-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhSOm8pSdgtPb2Yn+MDWotKLHNi06g9p5JGYxG4+NmUnN8nPkOA8l1d2kQj8N08N 5Vs580VlEPZMGxKINF4flA== 0001001746-97-000070.txt : 19971126 0001001746-97-000070.hdr.sgml : 19971126 ACCESSION NUMBER: 0001001746-97-000070 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971125 SROS: NYSE GROUP MEMBERS: ENERGY MANAGEMENT CORPORATION GROUP MEMBERS: PENGO SECURITIES CORP. GROUP MEMBERS: RANDALL D. SMITH GROUP MEMBERS: RDS GROUP HOLDINGS INC GROUP MEMBERS: RDS GROUP HOLDINGS, INC GROUP MEMBERS: SMITH MANAGEMENT COMPANY GROUP MEMBERS: WOODSTEAD ASSOCIATES, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SERVICO INC CENTRAL INDEX KEY: 0000089121 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 650350241 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44175 FILM NUMBER: 97728255 BUSINESS ADDRESS: STREET 1: 1601 BELVEDERE RD STE 501 S CITY: WEST PALM BEACH STATE: FL ZIP: 33406 BUSINESS PHONE: 5616899970 MAIL ADDRESS: STREET 1: 1601 BELVEDERE ROAD CITY: WEST PALM BEACH STATE: FL ZIP: 33406 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RDS GROUP HOLDINGS INC CENTRAL INDEX KEY: 0001016343 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 743133073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE 34TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128885500 MAIL ADDRESS: STREET 1: 53 MAPLE AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07963-0398 SC 13D/A 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) SERVICO, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 817648108 (CUSIP Number) David A. Persing 885 Third Avenue New York, NY 10022 (212) 888-5500 (Name, Address and Telephone Number of Person Authorized to Receive Notices & Communications) November 18, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] 2 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON Pengo Securities Corp. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York __________________ | 7. SOLE VOTING POWER 451,800 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 451,800 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 451,800 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.2% 14. TYPE OF REPORTING PERSON CO *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON Energy Management Corporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Colorado __________________ | 7. SOLE VOTING POWER 667,500 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 667,500 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 667,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON CO *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON Smith Management Company S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS NA 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware __________________ | 7. SOLE VOTING POWER 667,500 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 667,500 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 667,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON CO *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON RDS Group Holdings, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS NA 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey __________________ | 7. SOLE VOTING POWER 667,500 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 667,500 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 667,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON CO *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON Woodstead Associates, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS NA 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Texas __________________ | 7. SOLE VOTING POWER 0 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 0 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% 14. TYPE OF REPORTING PERSON PN *SEE INSTRUCTIONS BEFORE FILLING OUT! 7 SCHEDULE 13D CUSIP No. 817648108 1. NAME OF REPORTING PERSON Randall D. Smith S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Not furnished 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS NA 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States __________________ | 7. SOLE VOTING POWER 667,500 NUMBER OF | SHARES | BENEFICIALLY | 8. SHARED VOTING POWER -- OWNED BY | EACH | REPORTING | 9. SOLE DISPOSITIVE POWER 667,500 PERSON | WITH | __________________| 10. SHARED DISPOSITIVE POWER -- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 667,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON IN *SEE INSTRUCTIONS BEFORE FILLING OUT! 8 AMENDMENT NO. 7 TO SCHEDULE 13D _______________________________ This is Amendment No. 8 ("Amendment No. 8") to Schedule 13D to the original Statement on Schedule 13D filed by Energy Management Corporation, a Colorado corporation ("EMC"), dated December 16, 1993 (the date of the event which required a filing being December 6, 1993), as amended by Amendment No. 1, dated April 14, 1994 (the date of the event which required a filing being April 13, 1994), Amendment No. 2 dated March 30, 1995 (the date of the event which required a filing being March 22, 1995), Amendment No. 3 dated October 16, 1995 (the date of the event which required a filing being September 28, 1995), Amendment No. 4 dated April 29, 1996 (the date of the event which required a filing being April 24, 1996) Amendment No. 5 dated July 21, 1997 (the date of the event which required a filing being July 10, 1997), Amendment No. 6 dated August 6, 1997 (the date of the event which required a filing being July 25, 1997) and Amendment No. 7 dated October 22, 1997 (the date of the event which required a filing being October 3, 1997). The reporting persons are filing this Statement jointly, pursuant to the provisions of Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as separate persons and not as members of a group. Item 5. Interest in Securities of the Issuer Item 5 is amended and restated as follows: (a) The aggregate number of shares of common stock beneficially owned by Pengo is 451,800 shares, representing approximately 2.2% of the outstanding Common Stock. The aggregate number of shares of common stock beneficially owned by EMC is 667,500 shares, representing approximately 3.2% of the outstanding Common Stock. (b) Pengo has the power to vote and the power to dispose of the 451,800 Shares owned by it. EMC has the power to vote and the power to dispose of the 667,500 shares owned by it. Each of SMC, RDS and Smith has the power to direct the vote and direct the disposition of the 667,500 shares owned by EMC. (c) There have been no transactions by any Reporting Person in the Issuer's securities within the last sixty (60) days except as reported in Amendment No. 7 and except for the following sales by EMC: Date Number of Shares Price per Share _____ ________________ _______________ 11/18 221,500 16.82 11/22 150,000 16.75 (d) Not Applicable. (e) Not Applicable. 9 After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, correct and complete. PENGO SECURITIES CORP. Dated: November 24, 1997 By: BRUCE M. SCHNELWAR ________________________ Name: Bruce M. Schnelwar Title: Senior Vice President ENERGY MANAGEMENT CORPORATION Dated: November 24, 1997 By: DAVID A. PERSING ________________________ Name: David A. Persing Title: Senior Vice President SMITH MANAGEMENT COMPANY Dated: November 24, 1997 By: DAVID A. PERSING ________________________ Name: David A. Persing Title: Senior Vice President RDS GROUP HOLDINGS, INC. Dated: November 24, 1997 By: DAVID A. PERSING ________________________ Name: David A. Persing Title: Senior Vice President Dated: November 24, 1997 WOODSTEAD ASSOCIATES, L.P. Successor to Woodstead Associates II, L.P. By: BRUCE M. SCHNELWAR ________________________ Name: Bruce M. Schnelwar Title: Senior Vice President of General Partner Dated: November 24, 1997 RANDALL D. SMITH ___________________________ Randall D. Smith -----END PRIVACY-ENHANCED MESSAGE-----