0001287695-16-000626.txt : 20160329
0001287695-16-000626.hdr.sgml : 20160329
20160329110626
ACCESSION NUMBER: 0001287695-16-000626
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160131
FILED AS OF DATE: 20160329
DATE AS OF CHANGE: 20160329
EFFECTIVENESS DATE: 20160329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
CENTRAL INDEX KEY: 0000891188
IRS NUMBER: 223196058
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07156
FILM NUMBER: 161534163
BUSINESS ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 800-441-7762
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKROCK MUNIYIELD INSURED INVESTMENT FUND
DATE OF NAME CHANGE: 20080926
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKROCK MUNIYIELD FLORIDA INSURED FUND
DATE OF NAME CHANGE: 20070611
FORMER COMPANY:
FORMER CONFORMED NAME: MUNIYIELD FLORIDA INSURED FUND /NJ/
DATE OF NAME CHANGE: 19921217
NSAR-A
1
myinvqual.fil
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SIGNATURE NEAL J. ANDREWS
TITLE CFO
EX-99.77O RULE 10F-3
2
paturn77o.txt
PARTICIPATING FUNDS
.. U.S. Registered Funds (Name of Fund, Aladdin Ticker):
ISHARES NATIONAL AMT-FREE MUNI BOND ETF (ISHMUNI)
BlackRock Muni Intermediate Duration Fund, Inc. (MUI)
BlackRock Municipal Income Investment Quality Trust (BAF)
BlackRock Municipal Income Investment Trust (BBF)
BlackRock Municipal Bond Investment Trust (BIE)
BlackRock MuniHoldings Investment Quality Fund (MFL)
BlackRock MuniYield Investment Quality Fund (MFT)
BlackRock MuniHoldings Quality Fund II, Inc. (MUE)
BlackRock MuniHoldings Quality Fund, Inc. (MUS)
BlackRock MuniYield Investment Fund (MYF)
THE OFFERING
KEY CHARACTERISTICS (COMPLETE ALL FIELDS)
-------------------------------------
Date of 12-02-2015
Offering Commencement:
------------------------ -----------
Security Type: BND/MUNI
-------------------------------------
-------------------------------------------------------------------------------
Issuer Pennsylvania Turnpike Commission Turnpike Senior
Revenue Bonds, Series B of 2015
--------------------------- --------------------------------------------------
Selling Underwriter RBC Capital Markets
--------------------------- --------------------------------------------------
Affiliated Underwriter(s) [X] PNC Capital Markets LLC
[_] Other:
--------------------------- --------------------------------------------------
List of Underwriter(s) RBC Capital Markets, Janney Montgomery Scott LLC,
Siebert Brandford Shank & Co., Boenning &
Scattergood, Inc., PNC Capital Markets LLC, Wells
Fargo Securities
-------------------------------------------------------------------------------
TRANSACTION DETAILS
-------------------------------
Date of Purchase 12-02-2015
-------------------------------
-------------------------------------------------------------------------------
Purchase Price/Share $115.333 Total Commission, Spread or Profit 0.389
(PER SHARE / % OF PAR) (3.19)
$111.625
(3.60)
-------------------------------------------------------------------------------
-------------------------------------------------------------------------------
1. Aggregate Principal Amount Purchased (a+b) $ 12,205,000
-------------------------------------------------------------- ------------
a. US Registered Funds
(Appendix attached with individual Fund/Client
purchase) $ 9,790,000
-------------------------------------------------------------- ------------
b. Other BlackRock Clients $ 2,415,000
-------------------------------------------------------------- ------------
2. Aggregate Principal Amount of Offering $304,005,000
-------------------------------------------------------------- ------------
Page 1 of 2
Rule 10f-3 Report - Definitions
-------------------------------------------------------------------------------
FUND RATIO
[Divide Sum of #1 by #2]
Must be less than 0.25 0.04015
-------------------------------------------------------------------------------
LEGAL REQUIREMENTS
OFFERING TYPE (CHECK ONE)
The securities fall into one of the following transaction types (see
Definitions):
[_] U.S. Registered
Public Offering....... [Issuer must have 3 years of continuous operations]
[_] Eligible Rule 144A
Offering.............. [Issuer must have 3 years of continuous operations]
[X] Eligible Municipal
Securities
[_] Eligible Foreign
Offering.............. [Issuer must have 3 years of continuous operations]
[_] Government Securities
Offering.............. [Issuer must have 3 years of continuous operations]
TIMING AND PRICE (CHECK ONE OR BOTH)
[X]The securities were purchased before the end of the first day on which any
sales were made, at a price that was not more than the price paid by each
other purchaser of securities in that offering or in any concurrent offering
of the securities; and
[_]If the securities are offered for subscription upon exercise of rights, the
securities were purchased on or before the fourth day before the day on
which the rights offering terminated.
FIRM COMMITMENT OFFERING (CHECK ONE)
[X]YES The securities were offered pursuant to an underwriting or similar
[_]NO agreement under which the underwriters were committed to purchase all
of the securities being offered, except those purchased by others
pursuant to a rights offering, if the underwriters purchased any of
the securities.
NO BENEFIT TO AFFILIATED UNDERWRITER (CHECK ONE)
[X]YES No affiliated underwriter was a direct or indirect participant in, or
[_]NO benefited directly or indirectly from, the transaction.
Completed by: Dipankar Banerjee Date: 12-23-2015
---------------------------------------------
Global Syndicate Team Member
Approved by: Betsy Mathews, Steven DeLaura Date: 12-23-2015
---------------------------------------------
Global Syndicate Team Member
Rule 10f-3 Report - Definitions
DEFINITIONS
TERM DEFINITION
Fund Ratio Number appearing at the bottom of page 1 of 2 of
the Rule 10f-3 Report form. It is the sum of the
Funds' participation in the offering by the Funds
and other accounts managed by BlackRock divided by
the total amount of the offering.
Eligible Foreign Offering The securities are sold in a public offering
conducted under the laws of a country other than
the United States and
(a)the offering is subject to regulation in such
country by a "foreign financial regulatory
authority," as defined in Section 2(a)(50) of
the Investment Company Act of 1940;
(b)the securities were offered at a fixed price to
all purchasers in the offering (except for any
rights to purchase securities that are required
by law to be granted to existing security
holders of the issuer);
(c)financial statements, prepared and audited as
required or permitted by the appropriate foreign
financial regulatory authority in such country,
for the two years prior to the offering, were
made available to the public and prospective
purchasers in connection with the offering; and
(d)if the issuer is a "domestic issuer," i.e.,
other than a foreign government, a national of
any foreign country, or a corporation or other
organization incorporated or organized under the
laws of any foreign country, it (1) has a class
of securities registered pursuant to section
12(b) or 12(g) of the Securities Exchange Act of
1934 or is required to file reports pursuant to
section 15(d) of that act, and (2) has filed all
the material required to be filed pursuant to
section 13(a) or 15(d) of that act for a period
of at least 12 months immediately preceding the
sale of securities (or for such shorter period
that the issuer was required to file such
material)
Rule 10f-3 Report - Definitions
TERM DEFINITION
Eligible Municipal Securities The securities:
(a)are direct obligations of, or obligations
guaranteed as to principal or interest by,
a State or any political subdivision
thereof, or any agency or instrumentality
of a State or any political subdivision
thereof, or any municipal corporate
instrumentality of one or more States, or
any security which is an industrial
development bond (as defined in section
103(c)(2) of Title 26) the interest on
which is excludable from gross income under
certain provisions of the Internal Revenue
Code;
(b)are sufficiently liquid that they can be
sold at or near their carrying value within
a reasonably short period of time; and
(c)either
(1)are subject to no greater than moderate
credit risk; or
(2)if the issuer of the municipal
securities, or the entity supplying the
revenues or other payments from which
the issue is to be paid, has been in
continuous operation for less than
three years, including the operation of
any predecessors, the securities are
subject to a minimal or low amount of
credit risk.
Also, purchases of municipal securities may
not be designated as group sales or otherwise
allocated to the account of any prohibited
seller (i.e., an affiliated underwriter).
Eligible Rule 144A Offering The securities are sold in an offering where
(a)the securities are offered or sold in
transactions exempt from registration under
Section 4(2) of the Securities Act of 1933,
Rule 144A thereunder, or Rules 501-508
thereunder;
(b)the securities were sold to persons that
the seller and any person acting on behalf
of the seller reasonably believe to include
qualified institutional buyers, as defined
in Rule 144A ("QIBs"); and
(c)the seller and any person acting on behalf
of the seller reasonably believe that the
securities are eligible for resale to other
QIBs pursuant to Rule 144A.
Government Securities Offering The security is issued or guaranteed as to
principal or interest by the United States, or
by a person controlled or supervised by and
acting as an instrumentality of the Government
of the United States pursuant to authority
granted by the Congress of the United States;
or any certificate of deposit for any of the
foregoing.
Rule 10f-3 Report - Definitions
TERM DEFINITION
U.S. Registered Public Offering. The securities offered are registered under
the Securities Act of 1933 that are being
offered to the public.