time ).

If a separate registration statement has been filed to register the deposited shares, check the following box.  [ ]








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EXPLANATORY NOTE




The offering made under this Registration Statement has been terminated.  Accordingly, the Registrant hereby deregisters all remaining American Depositary Shares previously registered by this Registration Statement that have not been issued.






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PART I


INFORMATION REQUIRED IN PROSPECTUS


Item - 1.

Description of Securities to be Registered


Cross Reference Sheet

Location in Form of Receipt

Item Number and Caption

Filed Herewith as Prospectus


1.  Name and address of depositary

Introductory Article


2.  Title of American Depositary Receipts and identity of

Face of Receipt, top center

deposited securities


Terms of Deposit:



(i)  The amount of deposited securities represented

Face of Receipt, upper right corner

by one unit of American Depositary Receipts


(ii)  The procedure for voting, if any, the deposited

Articles number 15, 16 and 18

securities


(iii)  The collection and distribution of dividends

Articles number 4, 12, 13, 15 and 18


(iv)  The transmission of notices, reports and proxy

Articles number 11, 15, 16, and 18

soliciting material



(v)  The sale or exercise of rights

Articles number 13, 14, 15, and 18


(vi)  The deposit or sale of securities resulting from

Articles number 12, 13, 15, 17

dividends, splits or plans of reorganization

and 18


(vii)  Amendment, extension or termination of the

Articles number 20 and 21

deposit agreement


(viii)  Rights of holders of Receipts to inspect the

Article number 11

transfer books of the depositary and the list of

holders of Receipts


(ix)  Restrictions upon the right to deposit of

Articles number 2, 3, 4, 5, 6, 8 and

withdraw the underlying securities

22


(x)  Limitation upon the liability of the depositary

Articles number 13, 18, 19 and 21


3.  Fees and Charges

Articles number 7 and 8


Item – 2.

Available Information


Public reports furnished by issuer

Article number 11






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PART II


INFORMATION NOT REQUIRED IN PROSPECTUS




Item - 3.

Exhibits


a.

Form of Deposit Agreement dated as of September 25, 1992, as amended and restated as of November 24, 1993, as further amended and restated as of March 14, 2000, as further amended and restated as of June 24, 2002 among London Pacific Group Limited, The Bank of New York, as Depositary, and all Owners and holders from time to time of American Depositary Receipts issued thereunder. -- Filed previously.

b.

Any other agreement to which the Depositary is a party relating to the issuance of the Depositary Shares registered hereby or the custody of the deposited securities represented. – Not applicable.

c.

Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. -- See (a) above.

d.

Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. – Filed previously.

e.

Certification under Rule 466. – Filed herewith as Exhibit 5.



Item - 4.

Undertakings

(a)

The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADRs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

(b)

If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADR thirty days before any change in the fee schedule.



 







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SIGNATURES



Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on January 20, 2010.


Legal entity created by the agreement for the issuance of American Depositary Receipts for Ordinary Shares of Berkeley Technology Limited.


By:  The Bank of New York Mellon,

As Depositary

By:  /s/ Joanne F. Di Giovanni

             Name: Joanne F. Di Giovanni

             Title:   Vice President


 






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Pursuant to the requirements of the Securities Act of 1933, Berkeley Technology Limited has caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in San Francisco, California, on January 20, 2010.


Berkeley Technology Limited

By: /s/ Robert A. Cornman

  

    Name:  Robert A. Cornman

     

    Title:  Secretary


Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated on January 20, 2010.



/s/ Arthur I. Trueger

Chairman and Chief Executive Officer

Arthur I. Trueger

(principal executive, financial and accounting officer)



___________________________________

Director

The Viscount Hugh Trenchard



/s/ Harold Hughes

Director

Harold Hughes



/s/ Victor Hebert

Director

Victor Hebert



/s/ Robert A. Cornman

Authorized Representative in the United States

Robert A. Cornman







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INDEX TO EXHIBITS


Exhibit

Number

Exhibit

 
   
   
   

5

Certificate under Rule 466.

 
   
   







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EX-5 2 f466certificateberkeley.htm RULE 466 CERTIFICATION Exhibit 5


Exhibit 5

Certification Under Rule 466


The Depositary, The Bank of New York Mellon, represents and certifies the following:


(1)

That it previously has filed a Registration Statement on Form F-6 (London Pacific Group Limited, Registration No. 333-11658) which the Commission declared effective, with terms of deposit identical to the terms of deposit of this Registration Statement except for the number of foreign securities a Depositary Share represents.

(2)

That its ability to designate the date and time of effectiveness under Rule 466 has not been suspended.

THE BANK OF NEW YORK MELLON,
As Depositary


By:  /s/ Joanne F. DiGiovanni

Name:  Joanne F. DiGiovanni

Title:    Vice President




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