0000891166-23-000028.txt : 20230321 0000891166-23-000028.hdr.sgml : 20230321 20230321215254 ACCESSION NUMBER: 0000891166-23-000028 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ropiecki Gary Lloyd CENTRAL INDEX KEY: 0001970041 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33251 FILM NUMBER: 23751148 MAIL ADDRESS: STREET 1: 1110 W. COMMERCIAL BLVD. CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL INSURANCE HOLDINGS, INC. CENTRAL INDEX KEY: 0000891166 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650231984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1110 W. COMMERCIAL BLVD. STREET 2: SUITE 100 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 954-958-1200 MAIL ADDRESS: STREET 1: 1110 W. COMMERCIAL BLVD. STREET 2: SUITE 100 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL INSURANCE HOLDINGS INC DATE OF NAME CHANGE: 20010330 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL HEIGHTS INC DATE OF NAME CHANGE: 19950817 3 1 wf-form3_167944996281933.xml FORM 3 X0206 3 2022-03-14 0 0000891166 UNIVERSAL INSURANCE HOLDINGS, INC. UVE 0001970041 Ropiecki Gary Lloyd 1110 W. COMMERCIAL BLVD FORT LAUDERDALE FL 33309 0 1 0 0 Principal Accounting Officer Common Stock 5000 D Stock Option (Right to Buy) 31.64 2022-03-14 2029-03-14 Common Stock 7500.0 D Represents 5,000 RSUs. Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 1,667 restricted shares that vested on December 17, 2022; (b) 1,667 restricted shares that vest on December 17, 2023; and (c) 1,666 restricted shares that vest on December 17, 2024. This Form 3 is late due to a misunderstanding about whether the reporting person was considered to be an "officer" for reporting purposes pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, since the Issuer determined that the reporting person was not an "executive officer" for reporting purposes pursuant to Item 401(b) of Regulation S-K. This Form 3 reflects the reporting person's beneficial ownership as of the date he was appointed as the Issuer's principal accounting officer, which occurred on March 14, 2022, as disclosed in the Current Report on Form 8-K filed by the Issuer on March 18, 2022. /s/ Gary Ropiecki 2023-03-21