-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C9UF6QYt7WvLNi5NZe7PKXRJx1wVF+gAcA4cwAabHINcZhluahU+4cfig0ZFAtUn tUk78YKqQGG2/KtyhgArRw== 0000950157-02-000429.txt : 20020610 0000950157-02-000429.hdr.sgml : 20020610 20020607124259 ACCESSION NUMBER: 0000950157-02-000429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020531 FILED AS OF DATE: 20020607 COMPANY DATA: COMPANY CONFORMED NAME: VIVENDI UNIVERSAL CENTRAL INDEX KEY: 0001127055 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] OWNER IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 42 AVENUEDE FRIEDLAND STREET 2: 75380 PARIS CEDEX CITY: 08 FRANCE STATE: I0 ZIP: 00000 BUSINESS PHONE: 0113317171 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USA INTERACTIVE CENTRAL INDEX KEY: 0000891103 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 592712887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20570 FILM NUMBER: 02673279 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123147300 MAIL ADDRESS: STREET 1: 152 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: HSN INC DATE OF NAME CHANGE: 19970111 FORMER COMPANY: FORMER CONFORMED NAME: SILVER KING COMMUNICATIONS INC DATE OF NAME CHANGE: 19940420 FORMER COMPANY: FORMER CONFORMED NAME: USA NETWORKS INC DATE OF NAME CHANGE: 19980223 4 1 form4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - ------ ------------------------ FORM 4 OMB APPROVAL - ------ ------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response:...0.5 ------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [x] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).+ ________________________________________________________________________________ 1. Name and Address of Reporting Person** Vivendi Universal, S.A. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 375 Park Avenue - -------------------------------------------------------------------------------- (Street) New York, NY 10152 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol USA Interactive, Inc. (USAI) (formerly USA Networks, Inc.) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year May, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [_] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person ________________________________________________________________________________ FORM 4 (continued) ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 5/7/02 P 25,000,000 A (1) 43,181,308 I (2) per share ("Common Stock") of USA Interactive, Inc. ("USAi") ====================================================================================================================================
Explanation of Responses: (1) On May 7, 2002, Vivendi Universal, S.A. ("Vivendi") exchanged 11,239,765 Vivendi ordinary shares in return for 25,000,000 shares of Common Stock. (2) Vivendi owns 43,181,308 shares Common Stock indirectly through subsidiaries. + Applicable to Vivendi Universal Canada Inc. (formerly known as The Seagram Company Ltd.) and Universal Studios, Inc. ("Universal"). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Shares of (3) 5/7/02 J(4) 282,161,530 Class B 282,161,530 (5) 0 USANi LLC Common Stock/ Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ Warrants (6) 5/7/02 P 60,467,735 11/8/02 5/7/12 Common 60,467,735 (7) 60,467,735 I (8) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common (9) (9) (9) Common 13,430,000 13,430,000 I (10) Stock, par value Stock $.01 per share, of USAi ("Class B Common Stock") - ------------------------------------------------------------------------------------------------------------------------------------ Put Option (right (11) 5/7/02 J(11) 1 5/7/22 None Class B 56,611,308 (12) 1 I (13) to sell) Common Stock/ Common Stock ==================================================================================================================================== Explanation of Responses: (3) Until May 7, 2002, the shares of USANi LLC held by Vivendi were exchangeable for 146,570,000 shares of Class B Common Stock and 135,591,530 shares of Common Stock. See Note 4 below. (4) On May 7, 2002, USAi, Universal (for itself and on behalf of certain of its subsidiaries) and Liberty Media Corporation ("Liberty Media") (for itself and on behalf of certain of its subsidiaries) terminated the Exchange Agreement dated as of October 19, 1997, among such parties (the "Exchange Agreement"), pursuant to which the shares of USANi LLC mentioned in Note 3 above were exchangeable into shares of Common Stock and Class B Common Stock. (5) The Exchange Agreement was terminated by USAi, Universal (for itself and on behalf of certain of its subsidiaries) and Liberty Media (for itself and on behalf of certain of its subsidiaries) as part of the overall transaction among such parties (the "Transaction"), as disclosed in the Statement on Schedule 13D/A dated as of December 21, 2001, as amended, filed with the Securities and Exchange Commission with respect to USAi. (6) Each Warrant entitles its holder to purchase one share of Common Stock, subject to adjustment. The exercise prices are as follows: 24,187,094 Warrants at $27.50 per share, 24,187,094 Warrants at $32.50 per share and 12,093,547 at $37.50 per share, in each case subject to adjustment. (7) On May 7, 2002, the Warrants were issued to a subsidiary of Vivendi as part of the Transaction. The Equity Warrant Agreement with respect to the Warrants, among USAi and The Bank of New York, dated as of May 7, 2002, is attached as Exhibit 49 to the Statement on Schedule 13D/A dated as of May 17, 2002, filed with the Securities and Exchange Commission with respect to USAi. (8) Vivendi owns the Warrants indirectly through subsidiaries. (9) The shares of Class B Common Stock are identical in all respects to the shares of Common Stock except as to the number of votes per share, and are convertible by the holder thereof on a share for share basis into shares of Common Stock at any time. (10) Vivendi owns 13,430,000 shares Class B Common Stock indirectly through subsidiaries. (11) Pursuant to the Amended and Restated Limited Liability Limited Partnership Agreement (the "Partnership Agreement") among USI Entertainment Inc., USANI Holding XX, Inc., Universal Pictures International Holdings BV, Universal Pictures International Holdings 2 BV, NYCSpirit Corp. II, USAi, USANi Sub LLC, New-U Studios Holdings, Inc. and Barry Diller dated as of May 7, 2002, attached as Exhibit 48 to the Statement on Schedule 13D/A dated as of May 17, 2002, filed with the Securities and Exchange Commission with respect to USAi, beginning on May 7, 2022, Vivendi and certain of its subsidiaries have a contractual right that is the economic equivalent of a right to sell (the "Put Option") 13,430,000 shares of Class B Common Stock and 43,181,308 shares of Common Stock to USAi and certain of its subsidiaries in return for Class B Preferred Interests of Vivendi Universal Entertainment LLLP that will become immediately redeemable for approximately $2,311,000,000 upon consummation of such transaction. (12) On May 7, 2002, as part of the Transaction, Vivendi and certain of its subsidiaries entered into the Partnership Agreement granting them the Put Option. (13) The Put Option is a right of Vivendi and certain of its subsidiaries.
FORM 4 (continued) **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. /s/ George E. Bushnell III, Vice President June 7, 2002 - ---------------------------------------- ---------------- **Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Additional Reporting Persons: Name and Address of Reporting Person: Vivendi Universal Canada Inc. 375 Park Avenue, New York, NY 10152 Issuer Name and Ticker or Trading Symbol USA Interactive, Inc. (USAI) Statement for Month/Year May, 2002 /s/ George E. Bushnell III, Secretary June 7, 2002 - ---------------------------------------- ---------------- **Signature of Reporting Person Date Name and Address of Reporting Person: Universal Studios, Inc. 100 Universal City Plaza, Universal City, CA 91608 Issuer Name and Ticker or Trading Symbol USA Interactive, Inc. (USAI) Statement for Month/Year May, 2002 /s/ Kevin Conway, Vice President June 6, 2002 - ---------------------------------------- --------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----